Company Announcements

Form 8.5 (EPT/RI)

Source: RNS
RNS Number : 0353B
UBS AG (EPT)
30 March 2017
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Deutsche Boerse AG

(c) Name of the party to the offer with which exempt principal trader is connected:

            LSE Group PLC

(d) Date dealing undertaken:

            29 March 2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES

LSE Group PLC

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary

Buy

 

75275

83.79000        EUR

82.12000        EUR

Ordinary

Sell

 

72395

83.79000        EUR

82.16000        EUR

Tendered ordinary

Buy

 

134693

83.86000        EUR

82.20000        EUR

Tendered ordinary

Sell

 

79787

83.86000        EUR

82.24000        EUR

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

 

Long

10021

83.2732        EUR

Ordinary

CFD

 

Long

200

83.155        EUR

Ordinary

CFD

 

Long

3594

83.20731775        EUR

Ordinary

CFD

 

Long

529

83.6699811        EUR

Ordinary

CFD

 

Short

758

83.79        EUR

Ordinary

CFD

 

Short

130

83.22184615        EUR

Ordinary

CFD

 

Short

23050

82.75        EUR

Tendered ordinary

CFD

 

Long

1541

83.62024984        EUR

Tendered ordinary

CFD

 

Long

3505

83.592734        EUR

Tendered ordinary

CFD

 

Long

4444

83.324543        EUR

Tendered ordinary

CFD

 

Short

19203

82.2        EUR

Tendered ordinary

CFD

 

Short

34

82.804706        EUR

Tendered ordinary

CFD

 

Short

30

82.804667        EUR

Tendered ordinary

CFD

 

Short

122

82.804672        EUR

Tendered ordinary

CFD

 

Short

38416

83.220092        EUR

Tendered ordinary

CFD

 

Short

2046

83.3625        EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

30 March 2017

Contact name:

Tahmidul Islam

Telephone number:

+44 (0)20 7568 3970

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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