Company Announcements

Form 8.5 (EPT/RI) - Kaz Minerals Plc

Source: RNS
RNS Number : 3650Q
UBS AG (EPT)
25 February 2021
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Kaz Minerals plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            Kaz Minerals plc

(d) Date dealing undertaken:

            24 February 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

20p ordinary

Buy

 

296838

8.69406        GBP

8.46000        GBP

20p ordinary

Sell

 

20548

8.69406        GBP

8.46401      GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

20p ordinary

CFD

 

Long

112

8.50808929        GBP

20p ordinary

CFD

 

Long

1193

8.486541        GBP

20p ordinary

CFD

 

Long

227

8.464        GBP

20p ordinary

CFD

 

Long

1559

8.488583        GBP

20p ordinary

CFD

 

Long

5893

8.505305        GBP

20p ordinary

CFD

 

Long

294

8.52738095238095        GBP

20p ordinary

CFD

 

Long

267

8.53340823970037        GBP

20p ordinary

CFD

 

Long

439

8.53519362186788        GBP

20p ordinary

CFD

 

Long

10

8.532        GBP

20p ordinary

CFD

 

Short

4164

8.5355739673391        GBP

20p ordinary

CFD

 

Short

1000

8.49659        GBP

20p ordinary

CFD

 

Short

170

8.46        GBP

20p ordinary

CFD

 

Short

22747

8.478795        GBP

20p ordinary

CFD

 

Short

280

8.518        GBP

20p ordinary

CFD

 

Short

786

8.534631043257        GBP

20p ordinary

CFD

 

Short

1945

8.48094601542416        GBP

20p ordinary

CFD

 

Short

4153

8.51919        GBP

20p ordinary

CFD

 

Short

25

8.464        GBP

20p ordinary

CFD

 

Short

105

8.47457142857143        GBP

20p ordinary

CFD

 

Short

250000

8.523013        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

25 February 2021

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
FERPPURGPUPGGGA