Company Announcements

Form 8.5 (EPT/RI) - Shaftesbury Plc

Source: RNS
RNS Number : 0158B
UBS AG (EPT)
28 September 2022
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Shaftesbury Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            Shaftesbury Plc

(d) Date dealing undertaken:

            27 September 2022

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

25p ordinary

Buy

 

48403

3.60399        GBP

3.45000        GBP

25p ordinary

Sell

 

50538

3.60399        GBP

3.45000        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

25p ordinary

CFD

 

Long

11853

3.45        GBP

25p ordinary

CFD

 

Long

3923

3.517141        GBP

25p ordinary

CFD

 

Long

534

3.51        GBP

25p ordinary

CFD

 

Long

3786

3.521704        GBP

25p ordinary

CFD

 

Long

4680

3.508757        GBP

25p ordinary

CFD

 

Long

1235

3.583887        GBP

25p ordinary

CFD

 

Long

71

3.463606        GBP

25p ordinary

CFD

 

Long

5936

3.60096415        GBP

25p ordinary

CFD

 

Long

11781

3.488678        GBP

25p ordinary

CFD

 

Short

5000

3.577624        GBP

25p ordinary

CFD

 

Short

3972

3.485531        GBP

25p ordinary

CFD

 

Short

315

3.563911        GBP

25p ordinary

CFD

 

Short

4097

3.45009763241396        GBP

25p ordinary

CFD

 

Short

2161

3.51282276723739        GBP

25p ordinary

CFD

 

Short

444

3.57267667972973        GBP

25p ordinary

CFD

 

Short

439

3.496103        GBP

25p ordinary

CFD

 

Short

1036

3.536906        GBP

25p ordinary

CFD

 

Short

3404

3.534907        GBP

25p ordinary

CFD

 

Short

92

3.530419        GBP

25p ordinary

CFD

 

Short

329

3.584358        GBP

25p ordinary

CFD

 

Short

604

3.581716        GBP

25p ordinary

CFD

 

Short

158

3.514351        GBP

25p ordinary

CFD

 

Short

279

3.45010752688172        GBP

25p ordinary

CFD

 

Short

150

3.51266666666667        GBP

25p ordinary

CFD

 

Short

30

3.496181        GBP

25p ordinary

CFD

 

Short

28

3.57554902714286        GBP

25p ordinary

CFD

 

Short

5

3.525978        GBP

25p ordinary

CFD

 

Short

68

3.537813        GBP

25p ordinary

CFD

 

Short

5178

3.4500965623793        GBP

25p ordinary

CFD

 

Short

2527

3.51388207360507        GBP

25p ordinary

CFD

 

Short

756

3.495966        GBP

25p ordinary

CFD

 

Short

712

3.57932959606742        GBP

25p ordinary

CFD

 

Short

1589

3.543195        GBP

25p ordinary

CFD

 

Short

140

3.539183        GBP

25p ordinary

CFD

 

Short

5087

3.45009632396304        GBP

25p ordinary

CFD

 

Short

2684

3.51282041728763        GBP

25p ordinary

CFD

 

Short

551

3.5727667276951        GBP

25p ordinary

CFD

 

Short

544

3.496098        GBP

25p ordinary

CFD

 

Short

1286

3.536907        GBP

25p ordinary

CFD

 

Short

115

3.529617        GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

28 September 2022

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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