Form 8.3 - AVEVA GROUP PLC
Source: RNS
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AVEVA GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
30 Sep 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
3 5/9p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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1,958,531 |
0.65% |
2,594,639 |
0.86% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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2,571,945 |
0.85% |
1,112,611 |
0.37% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,530,476 |
1.50% |
3,707,250 |
1.23% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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3 5/9p ordinary |
Purchase |
40 |
31.5227 GBP |
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3 5/9p ordinary |
Purchase |
78 |
31.4000 GBP |
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3 5/9p ordinary |
Purchase |
90 |
31.3900 GBP |
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3 5/9p ordinary |
Purchase |
189 |
31.3800 GBP |
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3 5/9p ordinary |
Purchase |
204 |
31.4298 GBP |
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3 5/9p ordinary |
Purchase |
281 |
31.3835 GBP |
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3 5/9p ordinary |
Purchase |
289 |
31.4297 GBP |
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3 5/9p ordinary |
Purchase |
322 |
31.4168 GBP |
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3 5/9p ordinary |
Purchase |
369 |
31.3923 GBP |
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3 5/9p ordinary |
Purchase |
384 |
31.4047 GBP |
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3 5/9p ordinary |
Purchase |
420 |
31.4031 GBP |
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3 5/9p ordinary |
Purchase |
463 |
31.4525 GBP |
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3 5/9p ordinary |
Purchase |
465 |
31.3968 GBP |
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3 5/9p ordinary |
Purchase |
574 |
31.4100 GBP |
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3 5/9p ordinary |
Purchase |
795 |
31.3864 GBP |
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3 5/9p ordinary |
Purchase |
877 |
31.4001 GBP |
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3 5/9p ordinary |
Purchase |
896 |
31.3909 GBP |
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3 5/9p ordinary |
Purchase |
995 |
31.3987 GBP |
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3 5/9p ordinary |
Purchase |
1,202 |
31.4393 GBP |
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3 5/9p ordinary |
Purchase |
2,201 |
31.3935 GBP |
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3 5/9p ordinary |
Purchase |
3,000 |
31.4138 GBP |
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3 5/9p ordinary |
Purchase |
4,810 |
31.4003 GBP |
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3 5/9p ordinary |
Purchase |
4,938 |
31.4200 GBP |
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3 5/9p ordinary |
Purchase |
6,567 |
31.4244 GBP |
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3 5/9p ordinary |
Purchase |
19,635 |
31.4184 GBP |
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3 5/9p ordinary |
Purchase |
19,687 |
31.4211 GBP |
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3 5/9p ordinary |
Sale |
3 |
31.4950 GBP |
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3 5/9p ordinary |
Sale |
37 |
31.5250 GBP |
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3 5/9p ordinary |
Sale |
49 |
31.3830 GBP |
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3 5/9p ordinary |
Sale |
67 |
31.4000 GBP |
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3 5/9p ordinary |
Sale |
90 |
31.3900 GBP |
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3 5/9p ordinary |
Sale |
189 |
31.3800 GBP |
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3 5/9p ordinary |
Sale |
303 |
31.3977 GBP |
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3 5/9p ordinary |
Sale |
313 |
31.3728 GBP |
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3 5/9p ordinary |
Sale |
392 |
31.4100 GBP |
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3 5/9p ordinary |
Sale |
591 |
31.4420 GBP |
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3 5/9p ordinary |
Sale |
1,271 |
31.3999 GBP |
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3 5/9p ordinary |
Sale |
2,414 |
31.4023 GBP |
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3 5/9p ordinary |
Sale |
5,130 |
31.3916 GBP |
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3 5/9p ordinary |
Sale |
6,859 |
31.4181 GBP |
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3 5/9p ordinary |
Sale |
12,864 |
31.4095 GBP |
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3 5/9p ordinary |
Sale |
15,112 |
31.3956 GBP |
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3 5/9p ordinary |
Sale |
44,753 |
31.4109 GBP |
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3 5/9p ordinary |
Sale |
47,523 |
31.4200 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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3 5/9p ordinary |
SWAP |
Long |
518 |
31.4011 GBP |
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3 5/9p ordinary |
SWAP |
Long |
591 |
31.4420 GBP |
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3 5/9p ordinary |
SWAP |
Long |
1,206 |
31.4184 GBP |
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3 5/9p ordinary |
CFD |
Long |
1,271 |
31.3999 GBP |
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3 5/9p ordinary |
SWAP |
Long |
1,651 |
31.4348 GBP |
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3 5/9p ordinary |
CFD |
Long |
6,392 |
31.3788 GBP |
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3 5/9p ordinary |
SWAP |
Long |
6,859 |
31.4181 GBP |
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3 5/9p ordinary |
SWAP |
Long |
8,183 |
31.4064 GBP |
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3 5/9p ordinary |
SWAP |
Long |
8,624 |
31.4200 GBP |
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3 5/9p ordinary |
SWAP |
Long |
16,664 |
31.4120 GBP |
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3 5/9p ordinary |
SWAP |
Long |
32,887 |
31.4110 GBP |
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3 5/9p ordinary |
SWAP |
Short |
9 |
31.4400 GBP |
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3 5/9p ordinary |
SWAP |
Short |
10 |
31.4000 GBP |
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3 5/9p ordinary |
SWAP |
Short |
12 |
31.4075 GBP |
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3 5/9p ordinary |
SWAP |
Short |
13 |
31.4900 GBP |
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3 5/9p ordinary |
SWAP |
Short |
39 |
31.4200 GBP |
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3 5/9p ordinary |
SWAP |
Short |
70 |
31.3800 GBP |
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3 5/9p ordinary |
SWAP |
Short |
137 |
31.4056 GBP |
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3 5/9p ordinary |
SWAP |
Short |
405 |
31.4114 GBP |
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3 5/9p ordinary |
SWAP |
Short |
972 |
31.4109 GBP |
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3 5/9p ordinary |
SWAP |
Short |
2,295 |
31.4199 GBP |
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3 5/9p ordinary |
SWAP |
Short |
3,000 |
31.4138 GBP |
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3 5/9p ordinary |
SWAP |
Short |
10,161 |
31.4217 GBP |
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3 5/9p ordinary |
SWAP |
Short |
16,533 |
31.4253 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
03 Oct 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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