Form 8.3 - EMIS Group plc
Source: RNS
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
EMIS GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
16 Mar 2023 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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3,707,311 |
5.86% |
1,607,538 |
2.54% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,599,952 |
2.53% |
3,694,818 |
5.84% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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5,307,263 |
8.38% |
5,302,356 |
8.38% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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1p ordinary |
Purchase |
41 |
18.3000 GBP |
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1p ordinary |
Purchase |
100 |
18.2801 GBP |
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1p ordinary |
Purchase |
136 |
18.2400 GBP |
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1p ordinary |
Purchase |
233 |
18.2114 GBP |
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1p ordinary |
Purchase |
866 |
18.2168 GBP |
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1p ordinary |
Purchase |
878 |
18.2000 GBP |
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1p ordinary |
Purchase |
1,011 |
18.1800 GBP |
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1p ordinary |
Purchase |
8,512 |
18.1790 GBP |
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1p ordinary |
Purchase |
16,586 |
18.2411 GBP |
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1p ordinary |
Sale |
41 |
18.3000 GBP |
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1p ordinary |
Sale |
136 |
18.2400 GBP |
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1p ordinary |
Sale |
357 |
18.2615 GBP |
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1p ordinary |
Sale |
590 |
18.2635 GBP |
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1p ordinary |
Sale |
878 |
18.2000 GBP |
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1p ordinary |
Sale |
1,178 |
18.2103 GBP |
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1p ordinary |
Sale |
2,926 |
18.2530 GBP |
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1p ordinary |
Sale |
8,512 |
18.1800 GBP |
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1p ordinary |
Sale |
10,664 |
18.2209 GBP |
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1p ordinary |
Sale |
15,000 |
18.2072 GBP |
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1p ordinary |
Sale |
20,000 |
18.2390 GBP |
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1p ordinary |
Sale |
40,000 |
18.1872 GBP |
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1p ordinary |
Sale |
506,667 |
18.2541 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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1p ordinary |
SWAP |
Long |
1,019 |
18.2198 GBP |
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1p ordinary |
SWAP |
Long |
1,865 |
18.2233 GBP |
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1p ordinary |
SWAP |
Long |
2,176 |
18.2674 GBP |
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1p ordinary |
SWAP |
Long |
2,926 |
18.2530 GBP |
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1p ordinary |
SWAP |
Long |
7,469 |
18.2075 GBP |
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1p ordinary |
SWAP |
Long |
20,000 |
18.2390 GBP |
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1p ordinary |
SWAP |
Long |
55,000 |
18.1927 GBP |
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1p ordinary |
SWAP |
Short |
55 |
18.2201 GBP |
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1p ordinary |
SWAP |
Short |
100 |
18.2801 GBP |
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1p ordinary |
SWAP |
Short |
164 |
18.2293 GBP |
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1p ordinary |
SWAP |
Short |
183 |
18.2152 GBP |
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1p ordinary |
SWAP |
Short |
190 |
18.2819 GBP |
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1p ordinary |
SWAP |
Short |
246 |
18.2300 GBP |
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1p ordinary |
SWAP |
Short |
346 |
18.2555 GBP |
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1p ordinary |
SWAP |
Short |
628 |
18.2170 GBP |
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1p ordinary |
CFD |
Short |
878 |
18.2000 GBP |
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1p ordinary |
SWAP |
Short |
915 |
18.2578 GBP |
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1p ordinary |
SWAP |
Short |
3,579 |
18.2187 GBP |
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1p ordinary |
SWAP |
Short |
3,813 |
18.2815 GBP |
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1p ordinary |
SWAP |
Short |
6,275 |
18.2284 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
17 Mar 2023 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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