Form 8.5 (EPT/RI) - Replacement of London Stock Ex – Company Announcement

Morgan Stanley, London Stock Exchange Group PLC

Form 8.5 (EPT/RI) - Replacement of London Stock Ex

Oct 08 2019 15:58 BSTSource: RNS

RNS Number : 1848P

Morgan Stanley & Co. Int'l plc

08 October 2019

AMENDMENT Section 2(a) & 2(b)

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	London Stock Exchange Group plc
(c) Name of the party to the offer with which exempt principal trader is connected:	London Stock Exchange Group plc
(d) Date dealing undertaken:	04 OCTOBER 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	Yes- Hong Kong Exchanges and Clearing Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
6 79/86 p ordinary	PURCHASES	324,906	73.9000 GBP	72.2400 GBP
6 79/86 p ordinary	SALES	331,460	73.9200 GBP	72.0600 GBP
6 79/86 p ordinary	SALES	26,000	90.2132 USD	88.9998 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
6 79/86 p ordinary	Constant Leverage- (ISIN- DE000MF720M8)	LONG	900	41.7000 EUR
6 79/86 p ordinary	CFD	LONG	939	71.6800 GBP
6 79/86 p ordinary	CFD	LONG	90	72.8480 GBP
6 79/86 p ordinary	CFD	LONG	4,700	72.9889 GBP
6 79/86 p ordinary	CFD	LONG	4,751	73.0156 GBP
6 79/86 p ordinary	CFD	LONG	89	73.0333 GBP
6 79/86 p ordinary	CFD	LONG	43,491	73.0385 GBP
6 79/86 p ordinary	CFD	LONG	3,837	73.0918 GBP
6 79/86 p ordinary	CFD	LONG	494	73.1264 GBP
6 79/86 p ordinary	CFD	LONG	158	73.1296 GBP
6 79/86 p ordinary	CFD	LONG	273	73.1836 GBP
6 79/86 p ordinary	CFD	LONG	9,037	73.2047 GBP
6 79/86 p ordinary	CFD	LONG	23,436	73.2117 GBP
6 79/86 p ordinary	CFD	LONG	32,998	73.2620 GBP
6 79/86 p ordinary	CFD	LONG	131	73.2641 GBP
6 79/86 p ordinary	CFD	LONG	268	73.2653 GBP
6 79/86 p ordinary	CFD	LONG	699	73.2820 GBP
6 79/86 p ordinary	CFD	LONG	145	73.2955 GBP
6 79/86 p ordinary	CFD	LONG	1,879	73.3384 GBP
6 79/86 p ordinary	CFD	LONG	14,283	73.3580 GBP
6 79/86 p ordinary	CFD	LONG	227	73.3763 GBP
6 79/86 p ordinary	CFD	LONG	821	73.3811 GBP
6 79/86 p ordinary	CFD	LONG	1,199	73.4357 GBP
6 79/86 p ordinary	CFD	LONG	281	73.4364 GBP
6 79/86 p ordinary	CFD	LONG	253	73.4396 GBP
6 79/86 p ordinary	CFD	LONG	229	73.5183 GBP
6 79/86 p ordinary	CFD	LONG	256	73.6194 GBP
6 79/86 p ordinary	CFD	LONG	1,000	73.7490 GBP
6 79/86 p ordinary	CFD	LONG	634	73.7909 GBP
6 79/86 p ordinary	CFD	LONG	56	73.8089 GBP
6 79/86 p ordinary	CFD	LONG	805	73.8106 GBP
6 79/86 p ordinary	CFD	LONG	6,800	73.8119 GBP
6 79/86 p ordinary	CFD	LONG	5,699	73.8141 GBP
6 79/86 p ordinary	CFD	LONG	47	73.8193 GBP
6 79/86 p ordinary	CFD	LONG	8,061	73.8200 GBP
6 79/86 p ordinary	CFD	LONG	13,000	88.9999 USD
6 79/86 p ordinary	CFD	LONG	13,000	90.2132 USD
6 79/86 p ordinary	CFD	SHORT	939	71.6800 GBP
6 79/86 p ordinary	CFD	SHORT	247	72.7709 GBP
6 79/86 p ordinary	CFD	SHORT	225	72.7995 GBP
6 79/86 p ordinary	CFD	SHORT	123	72.9210 GBP
6 79/86 p ordinary	CFD	SHORT	245	73.0032 GBP
6 79/86 p ordinary	CFD	SHORT	417	73.0033 GBP
6 79/86 p ordinary	CFD	SHORT	593	73.0772 GBP
6 79/86 p ordinary	CFD	SHORT	2,665	73.0810 GBP
6 79/86 p ordinary	CFD	SHORT	491	73.0980 GBP
6 79/86 p ordinary	CFD	SHORT	39	73.1062 GBP
6 79/86 p ordinary	CFD	SHORT	67	73.1063 GBP
6 79/86 p ordinary	CFD	SHORT	1,306	73.1147 GBP
6 79/86 p ordinary	CFD	SHORT	349	73.1183 GBP
6 79/86 p ordinary	CFD	SHORT	3,981	73.1296 GBP
6 79/86 p ordinary	CFD	SHORT	333	73.1400 GBP
6 79/86 p ordinary	CFD	SHORT	140	73.1415 GBP
6 79/86 p ordinary	CFD	SHORT	76	73.1514 GBP
6 79/86 p ordinary	CFD	SHORT	5,884	73.1515 GBP
6 79/86 p ordinary	CFD	SHORT	347	73.1008 GBP
6 79/86 p ordinary	CFD	SHORT	341	73.1980 GBP
6 79/86 p ordinary	CFD	SHORT	5,234	73.2181 GBP
6 79/86 p ordinary	CFD	SHORT	1,314	73.2436 GBP
6 79/86 p ordinary	CFD	SHORT	1	73.2459 GBP
6 79/86 p ordinary	CFD	SHORT	139	73.2616 GBP
6 79/86 p ordinary	CFD	SHORT	3,872	73.3157 GBP
6 79/86 p ordinary	CFD	SHORT	910	73.3236 GBP
6 79/86 p ordinary	CFD	SHORT	3,569	73.3408 GBP
6 79/86 p ordinary	CFD	SHORT	845	73.3449 GBP
6 79/86 p ordinary	CFD	SHORT	69	73.3588 GBP
6 79/86 p ordinary	CFD	SHORT	1,206	73.3783 GBP
6 79/86 p ordinary	CFD	SHORT	2,432	73.3801 GBP
6 79/86 p ordinary	CFD	SHORT	197	73.3855 GBP
6 79/86 p ordinary	CFD	SHORT	699	73.4054 GBP
6 79/86 p ordinary	CFD	SHORT	50,000	73.4214 GBP
6 79/86 p ordinary	CFD	SHORT	1,023	73.4488 GBP
6 79/86 p ordinary	CFD	SHORT	712	73.4582 GBP
6 79/86 p ordinary	CFD	SHORT	2,681	73.4861 GBP
6 79/86 p ordinary	CFD	SHORT	8,151	73.4904 GBP
6 79/86 p ordinary	CFD	SHORT	243	73.6707 GBP
6 79/86 p ordinary	CFD	SHORT	29	73.7722 GBP
6 79/86 p ordinary	CFD	SHORT	26,238	73.7767 GBP
6 79/86 p ordinary	CFD	SHORT	11,001	73.8180 GBP
6 79/86 p ordinary	CFD	SHORT	200	73.8259 GBP
6 79/86 p ordinary	CFD	SHORT	1,360	73.8274 GBP
6 79/86 p ordinary	CFD	SHORT	533	73.8600 GBP

(i) Writing, selling, purchasing or varying

Class of

relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

(ii) Exercise

Class of

relevant

security

Product description

e.g. call option

Exercising/

exercised

against

Number of securities

Exercise price

per unit

N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:

08 OCTOBER 2019

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

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