REVISED
UNITED UTILITIES GROUP PLC
Classification - Director/PDMR Shareholding
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
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1
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Details of the person discharging managerial responsibilities / person closely associated |
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a)
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Name
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Philip Aspin
|
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2
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Reason for the notification |
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a)
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Position/status
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Group Controller/ PDMR
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b)
|
Initial notification /Amendment
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Initial notification |
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a)
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Name
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United Utilities Group PLC |
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b)
|
LEI
|
2138002IEYQAOC88ZJ59 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
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a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 |
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b)
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Nature of the transaction
|
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. |
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c)
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Price(s) and volume(s)
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d)
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Aggregated information - Aggregated volume - Price |
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e)
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Date of the transaction |
1) 2020-08-04 2) 2020-08-04 |
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f) |
Place of the transaction |
London Stock Exchange (XLON) |
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1
|
Details of the person discharging managerial responsibilities / person closely associated |
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a)
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Name
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Louise Beardmore
|
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2
|
Reason for the notification |
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a)
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Position/status
|
Customer Services and People Director/PDMR
|
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b)
|
Initial notification /Amendment
|
Initial notification |
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|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a)
|
Name
|
United Utilities Group PLC |
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b)
|
LEI
|
2138002IEYQAOC88ZJ59 |
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|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 |
|||||||||
|
b)
|
Nature of the transaction
|
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. |
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c)
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Price(s) and volume(s)
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|
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d)
|
Aggregated information - Aggregated volume - Price |
|
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e)
|
Date of the transaction |
1) 2020-08-04 2) 2020-08-04 |
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|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
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|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
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a)
|
Name
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James Bullock
|
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2
|
Reason for the notification |
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a)
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Position/status
|
Strategy and Regulation Director/PDMR
|
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b)
|
Initial notification /Amendment
|
Initial notification |
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|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a)
|
Name
|
United Utilities Group PLC |
|||||||||
|
b)
|
LEI
|
2138002IEYQAOC88ZJ59 |
|||||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 |
|||||||||
|
b)
|
Nature of the transaction
|
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.Monthly purchase of shares within the Share Incentive Plan
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c)
|
Price(s) and volume(s)
|
|
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d)
|
Aggregated information - Aggregated volume - Price |
|
|||||||||
|
e)
|
Date of the transaction |
1) 2020-08-04 2) 2020-08-04
|
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|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
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|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
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a)
|
Name
|
Simon Chadwick
|
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2
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Reason for the notification |
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a)
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Position/status
|
Digital Services & Central Operations/PDMR
|
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b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a)
|
Name
|
United Utilities Group PLC |
|||||||||
|
b)
|
LEI
|
2138002IEYQAOC88ZJ59 |
|||||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 |
|||||||||
|
b)
|
Nature of the transaction
|
3) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 4) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.Monthly purchase of shares within the Share Incentive Plan
|
|||||||||
|
c)
|
Price(s) and volume(s)
|
|
|||||||||
|
d)
|
Aggregated information - Aggregated volume - Price |
|
|||||||||
|
e)
|
Date of the transaction |
3) 2020-08-04 4) 2020-08-04
|
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|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
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|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
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|
a)
|
Name
|
Simon Gardiner
|
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2
|
Reason for the notification |
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|
a)
|
Position/status
|
Company Secretary/PDMR
|
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|
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a)
|
Name
|
United Utilities Group PLC |
|||||||||
|
b)
|
LEI
|
2138002IEYQAOC88ZJ59 |
|||||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 |
|||||||||
|
b)
|
Nature of the transaction
|
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. |
|||||||||
|
c)
|
Price(s) and volume(s)
|
|
|||||||||
|
d)
|
Aggregated information - Aggregated volume - Price |
|
|||||||||
|
e)
|
Date of the transaction |
1) 2020-08-04 2) 2020-08-04 |
|||||||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
|||||||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
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|
a)
|
Name
|
Joanne Harrison
|
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2
|
Reason for the notification |
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|
a)
|
Position/status
|
Environment and Asset Strategy Director/PDMR
|
|||||||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a)
|
Name
|
United Utilities Group PLC |
|||||||||
|
b)
|
LEI
|
2138002IEYQAOC88ZJ59 |
|||||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 |
|||||||||
|
b)
|
Nature of the transaction
|
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. |
|||||||||
|
c)
|
Price(s) and volume(s)
|
|
|||||||||
|
d)
|
Aggregated information - Aggregated volume - Price |
|
|||||||||
|
e)
|
Date of the transaction |
1) 2020-08-04 2) 2020-08-04 |
|||||||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
|||||||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
||||||||||
|
a)
|
Name
|
Gaynor Kenyon
|
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|
2
|
Reason for the notification |
||||||||||
|
a)
|
Position/status
|
Corporate Affairs Director/PDMR
|
|||||||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a)
|
Name
|
United Utilities Group PLC |
|||||||||
|
b)
|
LEI
|
2138002IEYQAOC88ZJ59 |
|||||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 |
|||||||||
|
b)
|
Nature of the transaction
|
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. |
|||||||||
|
c)
|
Price(s) and volume(s)
|
|
|||||||||
|
d)
|
Aggregated information - Aggregated volume - Price |
|
|||||||||
|
e)
|
Date of the transaction |
1) 2020-08-04 2) 2020-08-04 |
|||||||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
|||||||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
||||||||||
|
a)
|
Name
|
Tom Lissett
|
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|
2
|
Reason for the notification |
||||||||||
|
a)
|
Position/status
|
Director of Bioresource & Energy Services/PDMR
|
|||||||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a)
|
Name
|
United Utilities Group PLC |
|||||||||
|
b)
|
LEI
|
2138002IEYQAOC88ZJ59 |
|||||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 |
|||||||||
|
b)
|
Nature of the transaction
|
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. |
|||||||||
|
c)
|
Price(s) and volume(s)
|
|
|||||||||
|
d)
|
Aggregated information - Aggregated volume - Price |
|
|||||||||
|
e)
|
Date of the transaction |
1) 2020-08-04 2) 2020-08-04 |
|||||||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
|||||||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
||||||||||
|
a)
|
Name
|
Martin Padley
|
|||||||||
|
2
|
Reason for the notification |
||||||||||
|
a)
|
Position/status
|
Water and Scientific Services Director/PDMR
|
|||||||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a)
|
Name
|
United Utilities Group PLC |
|||||||||
|
b)
|
LEI
|
2138002IEYQAOC88ZJ59 |
|||||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 |
|||||||||
|
b)
|
Nature of the transaction
|
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. |
|||||||||
|
c)
|
Price(s) and volume(s)
|
|
|||||||||
|
d)
|
Aggregated information - Aggregated volume - Price |
|
|||||||||
|
e)
|
Date of the transaction |
1) 2020-08-04 2) 2020-08-04 |
|||||||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
|||||||||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
||||||||||
|
a)
|
Name
|
Paula Steer
|
|||||||||
|
2
|
Reason for the notification |
||||||||||
|
a)
|
Position/status
|
Director of Health, Safety and Wellbeing/PDMR
|
|||||||||
|
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||||||||||
|
a)
|
Name
|
United Utilities Group PLC |
|||||||||
|
b)
|
LEI
|
2138002IEYQAOC88ZJ59 |
|||||||||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 |
|||||||||
|
b)
|
Nature of the transaction
|
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. |
|||||||||
|
c)
|
Price(s) and volume(s)
|
|
|||||||||
|
d)
|
Aggregated information - Aggregated volume - Price |
|
|||||||||
|
e)
|
Date of the transaction |
1) 2020-08-04 2) 2020-08-04 |
|||||||||
|
f) |
Place of the transaction |
London Stock Exchange (XLON) |
|||||||||
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