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FORM 8.3 |
Amendment to Purchase |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
17 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,222,859 |
0.21% |
1,017,850 |
0.18% |
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(2) |
Cash-settled derivatives: |
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625,523 |
0.11% |
2,047,554 |
0.35% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,848,382 |
0.32% |
3,065,404 |
0.53% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
8 |
24.2275 USD |
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USD 0.01 common |
Purchase |
10 |
24.2700 USD |
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USD 0.01 common |
Purchase |
30 |
24.2583 USD |
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USD 0.01 common |
Purchase |
38 |
24.2750 USD |
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USD 0.01 common |
Purchase |
50 |
24.2710 USD |
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USD 0.01 common |
Purchase |
100 |
24.2200 USD |
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USD 0.01 common |
Purchase |
100 |
24.1450 USD |
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USD 0.01 common |
Purchase |
100 |
24.1600 USD |
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USD 0.01 common |
Purchase |
100 |
24.2850 USD |
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USD 0.01 common |
Purchase |
105 |
24.2100 USD |
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USD 0.01 common |
Purchase |
164 |
23.2923 EUR |
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USD 0.01 common |
Purchase |
229 |
24.2127 USD |
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USD 0.01 common |
Purchase |
260 |
22.8398 EUR |
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USD 0.01 common |
Purchase |
410 |
24.1687 USD |
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USD 0.01 common |
Purchase |
414 |
24.2085 USD |
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USD 0.01 common |
Purchase |
483 |
24.2600 USD |
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USD 0.01 common |
Purchase |
500 |
24.2420 USD |
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USD 0.01 common |
Purchase |
652 |
24.1924 USD |
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USD 0.01 common |
Purchase |
700 |
24.2907 USD |
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USD 0.01 common |
Purchase |
1,300 |
24.1630 USD |
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USD 0.01 common |
Purchase |
1,406 |
24.1415 USD |
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USD 0.01 common |
Purchase |
1,522 |
24.2062 USD |
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USD 0.01 common |
Purchase |
1,682 |
24.2594 USD |
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USD 0.01 common |
Purchase |
2,027 |
24.3300 USD |
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USD 0.01 common |
Purchase |
2,481 |
24.2002 USD |
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USD 0.01 common |
Purchase |
3,700 |
24.2000 USD |
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USD 0.01 common |
Purchase |
7,590 |
24.1875 USD |
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USD 0.01 common |
Purchase |
7,931 |
24.2400 USD |
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USD 0.01 common |
Purchase |
10,234 |
24.0635 USD |
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USD 0.01 common |
Purchase |
12,300 |
24.1556 USD |
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USD 0.01 common |
Purchase |
14,456 |
24.1902 USD |
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USD 0.01 common |
Purchase |
14,869 |
24.1956 USD |
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USD 0.01 common |
Purchase |
19,759 |
24.1940 USD |
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USD 0.01 common |
Purchase |
32,145 |
24.1800 USD |
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USD 0.01 common |
Purchase |
33,083 |
24.2800 USD |
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USD 0.01 common |
Purchase |
45,800 |
24.0688 USD |
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USD 0.01 common |
Purchase |
45,800 |
24.0689 USD |
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USD 0.01 common |
Purchase |
52,933 |
24.2068 USD |
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USD 0.01 common |
Purchase |
53,261 |
24.2178 USD |
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USD 0.01 common |
Purchase |
150,265 |
24.2097 USD |
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USD 0.01 common |
Sale |
5 |
24.0000 USD |
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USD 0.01 common |
Sale |
7 |
24.2200 USD |
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USD 0.01 common |
Sale |
8 |
24.2275 USD |
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USD 0.01 common |
Sale |
25 |
23.9840 USD |
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USD 0.01 common |
Sale |
25 |
24.0060 USD |
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USD 0.01 common |
Sale |
30 |
24.0266 USD |
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USD 0.01 common |
Sale |
31 |
24.0130 USD |
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USD 0.01 common |
Sale |
35 |
24.1850 USD |
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USD 0.01 common |
Sale |
35 |
24.2230 USD |
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USD 0.01 common |
Sale |
35 |
24.2080 USD |
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USD 0.01 common |
Sale |
35 |
24.1940 USD |
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USD 0.01 common |
Sale |
35 |
24.0471 USD |
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USD 0.01 common |
Sale |
39 |
23.9615 USD |
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USD 0.01 common |
Sale |
42 |
24.1958 USD |
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USD 0.01 common |
Sale |
45 |
24.0233 USD |
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USD 0.01 common |
Sale |
52 |
24.0166 USD |
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USD 0.01 common |
Sale |
55 |
24.0436 USD |
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USD 0.01 common |
Sale |
56 |
24.2206 USD |
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USD 0.01 common |
Sale |
70 |
24.2060 USD |
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USD 0.01 common |
Sale |
80 |
24.2500 USD |
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USD 0.01 common |
Sale |
90 |
24.0169 USD |
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USD 0.01 common |
Sale |
90 |
24.0177 USD |
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USD 0.01 common |
Sale |
98 |
24.1971 USD |
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USD 0.01 common |
Sale |
100 |
24.1200 USD |
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USD 0.01 common |
Sale |
100 |
24.1600 USD |
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USD 0.01 common |
Sale |
113 |
24.0753 USD |
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USD 0.01 common |
Sale |
141 |
24.0092 USD |
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USD 0.01 common |
Sale |
164 |
23.2923 EUR |
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USD 0.01 common |
Sale |
200 |
24.0750 USD |
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USD 0.01 common |
Sale |
200 |
24.0800 USD |
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USD 0.01 common |
Sale |
200 |
24.0650 USD |
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USD 0.01 common |
Sale |
260 |
22.8398 EUR |
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USD 0.01 common |
Sale |
296 |
24.0863 USD |
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USD 0.01 common |
Sale |
299 |
24.0550 USD |
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USD 0.01 common |
Sale |
301 |
24.0834 USD |
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USD 0.01 common |
Sale |
401 |
24.0973 USD |
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USD 0.01 common |
Sale |
743 |
24.2545 USD |
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USD 0.01 common |
Sale |
898 |
24.0866 USD |
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USD 0.01 common |
Sale |
911 |
24.0520 USD |
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USD 0.01 common |
Sale |
972 |
24.3150 USD |
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USD 0.01 common |
Sale |
1,167 |
24.3300 USD |
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USD 0.01 common |
Sale |
1,266 |
24.2950 USD |
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USD 0.01 common |
Sale |
1,412 |
24.3210 USD |
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USD 0.01 common |
Sale |
1,570 |
23.9978 USD |
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USD 0.01 common |
Sale |
1,724 |
24.0143 USD |
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USD 0.01 common |
Sale |
1,821 |
23.9984 USD |
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USD 0.01 common |
Sale |
2,205 |
24.0459 USD |
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USD 0.01 common |
Sale |
2,551 |
24.0690 USD |
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USD 0.01 common |
Sale |
3,733 |
24.3249 USD |
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USD 0.01 common |
Sale |
4,001 |
24.0368 USD |
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USD 0.01 common |
Sale |
4,141 |
24.2316 USD |
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USD 0.01 common |
Sale |
5,736 |
24.2026 USD |
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USD 0.01 common |
Sale |
11,842 |
24.2784 USD |
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USD 0.01 common |
Sale |
11,918 |
24.1752 USD |
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USD 0.01 common |
Sale |
13,627 |
24.0859 USD |
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USD 0.01 common |
Sale |
13,836 |
24.1714 USD |
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USD 0.01 common |
Sale |
20,288 |
24.1931 USD |
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USD 0.01 common |
Sale |
20,388 |
24.2558 USD |
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USD 0.01 common |
Sale |
26,016 |
24.0589 USD |
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USD 0.01 common |
Sale |
28,382 |
24.1735 USD |
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USD 0.01 common |
Sale |
34,068 |
24.1813 USD |
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USD 0.01 common |
Sale |
39,439 |
24.2800 USD |
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USD 0.01 common |
Sale |
45,800 |
24.0688 USD |
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USD 0.01 common |
Sale |
210,394 |
24.2033 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
19 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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