FORM 8.3 |
Amendment to Sale |
|
|
|
|
|
|||||||
|
|||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||||||||
MORE |
|||||||||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||||||||
1. |
KEY INFORMATION |
|
|||||||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
|
|||||||||
|
|
|
|
|
|
||||||||
(b) |
Owner or controller of interest and short |
|
|
||||||||||
|
positions disclosed, if different from 1(a): |
|
|||||||||||
(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
|
||||||||||
|
relevant securities this form relates: |
|
|||||||||||
(d) |
If an exempt fund manager connected with an |
|
|
||||||||||
|
offeror/offeree, state this and specify identity of |
|
|||||||||||
|
offeror/offeree: |
|
|
|
|||||||||
(e) |
Date position held/dealing undertaken: |
01 July 2022 |
|
||||||||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|
||||||||
|
disclosures in respect of any other party to the offer? |
AVAST PLC |
|
|
|
||||||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
|
|||||||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
||||||||||
Class of relevant security: |
USD 0.01 common |
|
|
|
|||||||||
|
Interests |
Short Positions |
|
||||||||||
|
Number |
(%) |
Number |
(%) |
|
||||||||
(1) |
Relevant securities owned |
|
|
|
|
|
|||||||
|
and/or controlled: |
1,280,137 |
0.22% |
1,236,177 |
0.22% |
|
|||||||
|
|
|
|
|
|
|
|
||||||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
|||||||
|
|
|
2,493,283 |
0.44% |
3,757,122 |
0.66% |
|
||||||
|
|
|
|
|
|
|
|
||||||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
|||||||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
|||||||
|
|
|
|
|
|
|
|
||||||
|
|
|
|
|
|
|
|||||||
|
TOTAL: |
|
3,773,420 |
0.66% |
4,993,299 |
0.87% |
|
||||||
|
|
|
|
|
|
|
|
||||||
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||||||||
|
options) |
|
|
|
|
|
|
|
|||||
Class of relevant security in relation to |
|
|
|||||||||||
which subscription right exists |
|
||||||||||||
Details, including nature of the rights |
|
|
|||||||||||
concerned and relevant percentages: |
|
||||||||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
|||||
(a) |
Purchases and sales |
|
|
|
||
Class of relevant |
|
Purchase/sale |
|
Number of |
Price per unit |
|
security |
|
|
|
securities |
|
|
USD 0.01 common |
Purchase |
1 |
21.1750 EUR |
|||
USD 0.01 common |
Purchase |
1 |
22.2650 USD |
|||
USD 0.01 common |
Purchase |
10 |
22.1100 USD |
|||
USD 0.01 common |
Purchase |
48 |
22.2700 USD |
|||
USD 0.01 common |
Purchase |
76 |
22.0660 USD |
|||
USD 0.01 common |
Purchase |
100 |
22.0950 USD |
|||
USD 0.01 common |
Purchase |
100 |
22.0960 USD |
|||
USD 0.01 common |
Purchase |
100 |
22.2200 USD |
|||
USD 0.01 common |
Purchase |
100 |
22.1000 USD |
|||
USD 0.01 common |
Purchase |
101 |
22.1200 USD |
|||
USD 0.01 common |
Purchase |
102 |
22.2546 USD |
|||
USD 0.01 common |
Purchase |
138 |
22.0733 USD |
|||
USD 0.01 common |
Purchase |
200 |
22.2550 USD |
|||
USD 0.01 common |
Purchase |
202 |
22.1222 USD |
|||
USD 0.01 common |
Purchase |
261 |
22.1050 USD |
|||
USD 0.01 common |
Purchase |
274 |
22.1085 USD |
|||
USD 0.01 common |
Purchase |
322 |
22.1116 USD |
|||
USD 0.01 common |
Purchase |
400 |
22.0225 USD |
|||
USD 0.01 common |
Purchase |
462 |
22.2248 USD |
|||
USD 0.01 common |
Purchase |
600 |
22.1816 USD |
|||
USD 0.01 common |
Purchase |
600 |
22.2500 USD |
|||
USD 0.01 common |
Purchase |
604 |
22.2664 USD |
|||
USD 0.01 common |
Purchase |
616 |
22.0644 USD |
|||
USD 0.01 common |
Purchase |
623 |
22.1549 USD |
|||
USD 0.01 common |
Purchase |
658 |
22.1289 USD |
|||
USD 0.01 common |
Purchase |
673 |
22.1672 USD |
|||
USD 0.01 common |
Purchase |
699 |
22.1107 USD |
|||
USD 0.01 common |
Purchase |
699 |
22.2552 USD |
|||
USD 0.01 common |
Purchase |
700 |
22.0985 USD |
|||
USD 0.01 common |
Purchase |
763 |
22.2758 USD |
|||
USD 0.01 common |
Purchase |
800 |
22.1506 USD |
|||
USD 0.01 common |
Purchase |
886 |
22.1227 USD |
|||
USD 0.01 common |
Purchase |
925 |
22.2402 USD |
|||
USD 0.01 common |
Purchase |
1,004 |
22.2557 USD |
|||
USD 0.01 common |
Purchase |
1,200 |
22.2225 USD |
|||
USD 0.01 common |
Purchase |
1,271 |
22.2127 USD |
|||
USD 0.01 common |
Purchase |
1,300 |
22.2011 USD |
|||
USD 0.01 common |
Purchase |
1,494 |
22.2419 USD |
|||
USD 0.01 common |
Purchase |
1,614 |
22.1941 USD |
|||
USD 0.01 common |
Purchase |
1,661 |
22.1141 USD |
|||
USD 0.01 common |
Purchase |
1,786 |
22.1526 USD |
|||
USD 0.01 common |
Purchase |
2,255 |
22.2016 USD |
|||
USD 0.01 common |
Purchase |
3,133 |
22.2266 USD |
|||
USD 0.01 common |
Purchase |
3,730 |
22.2334 USD |
|||
USD 0.01 common |
Purchase |
6,955 |
22.2366 USD |
|||
USD 0.01 common |
Purchase |
30,884 |
22.1416 USD |
|||
USD 0.01 common |
Purchase |
36,740 |
22.1602 USD |
|||
USD 0.01 common |
Purchase |
75,244 |
22.1166 USD |
|||
USD 0.01 common |
Purchase |
77,827 |
22.2640 USD |
|||
USD 0.01 common |
Purchase |
89,604 |
22.2040 USD |
|||
USD 0.01 common |
Purchase |
137,534 |
22.2800 USD |
|||
USD 0.01 common |
Purchase |
200,000 |
22.2610 USD |
|||
USD 0.01 common |
Purchase |
407,646 |
22.2788 USD |
|||
USD 0.01 common |
Sale |
1 |
21.1750 EUR |
|||
USD 0.01 common |
Sale |
9 |
22.2600 USD |
|||
USD 0.01 common |
Sale |
15 |
21.8450 USD |
|||
USD 0.01 common |
Sale |
18 |
22.2250 USD |
|||
USD 0.01 common |
Sale |
21 |
22.1000 USD |
|||
USD 0.01 common |
Sale |
27 |
22.2466 USD |
|||
USD 0.01 common |
Sale |
28 |
22.2650 USD |
|||
USD 0.01 common |
Sale |
36 |
22.2425 USD |
|||
USD 0.01 common |
Sale |
36 |
22.2300 USD |
|||
USD 0.01 common |
Sale |
36 |
22.2525 USD |
|||
USD 0.01 common |
Sale |
38 |
22.0700 USD |
|||
USD 0.01 common |
Sale |
39 |
22.2630 USD |
|||
USD 0.01 common |
Sale |
44 |
22.2456 USD |
|||
USD 0.01 common |
Sale |
45 |
22.2560 USD |
|||
USD 0.01 common |
Sale |
54 |
22.2416 USD |
|||
USD 0.01 common |
Sale |
54 |
22.2433 USD |
|||
USD 0.01 common |
Sale |
54 |
22.2683 USD |
|||
USD 0.01 common |
Sale |
63 |
22.2621 USD |
|||
USD 0.01 common |
Sale |
63 |
22.2585 USD |
|||
USD 0.01 common |
Sale |
100 |
22.0100 USD |
|||
USD 0.01 common |
Sale |
100 |
22.0800 USD |
|||
USD 0.01 common |
Sale |
100 |
22.1200 USD |
|||
USD 0.01 common |
Sale |
100 |
22.1400 USD |
|||
USD 0.01 common |
Sale |
152 |
22.0660 USD |
|||
USD 0.01 common |
Sale |
181 |
22.2500 USD |
|||
USD 0.01 common |
Sale |
191 |
21.9600 USD |
|||
USD 0.01 common |
Sale |
198 |
22.2518 USD |
|||
USD 0.01 common |
Sale |
200 |
22.0850 USD |
|||
USD 0.01 common |
Sale |
200 |
22.2400 USD |
|||
USD 0.01 common |
Sale |
228 |
22.2700 USD |
|||
USD 0.01 common |
Sale |
254 |
22.0960 USD |
|||
USD 0.01 common |
Sale |
279 |
22.0950 USD |
|||
USD 0.01 common |
Sale |
418 |
22.2475 USD |
|||
USD 0.01 common |
Sale |
421 |
22.1941 USD |
|||
USD 0.01 common |
Sale |
500 |
22.1640 USD |
|||
USD 0.01 common |
Sale |
625 |
22.1272 USD |
|||
USD 0.01 common |
Sale |
648 |
22.1143 USD |
|||
USD 0.01 common |
Sale |
690 |
22.1946 USD |
|||
USD 0.01 common |
Sale |
959 |
22.2211 USD |
|||
USD 0.01 common |
Sale |
1,493 |
22.2493 USD |
|||
USD 0.01 common |
Sale |
2,406 |
22.2606 USD |
|||
USD 0.01 common |
Sale |
2,724 |
22.2637 USD |
|||
USD 0.01 common |
Sale |
3,114 |
22.2488 USD |
|||
USD 0.01 common |
Sale |
3,204 |
22.2481 USD |
|||
USD 0.01 common |
Sale |
3,656 |
22.2538 USD |
|||
USD 0.01 common |
Sale |
4,540 |
22.1159 USD |
|||
USD 0.01 common |
Sale |
4,844 |
22.2503 USD |
|||
USD 0.01 common |
Sale |
5,100 |
22.2486 USD |
|||
USD 0.01 common |
Sale |
5,862 |
22.1083 USD |
|||
USD 0.01 common |
Sale |
6,791 |
22.1158 USD |
|||
USD 0.01 common |
Sale |
6,900 |
22.2471 USD |
|||
USD 0.01 common |
Sale |
7,574 |
22.2501 USD |
|||
USD 0.01 common |
Sale |
8,568 |
22.2422 USD |
|||
USD 0.01 common |
Sale |
8,711 |
22.0914 USD |
|||
USD 0.01 common |
Sale |
10,352 |
22.2575 USD |
|||
USD 0.01 common |
Sale |
11,035 |
22.2496 USD |
|||
USD 0.01 common |
Sale |
12,905 |
21.9662 USD |
|||
USD 0.01 common |
Sale |
13,475 |
22.2555 USD |
|||
USD 0.01 common |
Sale |
17,106 |
22.2533 USD |
|||
USD 0.01 common |
Sale |
17,600 |
22.1580 USD |
|||
USD 0.01 common |
Sale |
20,672 |
22.1576 USD |
|||
USD 0.01 common |
Sale |
22,645 |
22.1074 USD |
|||
USD 0.01 common |
Sale |
50,032 |
22.1266 USD |
|||
USD 0.01 common |
Sale |
65,698 |
22.2434 USD |
|||
USD 0.01 common |
Sale |
100,153 |
22.2395 USD |
|||
USD 0.01 common |
Sale |
110,634 |
22.2679 USD |
|||
USD 0.01 common |
Sale |
164,120 |
22.2800 USD |
|||
USD 0.01 common |
Sale |
402,824 |
22.2799 USD |
(b) |
Cash-settled derivative transactions |
|
|
||||
Class of relevant |
|
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
securities |
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
|
|
||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
|
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
|
Nature of Dealings |
|
Details |
Price per unit (if |
|
|
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|
||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the person making the disclosure and any other person relating to: |
|
||||||
(i) the voting rights of any relevant securities under any option; or |
|
||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
|
|
||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
5 Jul 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.