Form 8.5 (EPT/NON-RI)Capital & Counties Prop Amend

Source: RNS
RNS Number : 4107B
Barclays PLC
30 September 2022
 

FORM 8.5 (EPT/NON-RI) Amendment to Sale

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

 

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

 

(OR WHERE RI STATUS IS NOT APPLICABLE)

 

Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

CAPITAL & COUNTIES PROPERTIES PLC


relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Capital & Counties Properties plc


principal trader is connected

(d)

Date position held/dealing undertaken:

28 September 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 



trader making disclosures in respect of any other party to the offer?

SHAFTESBURY PLC


2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

25p ordinary




Interests

Short Positions


Number

(%)

Number

(%)

(1)

Relevant securities owned






and/or controlled:

8,826,369

1.04%

5,168,741

0.61%








(2)

Cash-settled derivatives:








4,717,196

0.55%

8,044,298

0.94%








(3)

Stock-settled derivatives (including options)






and agreements to purchase/sell:

0

0.00%

0

0.00%















TOTAL:

13,543,565

1.59%

13,213,039

1.55%








(b)

Rights to subscribe for new securities (including directors and other executive

 

options)

 





Class of relevant security in relation to


which subscription right exists

Details, including nature of the rights


concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales



Class of relevant


Purchase/sale


Total number of


Highest price per unit

Lowest price per unit

security




securities


paid/received

paid/received

25p ordinary

Purchase

854,499

1.0500 GBP

0.9769 GBP

25p ordinary

Sale

965,780

1.0500 GBP

0.9815 GBP

 

(b)

Cash-settled derivative transactions

Class of


Product


Nature of dealing


Number of

Price per

relevant


description




reference

unit

security






securities


25p ordinary

 CFD

Increasing Long

4

1.0100 GBP

25p ordinary

 CFD

Increasing Long

192

0.9770 GBP

25p ordinary

 CFD

Increasing Long

976

1.0500 GBP

25p ordinary

 CFD

Increasing Long

19,776

19.3617 ZAR

25p ordinary

 SWAP

Increasing Long

31,780

1.0117 GBP

25p ordinary

 SWAP

Increasing Long

45,408

1.0500 GBP

25p ordinary

 SWAP

Increasing Long

50,736

1.0170 GBP

25p ordinary

 CFD

Increasing Long

67,160

19.4686 ZAR

25p ordinary

 SWAP

Increasing Long

78,898

1.0042 GBP

25p ordinary

 CFD

Increasing Long

83,768

1.0134 GBP

25p ordinary

 SWAP

Increasing Long

89,907

1.0488 GBP

25p ordinary

 SWAP

Increasing Long

105,902

1.0089 GBP

25p ordinary

 SWAP

Increasing Long

177,886

19.3036 ZAR

25p ordinary

 CFD

Increasing Long

250,296

19.9920 ZAR

25p ordinary

 SWAP

Increasing Long

278,603

19.8687 ZAR

25p ordinary

 CFD

Increasing Long

390,192

0.9896 GBP

25p ordinary

 CFD

Increasing Long

469,776

1.0406 GBP

25p ordinary

 CFD

Increasing Long

681,300

0.9991 GBP

25p ordinary

 CFD

Increasing Long

711,544

19.2978 ZAR

25p ordinary

 CFD

Increasing Long

1,084,168

1.0316 GBP

25p ordinary

 CFD

Increasing Long

1,114,412

19.8747 ZAR

25p ordinary

 CFD

Increasing Short

4

1.0100 GBP

25p ordinary

 CFD

Increasing Short

192

0.9770 GBP

25p ordinary

 SWAP

Increasing Short

500

1.0071 GBP

25p ordinary

 CFD

Increasing Short

976

1.0500 GBP

25p ordinary

 SWAP

Increasing Short

1,186

0.9982 GBP

25p ordinary

 SWAP

Increasing Short

13,000

1.0022 GBP

25p ordinary

 CFD

Increasing Short

19,776

19.3617 ZAR

25p ordinary

 SWAP

Increasing Short

28,348

0.9960 GBP

25p ordinary

 SWAP

Increasing Short

62,574

20.0000 ZAR

25p ordinary

 CFD

Increasing Short

67,160

19.4686 ZAR

25p ordinary

 CFD

Increasing Short

83,768

1.0134 GBP

25p ordinary

 CFD

Increasing Short

250,296

19.9920 ZAR

25p ordinary

 CFD

Increasing Short

390,192

0.9896 GBP

25p ordinary

 CFD

Increasing Short

469,776

1.0406 GBP

25p ordinary

 CFD

Increasing Short

681,300

0.9991 GBP

25p ordinary

 CFD

Increasing Short

711,544

19.2978 ZAR

25p ordinary

 CFD

Increasing Short

1,084,168

1.0316 GBP

25p ordinary

 CFD

Increasing Short

1,114,412

19.8747 ZAR

25p ordinary

 CFD

Opening Long

4

1.0100 GBP

25p ordinary

 CFD

Opening Long

192

0.9770 GBP

25p ordinary

 CFD

Opening Long

976

1.0500 GBP

25p ordinary

 CFD

Opening Long

19,776

19.3617 ZAR

25p ordinary

 CFD

Opening Long

67,160

19.4686 ZAR

25p ordinary

 CFD

Opening Long

83,768

1.0134 GBP

25p ordinary

 CFD

Opening Long

250,296

19.9920 ZAR

25p ordinary

 CFD

Opening Long

390,192

0.9896 GBP

25p ordinary

 CFD

Opening Long

469,776

1.0406 GBP

25p ordinary

 CFD

Opening Long

681,300

0.9991 GBP

25p ordinary

 CFD

Opening Long

711,544

19.2978 ZAR

25p ordinary

 CFD

Opening Long

1,084,168

1.0316 GBP

25p ordinary

 CFD

Opening Long

1,114,412

19.8747 ZAR

25p ordinary

 CFD

Opening Short

4

1.0100 GBP

25p ordinary

 CFD

Opening Short

192

0.9770 GBP

25p ordinary

 CFD

Opening Short

976

1.0500 GBP

25p ordinary

 CFD

Opening Short

19,776

19.3617 ZAR

25p ordinary

 CFD

Opening Short

67,160

19.4686 ZAR

25p ordinary

 CFD

Opening Short

83,768

1.0134 GBP

25p ordinary

 CFD

Opening Short

250,296

19.9920 ZAR

25p ordinary

 CFD

Opening Short

390,192

0.9896 GBP

25p ordinary

 CFD

Opening Short

469,776

1.0406 GBP

25p ordinary

 CFD

Opening Short

681,300

0.9991 GBP

25p ordinary

 CFD

Opening Short

711,544

19.2978 ZAR

25p ordinary

 CFD

Opening Short

1,084,168

1.0316 GBP

25p ordinary

 CFD

Opening Short

1,114,412

19.8747 ZAR

25p ordinary

 SWAP

Opening Long

460

0.9964 GBP

25p ordinary

 SWAP

Opening Long

1,368

1.0483 GBP

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising

 




Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security




securities

unit














(d)

Other dealings (including subscribing for new securities)

Class of relevant


Nature of Dealings


Details

Price per unit (if


security




applicable)






4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)   the voting rights of any relevant securities under any option; or

(ii)   the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:




NONE

(c)

Attachments

 




Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

30 Sep 2022




Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213



 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
FEOBKKBNQBKDOCN