FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Name of exempt principal trader: |
J.P. Morgan Securities Plc |
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
AVEVA Group plc |
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(c) Name of the party to the offer with which exempt principal trader is connected: |
Corporate Broker to AVEVA Group plc |
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(d) Date dealing undertaken: |
3 October 2022 |
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
|
3 5/9p ordinary |
Purchase
Sale |
240,102
212,429 |
31.7948 GBP
31.7900 GBP |
31.2803 GBP
31.3100 GBP |
(b) Cash-settled derivative transactions
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
3 5/9p ordinary |
Equity Swap |
Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a Long Position |
9,775 9,377 7,192 2,200 7,871 800 3,800 1,275 588 5,193 1,755
3,007 476 198 187 95 1,398 341 139 9,062 3,330 4,239 4,158 100 10,845 101,850
3,510 76 66 9 459
364 6,178 77 442 3,013 7,797 5,679 1,217 957 290 3,128 4,676 1,587 50 96,804 4,482
133 |
31.4312 GBP 31.4774 GBP 31.4805 GBP 31.4864 GBP 31.5092 GBP 31.5193 GBP 31.5387 GBP 31.5664 GBP 31.5705 GBP 31.7372 GBP 31.7911 GBP
31.3391 GBP 31.3677 GBP 31.3694 GBP 31.3706 GBP 31.3798 GBP 31.3817 GBP 31.4031 GBP 31.4048 GBP 31.4200 GBP 31.4267 GBP 31.4633 GBP 31.6052 GBP 31.6400 GBP 31.7884 GBP 31.7900 GBP
31.3755 GBP 31.3887 GBP 31.6178 GBP 31.6408 GBP 31.7026 GBP
31.2803 GBP 31.3040 GBP 31.3717 GBP 31.3769 GBP 31.4394 GBP 31.4496 GBP 31.4663 GBP 31.4758 GBP 31.4855 GBP 31.4911 GBP 31.4948 GBP 31.4950 GBP 31.5142 GBP 31.5802 GBP 31.7900 GBP 31.7948 GBP
31.7862 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
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|
|
|
|
|
|
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(ii) Exercise
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Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
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|
|
|
|
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(d) Other dealings (including subscribing for new securities)
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Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
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|
|
|
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
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None
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Date of disclosure: |
4 October 2022 |
Contact name: |
Alwyn Basch |
Telephone number: |
020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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