FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
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BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
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relevant securities this form relates: |
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(c) |
Name of the party to the offer with which exempt |
CAPITAL & COUNTIES PROPERTIES PLC |
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principal trader is connected |
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(d) |
Date position held/dealing undertaken: |
24 November 2022 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
25p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
10,043,145 |
1.18% |
5,883,137 |
0.69% |
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(2) |
Cash-settled derivatives: |
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5,855,293 |
0.69% |
9,148,618 |
1.07% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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15,898,438 |
1.87% |
15,031,755 |
1.77% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Total number of |
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Highest price per unit |
Lowest price per unit |
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security |
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securities |
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paid/received |
paid/received |
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25p ordinary |
Purchase |
232,982 |
1.0868 GBP |
1.061 GBP |
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25p ordinary |
Sale |
238,801 |
1.0920 GBP |
1.069 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
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relevant |
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description |
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reference |
unit |
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security |
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securities |
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|
25p ordinary |
SWAP |
Decreasing Long |
1 |
1.0960 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
40 |
1.0850 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
63 |
1.0708 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
63 |
1.0740 GBP |
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25p ordinary |
CFD |
Decreasing Long |
68 |
1.0729 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
791 |
21.9789 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
1,057 |
22.1700 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
2,942 |
1.0829 GBP |
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25p ordinary |
CFD |
Decreasing Long |
3,164 |
21.9850 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
3,966 |
1.0761 GBP |
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25p ordinary |
CFD |
Decreasing Long |
4,228 |
22.1639 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
6,661 |
1.0856 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
6,853 |
1.0821 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
7,890 |
1.0799 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
8,108 |
1.0806 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
8,296 |
1.0798 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
8,669 |
22.1391 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
9,751 |
1.0785 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
13,118 |
22.3820 ZAR |
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25p ordinary |
CFD |
Decreasing Long |
13,660 |
1.0860 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
15,569 |
1.0756 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
17,527 |
1.0826 GBP |
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25p ordinary |
CFD |
Decreasing Long |
18,488 |
1.0816 GBP |
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25p ordinary |
CFD |
Decreasing Long |
18,488 |
1.0740 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
18,543 |
1.0844 GBP |
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25p ordinary |
CFD |
Decreasing Long |
32,656 |
1.0777 GBP |
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25p ordinary |
CFD |
Decreasing Long |
34,676 |
22.1458 ZAR |
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25p ordinary |
SWAP |
Decreasing Long |
44,879 |
1.0807 GBP |
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25p ordinary |
CFD |
Decreasing Long |
49,392 |
1.0824 GBP |
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25p ordinary |
SWAP |
Decreasing Long |
49,937 |
1.0786 GBP |
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25p ordinary |
CFD |
Decreasing Long |
52,472 |
22.3753 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
68 |
1.0729 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
140 |
1.0698 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
394 |
1.0836 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
500 |
1.0838 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
2,036 |
1.0837 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
2,826 |
1.0832 GBP |
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25p ordinary |
CFD |
Decreasing Short |
3,164 |
21.9850 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
4,228 |
22.1639 ZAR |
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25p ordinary |
SWAP |
Decreasing Short |
4,840 |
1.0816 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
6,958 |
1.0739 GBP |
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25p ordinary |
SWAP |
Decreasing Short |
8,296 |
1.0798 GBP |
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25p ordinary |
CFD |
Decreasing Short |
13,660 |
1.0860 GBP |
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25p ordinary |
CFD |
Decreasing Short |
18,488 |
1.0816 GBP |
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25p ordinary |
CFD |
Decreasing Short |
18,488 |
1.0740 GBP |
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25p ordinary |
CFD |
Decreasing Short |
32,656 |
1.0777 GBP |
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25p ordinary |
CFD |
Decreasing Short |
34,676 |
22.1458 ZAR |
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25p ordinary |
CFD |
Decreasing Short |
49,392 |
1.0824 GBP |
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25p ordinary |
CFD |
Decreasing Short |
52,472 |
22.3753 ZAR |
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25p ordinary |
SWAP |
Increasing Short |
1,186 |
1.0700 GBP |
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25p ordinary |
SWAP |
Increasing Short |
1,266 |
1.0854 GBP |
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25p ordinary |
SWAP |
Increasing Short |
3,000 |
1.0868 GBP |
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25p ordinary |
SWAP |
Increasing Short |
12,509 |
1.0826 GBP |
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25p ordinary |
CFD |
Opening Long |
68 |
1.0729 GBP |
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25p ordinary |
CFD |
Opening Long |
3,164 |
21.9850 ZAR |
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25p ordinary |
CFD |
Opening Long |
4,228 |
22.1639 ZAR |
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25p ordinary |
CFD |
Opening Long |
13,660 |
1.0860 GBP |
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25p ordinary |
CFD |
Opening Long |
18,488 |
1.0816 GBP |
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25p ordinary |
CFD |
Opening Long |
18,488 |
1.0740 GBP |
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25p ordinary |
CFD |
Opening Long |
32,656 |
1.0777 GBP |
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25p ordinary |
CFD |
Opening Long |
34,676 |
22.1458 ZAR |
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25p ordinary |
CFD |
Opening Long |
49,392 |
1.0824 GBP |
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25p ordinary |
CFD |
Opening Long |
52,472 |
22.3753 ZAR |
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25p ordinary |
CFD |
Opening Short |
68 |
1.0729 GBP |
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25p ordinary |
CFD |
Opening Short |
3,164 |
21.9850 ZAR |
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25p ordinary |
CFD |
Opening Short |
4,228 |
22.1639 ZAR |
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25p ordinary |
CFD |
Opening Short |
13,660 |
1.0860 GBP |
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25p ordinary |
CFD |
Opening Short |
18,488 |
1.0816 GBP |
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25p ordinary |
CFD |
Opening Short |
18,488 |
1.0740 GBP |
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25p ordinary |
SWAP |
Opening Short |
29,250 |
1.0701 GBP |
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25p ordinary |
CFD |
Opening Short |
32,656 |
1.0777 GBP |
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25p ordinary |
CFD |
Opening Short |
34,676 |
22.1458 ZAR |
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25p ordinary |
CFD |
Opening Short |
49,392 |
1.0824 GBP |
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25p ordinary |
CFD |
Opening Short |
52,472 |
22.3753 ZAR |
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25p ordinary |
SWAP |
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Increasing Long |
29,250 |
1.0839 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the exempt principal trader making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
25 Nov 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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