Form 8.5 (EPT/NON-RI) MICRO FOCUS INTERNATIONAL PL
Source: RNS
FORM 8.5 (EPT/NON-RI) |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|||||||
Rule 8.5 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Name of exempt principal trader: |
|
BARCLAYS CAPITAL SECURITIES LTD |
||||
(b) |
Name of offeror/offeree in relation to whose |
MICRO FOCUS INTERNATIONAL PLC |
|||||
|
relevant securities this form relates: |
||||||
(c) |
Name of the party to the offer with which exempt |
Open Text Corporation |
|||||
|
principal trader is connected |
|
|||||
(d) |
Date position held/dealing undertaken: |
24 November 2022 |
|||||
(e) |
In addition to the company in 1(b) above, is the exempt principal |
NO |
|
|
|||
|
trader making disclosures in respect of any other party to the offer? |
|
|
|
|||
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
to which the disclosure relates following the dealing (if any) |
|
|||||
Class of relevant security: |
10p ordinary |
|
|
||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
12,926,669 |
3.81% |
815,950 |
0.24% |
||
|
|
|
|
|
|
|
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
10,344 |
0.00% |
12,179,670 |
3.59% |
|
|
|
|
|
|
|
|
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||
|
TOTAL: |
|
12,937,013 |
3.81% |
12,995,620 |
3.83% |
|
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
||||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
||||||
which subscription right exists |
|
||||||
Details, including nature of the rights |
|
||||||
concerned and relevant percentages: |
|||||||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
|
Purchase/sale |
|
Total number of |
|
Highest price per unit |
Lowest price per unit |
security |
|
|
|
securities |
|
paid/received |
paid/received |
10p ordinary |
Purchase |
120,252 |
5.2040 GBP |
5.186 GBP |
|||
10p ordinary |
Sale |
339,101 |
5.2060 GBP |
5.184 GBP |
|||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|
|
|||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
10p ordinary |
SWAP |
Decreasing Short |
400 |
5.1980 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
587 |
5.2030 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
925 |
5.1877 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
1,068 |
5.1860 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
1,372 |
5.1899 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
1,451 |
5.1994 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
1,485 |
5.1881 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
1,624 |
5.1990 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
1,787 |
5.1912 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
1,823 |
5.1947 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
1,866 |
5.1948 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
2,045 |
5.1864 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
2,584 |
5.2008 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
2,847 |
5.1983 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
2,906 |
5.1884 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
3,454 |
5.1882 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
3,596 |
5.1931 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
3,899 |
5.1943 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
4,227 |
5.1907 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
4,492 |
5.2000 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
4,492 |
5.2000 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
5,468 |
5.1886 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
5,852 |
5.1957 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
7,051 |
5.2028 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
12,738 |
5.1953 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
16,961 |
5.1943 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
20,050 |
5.1953 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
24,882 |
5.1975 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
26,469 |
5.1971 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
31,708 |
5.1992 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
33,327 |
5.1874 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
44,324 |
5.1846 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
44,324 |
5.1857 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
44,324 |
5.1901 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
44,324 |
5.1995 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
1,754 |
5.1968 GBP |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|
||||
(i) |
Writing, selling, purchasing or varying |
|
|
|
|||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|
||||
Class of relevant |
|
Nature of Dealings |
|
Details |
Price per unit (if |
|
|
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|
|
|||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the exempt principal trader making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
|
|
||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
25 Nov 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|
||||
|
|
|
|
|
|
|
|
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.