FT Markets Data
Barclays PLC, Anglo American PLC

Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Source: RNS
RNS Number : 4217O
Barclays PLC
14 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

13 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,170,621

0.42%

16,885,714

1.38%

(2) Cash-settled derivatives:

16,978,698

1.39%

5,048,489

0.41%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

22,149,319

1.81%

21,934,203

1.79%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

3833123

27.9950  GBP

26.9800  GBP

USD 0.54945 ordinary

Sale

1963165

27.9950  GBP

26.9800  GBP

USD 0.54945 ordinary

Purchase

1026

32.3847  EUR

31.9235  EUR

USD 0.54945 ordinary

Sale

3849

32.3880  EUR

31.6954  EUR

ADR

Sale

17265

17.2259  USD

16.9415  USD

ADR

Purchase

17265

17.2259  USD

16.9416  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Decreasing Long

104

27.7585  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

150

27.8015  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

264

27.4878  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

272

27.7566  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

837

635.6046  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

922

27.7201  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

997

634.3617  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,343

639.6541  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,624

636.9345  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,338

27.7202  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,710

634.0933  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

8,466

635.3614  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

9,591

27.7345  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,906

634.8000  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

12,764

27.2602  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

14,593

27.4410  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

18,185

27.5487  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

19,830

27.6042  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

21,147

27.7417  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

24,850

27.7048  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

26,457

27.7356  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,405

27.4407  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

28,409

27.5927  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

40,723

632.7332  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

45,591

27.6024  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

45,749

631.9441  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

72,241

27.1302  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

75,105

27.6995  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

103,942

27.0702  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

183,453

27.0700  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

195,072

27.5529  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

206,434

27.0711  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,900,000

27.7100  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3

635.3338  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

135

27.6773  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

156

27.1511  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

823

633.6917  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,343

639.3983  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,844

633.6910  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

3,710

633.9189  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

3,844

31.6920  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

7,128

635.2573  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

8,963

27.1791  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

10,000

27.3724  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

26,261

636.8892  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

168,655

633.4169  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2

27.2547  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

63

27.7400  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

92

27.5362  GBP

USD 0.54945 ordinary

CFD

Increasing Long

207

27.7650  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

208

27.4146  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

298

27.7478  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

311

27.2237  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

574

27.4167  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

651

27.1698  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

837

635.6046  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

997

634.3617  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

1,076

27.6612  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,624

636.9345  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

1,705

27.7536  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,144

637.8722  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,303

27.4611  GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,424

27.7154  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,466

635.3614  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

10,000

27.4715  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,906

634.8000  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

15,966

27.3670  GBP

USD 0.54945 ordinary

CFD

Increasing Long

19,778

27.0700  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

27,594

27.6758  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

28,306

27.6143  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

40,723

632.7332  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

45,586

27.5382  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

45,749

631.9441  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

52,300

27.6091  GBP

USD 0.54945 ordinary

CFD

Increasing Long

129,400

27.5689  GBP

USD 0.54945 ordinary

CFD

Increasing Long

694,706

27.5664  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1

27.0722  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3

635.3338  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

823

633.6917  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

1,021

31.9270  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

1,844

633.6910  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,144

638.0476  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

4,174

27.5515  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

7,128

635.2573  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

22,405

27.2265  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

26,261

637.0804  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

168,655

633.6069  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

1,109

27.0686  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

14 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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