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FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
REDROW PLC |
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(c) |
Name of the party to the offer with which exempt |
REDROW PLC |
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(d) |
Date position held/dealing undertaken: |
21 Aug 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
10.5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
4,217,162 |
1.27% |
3,484,218 |
1.05% |
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(2) Cash-settled derivatives: |
29,822 |
0.01% |
4,582,994 |
1.39% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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4,246,984 |
1.28% |
8,067,212 |
2.44% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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10.5p ordinary |
Purchase |
5984859 |
7.9256 GBP |
7.7900 GBP |
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10.5p ordinary |
Sale |
5264058 |
7.9300 GBP |
7.7900 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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10.5p ordinary |
CFD |
Increasing Short |
800,000 |
7.7906 GBP |
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10.5p ordinary |
CFD |
Increasing Short |
536 |
7.8734 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
437,599 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Opening Long |
636 |
7.8832 GBP |
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10.5p ordinary |
SWAP |
Decreasing Long |
300 |
7.8950 GBP |
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10.5p ordinary |
SWAP |
Increasing Long |
7,500 |
7.8637 GBP |
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10.5p ordinary |
SWAP |
Decreasing Long |
324,714 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
26,442 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
555,370 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
449,431 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
5,680 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
3,064,035 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Opening Long |
27,900 |
7.8748 GBP |
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10.5p ordinary |
SWAP |
Increasing Long |
76 |
7.9000 GBP |
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10.5p ordinary |
SWAP |
Increasing Long |
2,179 |
7.9136 GBP |
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10.5p ordinary |
SWAP |
Opening Short |
1,228,436 |
7.7900 GBP |
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10.5p ordinary |
SWAP |
Increasing Short |
22,402 |
7.8710 GBP |
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10.5p ordinary |
SWAP |
Increasing Short |
837 |
7.8851 GBP |
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10.5p ordinary |
SWAP |
Increasing Short |
51,905 |
7.8865 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
67,352 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
68,147 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Opening Long |
3,316 |
7.8874 GBP |
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10.5p ordinary |
SWAP |
Decreasing Long |
232 |
7.8800 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
269,277 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
596,883 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Opening Short |
262,500 |
7.7905 GBP |
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10.5p ordinary |
SWAP |
Increasing Short |
15,973 |
7.8730 GBP |
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10.5p ordinary |
SWAP |
Opening Short |
500,000 |
7.7919 GBP |
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10.5p ordinary |
SWAP |
Closing Short |
857,643 |
0.0000 GBP |
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10.5p ordinary |
SWAP |
Opening Long |
55,163 |
7.8762 GBP |
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10.5p ordinary |
SWAP |
Increasing Long |
530 |
7.9075 GBP |
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10.5p ordinary |
SWAP |
Opening Short |
1,302,280 |
7.7900 GBP |
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10.5p ordinary |
SWAP |
Increasing Short |
16,134 |
7.8750 GBP |
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10.5p ordinary |
SWAP |
Increasing Short |
31,034 |
7.8836 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
22 Aug 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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