FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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(d) |
If an exempt fund manager connected with an |
|
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(e) |
Date position held/dealing undertaken: |
16 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
1p ordinary |
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|
Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
21,911,384 |
3.13% |
19,347,440 |
2.76% |
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(2) Cash-settled derivatives: |
43,736 |
0.01% |
21,367,785 |
3.05% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
21,955,120 |
3.13% |
40,715,225 |
5.81% |
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(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
|
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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1p ordinary |
Purchase |
77,279 |
5.8390 GBP |
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1p ordinary |
Purchase |
62,225 |
5.8431 GBP |
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1p ordinary |
Purchase |
42,651 |
5.8513 GBP |
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1p ordinary |
Purchase |
19,753 |
5.8503 GBP |
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1p ordinary |
Purchase |
14,582 |
5.8474 GBP |
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1p ordinary |
Purchase |
11,987 |
5.8405 GBP |
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1p ordinary |
Purchase |
11,620 |
5.8479 GBP |
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1p ordinary |
Purchase |
5,475 |
5.8480 GBP |
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1p ordinary |
Purchase |
4,474 |
5.8475 GBP |
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1p ordinary |
Purchase |
4,294 |
5.8524 GBP |
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1p ordinary |
Purchase |
3,205 |
5.8468 GBP |
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1p ordinary |
Purchase |
2,595 |
5.8412 GBP |
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1p ordinary |
Purchase |
2,369 |
5.8381 GBP |
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1p ordinary |
Purchase |
2,087 |
5.8395 GBP |
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1p ordinary |
Purchase |
1,936 |
5.8657 GBP |
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1p ordinary |
Purchase |
1,743 |
5.8377 GBP |
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1p ordinary |
Purchase |
1,226 |
5.8384 GBP |
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1p ordinary |
Purchase |
1,169 |
5.8351 GBP |
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1p ordinary |
Purchase |
722 |
5.8380 GBP |
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1p ordinary |
Purchase |
601 |
5.8769 GBP |
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1p ordinary |
Purchase |
497 |
5.8734 GBP |
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1p ordinary |
Purchase |
454 |
5.8440 GBP |
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1p ordinary |
Purchase |
447 |
5.8438 GBP |
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1p ordinary |
Purchase |
168 |
5.8360 GBP |
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1p ordinary |
Purchase |
5 |
5.8389 GBP |
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1p ordinary |
Purchase |
2 |
5.8400 GBP |
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1p ordinary |
Sale |
236,146 |
5.8480 GBP |
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1p ordinary |
Sale |
29,168 |
5.8440 GBP |
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1p ordinary |
Sale |
21,497 |
5.8537 GBP |
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1p ordinary |
Sale |
19,925 |
5.8395 GBP |
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1p ordinary |
Sale |
10,602 |
5.8448 GBP |
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1p ordinary |
Sale |
7,977 |
5.8472 GBP |
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1p ordinary |
Sale |
3,643 |
5.8520 GBP |
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1p ordinary |
Sale |
3,575 |
5.8471 GBP |
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1p ordinary |
Sale |
3,309 |
5.8382 GBP |
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1p ordinary |
Sale |
1,791 |
5.8439 GBP |
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1p ordinary |
Sale |
1,169 |
5.8357 GBP |
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1p ordinary |
Sale |
589 |
5.8384 GBP |
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1p ordinary |
Sale |
427 |
5.8387 GBP |
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1p ordinary |
Sale |
317 |
5.8380 GBP |
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1p ordinary |
Sale |
194 |
5.8400 GBP |
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1p ordinary |
Sale |
170 |
5.8366 GBP |
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1p ordinary |
Sale |
168 |
5.8360 GBP |
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1p ordinary |
Sale |
167 |
5.8420 GBP |
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1p ordinary |
Sale |
102 |
5.8373 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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1p ordinary |
SWAP |
Decreasing Short |
1,566 |
5.8382 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
2,161 |
5.8383 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
19,990 |
5.8395 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,276 |
5.8398 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
154 |
5.8402 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
14,815 |
5.8432 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
531,657 |
5.8440 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
10,602 |
5.8448 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
3,575 |
5.8471 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
4,762 |
5.8478 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
229,135 |
5.8480 GBP |
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1p ordinary |
SWAP |
Increasing Short |
7,503 |
5.8357 GBP |
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1p ordinary |
SWAP |
Increasing Short |
26,276 |
5.8380 GBP |
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1p ordinary |
SWAP |
Increasing Short |
1,226 |
5.8384 GBP |
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1p ordinary |
SWAP |
Increasing Short |
43,500 |
5.8401 GBP |
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1p ordinary |
SWAP |
Increasing Short |
46 |
5.8419 GBP |
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1p ordinary |
SWAP |
Increasing Short |
5,904 |
5.8462 GBP |
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1p ordinary |
SWAP |
Increasing Short |
3,205 |
5.8468 GBP |
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1p ordinary |
SWAP |
Increasing Short |
14,582 |
5.8474 GBP |
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1p ordinary |
SWAP |
Increasing Short |
11,951 |
5.8478 GBP |
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1p ordinary |
SWAP |
Increasing Short |
4,421 |
5.8480 GBP |
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1p ordinary |
SWAP |
Increasing Short |
42,651 |
5.8513 GBP |
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1p ordinary |
CFD |
Increasing Short |
5 |
5.8380 GBP |
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1p ordinary |
CFD |
Increasing Short |
1,513 |
5.8392 GBP |
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1p ordinary |
CFD |
Increasing Short |
16,113 |
5.8409 GBP |
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1p ordinary |
CFD |
Increasing Short |
40,599 |
5.8416 GBP |
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1p ordinary |
CFD |
Increasing Short |
1,378 |
5.8437 GBP |
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(c) |
Stock-settled derivative transactions |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
17 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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