AMENDMENT(2(a), 2(c)(i), FORM 8)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
|
(a) Name of exempt principal trader: |
Morgan Stanley & Co. International plc |
|
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated) |
|
(c) Name of the party to the offer with which exempt principal trader is connected: |
Alphawave IP Group plc |
|
(d) Date dealing undertaken: |
14 July 2025 |
|
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
YES - Alphawave IP Group plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
|
USD 0.0001 common |
PURCHASES |
66 |
134.7800 EUR |
131.5470 EUR |
|
USD 0.0001 common |
SALES |
66 |
134.7800 EUR |
131.6000 EUR |
|
USD 0.0001 common |
PURCHASES |
58,052 |
156.4500 USD |
153.6000 USD |
|
USD 0.0001 common |
SALES |
57,961 |
156.4500 USD |
153.6000 USD |
(b) Cash-settled derivative transactions
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
USD 0.0001 common |
CFD |
increasing a short position |
32 |
133.4657 EUR |
|
USD 0.0001 common |
CFD |
reducing a short position |
32 |
131.6000 EUR |
|
USD 0.0001 common |
Constant Leverage Certificate (ISIN DE000MJ73R16) |
LONG |
150 |
6.4900 EUR |
|
USD 0.0001 common |
Discount Certificates (ISIN DE000MJ0C4A0) |
SHORT |
13 |
100.6200 EUR |
|
USD 0.0001 common |
Discount Certificates (ISIN DE000MJ0C4Y0) |
SHORT |
64 |
119.5600 EUR |
|
USD 0.0001 common |
Mini Future (ISIN DE000MA0DG25) |
SHORT |
200 |
5.1000 EUR |
|
USD 0.0001 common |
Mini Future (ISIN DE000MB9YPF0) |
LONG |
74 |
5.6000 EUR |
|
USD 0.0001 common |
Mini Future (ISIN GB00BL011Q29) |
LONG |
52 |
74.3600 SEK |
|
USD 0.0001 common |
Mini Future (ISIN GB00BL011Q29) |
LONG |
130 |
74.3800 SEK |
|
USD 0.0001 common |
Mini Future (ISIN GB00BL011Q29) |
LONG |
28 |
74.4000 SEK |
|
USD 0.0001 common |
Mini Future (ISIN GB00BL011Q29) |
LONG |
30 |
74.4400 SEK |
|
USD 0.0001 common |
Mini Future (ISIN GB00BL01V629) |
SHORT |
33 |
58.9900 SEK |
|
USD 0.0001 common |
Miscellaneous Leverage Without Knock Out (ISIN DE000MG8JBH4) |
SHORT |
10,000 |
0.2050 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000ME359M6) |
LONG |
600 |
2.9100 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MG830E1) |
LONG |
13 |
3.2500 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MJ2FX47) |
SHORT |
154 |
3.2200 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK4EVH6) |
SHORT |
140 |
7.6900 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK60CM4) |
LONG |
1,350 |
2.2585 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK60CM4) |
SHORT |
950 |
2.2384 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK631G2) |
SHORT |
100 |
2.7000 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK6LS57) |
SHORT |
50 |
1.3700 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK97B05) |
LONG |
8,148 |
0.3800 EUR |
|
USD 0.0001 common |
Open End Knock Out Warrant (ISIN DE000MK97B39) |
LONG |
2,500 |
0.1450 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MB9D629) |
SHORT |
1,000 |
1.0300 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000ME3J7A4) |
SHORT |
500 |
1.4300 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000ME5RPV6) |
LONG |
1,000 |
0.3600 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000ME65YX7) |
LONG |
3,875 |
1.1810 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000ME65YX7) |
SHORT |
19,531 |
1.2272 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG6M9N0) |
SHORT |
1,000 |
0.7200 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MG7CPX8) |
SHORT |
10,000 |
0.6100 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MJ8FY57) |
SHORT |
1,750 |
1.4000 EUR |
|
USD 0.0001 common |
Warrants (ISIN DE000MK4H2Z0) |
LONG |
10,000 |
0.1670 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
USD 0.0001 common |
CALL |
PURCHASING |
4,400 |
174.4400 |
European |
11/08/2025 |
1.1572 USD |
|
USD 0.0001 common |
CALL |
WRITING |
4,400 |
174.4400 |
European |
11/08/2025 |
1.1572 USD |
(ii) Exercise
|
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
N/A |
N/A |
N/A |
N/A |
N/A |
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
N/A |
N/A |
N/A |
N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: |
16 July 2025 |
Contact name: |
Claire Gordon |
Telephone number: |
+44 141 245-8893 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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