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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
06 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,397,081 |
1.98% |
1,912,771 |
1.58% |
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(2) |
Cash-settled derivatives: |
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1,708,604 |
1.41% |
1,464,973 |
1.20% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,105,685 |
3.39% |
3,377,744 |
2.78% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
100,881 |
3.2950 GBP |
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0.01p ordinary |
Purchase |
38,255 |
3.3307 GBP |
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0.01p ordinary |
Purchase |
29,149 |
3.3024 GBP |
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0.01p ordinary |
Purchase |
18,935 |
3.3189 GBP |
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0.01p ordinary |
Purchase |
10,410 |
3.3278 GBP |
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0.01p ordinary |
Purchase |
7,770 |
3.3175 GBP |
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0.01p ordinary |
Purchase |
5,036 |
3.3058 GBP |
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0.01p ordinary |
Purchase |
4,505 |
3.3150 GBP |
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0.01p ordinary |
Purchase |
3,380 |
3.3200 GBP |
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0.01p ordinary |
Purchase |
3,020 |
3.3517 GBP |
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0.01p ordinary |
Purchase |
2,056 |
3.3850 GBP |
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0.01p ordinary |
Purchase |
1,813 |
3.3500 GBP |
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0.01p ordinary |
Purchase |
1,768 |
3.3521 GBP |
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0.01p ordinary |
Purchase |
1,370 |
3.3000 GBP |
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0.01p ordinary |
Purchase |
1,122 |
3.3250 GBP |
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0.01p ordinary |
Purchase |
1,098 |
3.3425 GBP |
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0.01p ordinary |
Purchase |
930 |
3.3047 GBP |
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0.01p ordinary |
Purchase |
920 |
3.3100 GBP |
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0.01p ordinary |
Purchase |
767 |
3.3050 GBP |
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0.01p ordinary |
Purchase |
400 |
3.3549 GBP |
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0.01p ordinary |
Purchase |
373 |
3.3217 GBP |
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0.01p ordinary |
Purchase |
351 |
3.2850 GBP |
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0.01p ordinary |
Purchase |
315 |
3.2900 GBP |
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0.01p ordinary |
Purchase |
300 |
3.3900 GBP |
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0.01p ordinary |
Purchase |
216 |
3.3600 GBP |
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0.01p ordinary |
Purchase |
212 |
3.3001 GBP |
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0.01p ordinary |
Purchase |
142 |
3.3005 GBP |
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0.01p ordinary |
Purchase |
132 |
3.3300 GBP |
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0.01p ordinary |
Purchase |
86 |
3.2800 GBP |
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0.01p ordinary |
Purchase |
58 |
3.3450 GBP |
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0.01p ordinary |
Purchase |
46 |
3.3750 GBP |
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0.01p ordinary |
Purchase |
40 |
3.3550 GBP |
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0.01p ordinary |
Purchase |
34 |
3.3350 GBP |
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0.01p ordinary |
Sale |
78,357 |
3.2950 GBP |
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0.01p ordinary |
Sale |
70,070 |
3.3164 GBP |
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0.01p ordinary |
Sale |
40,375 |
3.3026 GBP |
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0.01p ordinary |
Sale |
35,039 |
3.3387 GBP |
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0.01p ordinary |
Sale |
15,895 |
3.3357 GBP |
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0.01p ordinary |
Sale |
14,170 |
3.3264 GBP |
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0.01p ordinary |
Sale |
11,722 |
3.2983 GBP |
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0.01p ordinary |
Sale |
10,845 |
3.3531 GBP |
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0.01p ordinary |
Sale |
9,606 |
3.3110 GBP |
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0.01p ordinary |
Sale |
7,479 |
3.3028 GBP |
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0.01p ordinary |
Sale |
7,324 |
3.3171 GBP |
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0.01p ordinary |
Sale |
7,048 |
3.3495 GBP |
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0.01p ordinary |
Sale |
5,392 |
3.3035 GBP |
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0.01p ordinary |
Sale |
4,182 |
3.3189 GBP |
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0.01p ordinary |
Sale |
3,758 |
3.3173 GBP |
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0.01p ordinary |
Sale |
3,380 |
3.3200 GBP |
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0.01p ordinary |
Sale |
3,315 |
3.2900 GBP |
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0.01p ordinary |
Sale |
2,612 |
3.3150 GBP |
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0.01p ordinary |
Sale |
2,241 |
3.3492 GBP |
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0.01p ordinary |
Sale |
2,056 |
3.3109 GBP |
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0.01p ordinary |
Sale |
1,705 |
3.3100 GBP |
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0.01p ordinary |
Sale |
1,465 |
3.3250 GBP |
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0.01p ordinary |
Sale |
1,458 |
3.3125 GBP |
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0.01p ordinary |
Sale |
1,406 |
3.3145 GBP |
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0.01p ordinary |
Sale |
1,370 |
3.3000 GBP |
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0.01p ordinary |
Sale |
976 |
3.3050 GBP |
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0.01p ordinary |
Sale |
877 |
3.3069 GBP |
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0.01p ordinary |
Sale |
781 |
3.3500 GBP |
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0.01p ordinary |
Sale |
351 |
3.2850 GBP |
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0.01p ordinary |
Sale |
300 |
3.3850 GBP |
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0.01p ordinary |
Sale |
300 |
3.3900 GBP |
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0.01p ordinary |
Sale |
216 |
3.3600 GBP |
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0.01p ordinary |
Sale |
132 |
3.3300 GBP |
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0.01p ordinary |
Sale |
86 |
3.2800 GBP |
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0.01p ordinary |
Sale |
58 |
3.3450 GBP |
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0.01p ordinary |
Sale |
46 |
3.3750 GBP |
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0.01p ordinary |
Sale |
45 |
3.3650 GBP |
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0.01p ordinary |
Sale |
34 |
3.3350 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Decreasing Short |
350 |
3.2200 GBP |
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0.01p ordinary |
SWAP |
Decreasing Short |
1,322 |
3.2625 GBP |
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0.01p ordinary |
SWAP |
Decreasing Short |
72,866 |
3.2747 GBP |
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0.01p ordinary |
SWAP |
Opening Long |
44,542 |
3.2756 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
3,000 |
3.2896 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
24,667 |
3.2950 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,406 |
3.3145 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
728 |
3.3212 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
254 |
3.3216 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
46,081 |
3.3257 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
14,170 |
3.3264 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
573 |
3.3268 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
87 |
3.3294 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
35,039 |
3.3387 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
245 |
3.3399 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
39 |
3.3461 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,241 |
3.3492 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
36,029 |
3.3494 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,417 |
3.3496 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,100 |
3.3497 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,766 |
3.3498 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
5,486 |
3.3499 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
10,845 |
3.3531 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
27 |
3.3900 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
280 |
3.2150 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
22,467 |
3.2160 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
34,855 |
3.2461 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
25,159 |
3.2950 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,472 |
3.2959 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2,159 |
3.3110 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
3,993 |
3.3146 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
3,000 |
3.3153 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,567 |
3.3181 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
12,018 |
3.3256 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
24,670 |
3.3339 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
504 |
3.3364 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,098 |
3.3425 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
12,242 |
3.3500 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
3,020 |
3.3517 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,768 |
3.3521 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,756 |
3.3850 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
11,722 |
3.2983 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
44,356 |
3.3003 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,877 |
3.3270 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
598 |
3.3508 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
8,668 |
3.3187 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
07 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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