Form 8.5 (EPT/NON-RI) - BHP Group Limited
Source: RNS
FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
BHP GROUP LTD |
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(c) |
Name of the party to the offer with which exempt |
BHP GROUP LTD |
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(d) |
Date position held/dealing undertaken: |
25 Apr 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
Ordinary NPV |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
7,162,142 |
0.14% |
4,747,271 |
0.09% |
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(2) Cash-settled derivatives: |
4,008,825 |
0.08% |
3,864,966 |
0.08% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
11,170,967 |
0.22% |
8,612,237 |
0.17% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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Ordinary NPV |
Purchase |
1136989 |
23.2300 GBP |
22.7677 GBP |
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Ordinary NPV |
Sale |
922067 |
23.2300 GBP |
22.7500 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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Ordinary NPV |
SWAP |
Opening Long |
6 |
549.9000 ZAR |
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Ordinary NPV |
CFD |
Opening Long |
74 |
552.1517 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
74 |
552.0000 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
145 |
22.8176 GBP |
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Ordinary NPV |
SWAP |
Opening Long |
553 |
548.7489 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
4,933 |
545.0889 ZAR |
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Ordinary NPV |
CFD |
Opening Long |
5,054 |
545.6083 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
5,711 |
549.0801 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
7,000 |
544.7660 ZAR |
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Ordinary NPV |
CFD |
Opening Long |
7,000 |
544.9158 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
8,625 |
547.6196 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
10,196 |
550.0000 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
16,361 |
22.8787 GBP |
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Ordinary NPV |
SWAP |
Opening Long |
23,328 |
546.8270 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
24,464 |
547.1246 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
27,856 |
550.0385 ZAR |
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Ordinary NPV |
CFD |
Opening Long |
27,856 |
550.1898 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
43,376 |
548.7912 ZAR |
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Ordinary NPV |
CFD |
Opening Long |
43,376 |
548.9421 ZAR |
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Ordinary NPV |
CFD |
Opening Long |
52,676 |
549.0880 ZAR |
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Ordinary NPV |
CFD |
Opening Long |
71,370 |
546.4127 ZAR |
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Ordinary NPV |
CFD |
Opening Long |
108,303 |
546.8099 ZAR |
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Ordinary NPV |
SWAP |
Opening Long |
185,891 |
23.0351 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
6 |
549.9000 ZAR |
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Ordinary NPV |
CFD |
Opening Short |
7 |
22.9500 GBP |
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Ordinary NPV |
CFD |
Opening Short |
101 |
23.1100 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
109 |
22.9804 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
127 |
22.8005 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
174 |
22.8725 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
200 |
22.8899 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
201 |
22.9894 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
210 |
22.8629 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
253 |
22.9758 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
278 |
23.0091 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
294 |
22.8102 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
365 |
23.1150 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
539 |
23.1098 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
553 |
548.7489 ZAR |
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Ordinary NPV |
SWAP |
Opening Short |
558 |
22.9874 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
570 |
23.0626 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
1,030 |
22.9188 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
1,249 |
22.8125 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
1,405 |
22.7765 GBP |
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Ordinary NPV |
CFD |
Opening Short |
1,562 |
23.1816 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
1,585 |
22.8493 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
1,731 |
22.8823 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
1,916 |
22.9972 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
2,163 |
22.6801 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
2,256 |
22.9932 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
2,324 |
23.1097 GBP |
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Ordinary NPV |
CFD |
Opening Short |
2,425 |
23.1170 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
3,000 |
22.8110 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
3,000 |
23.0034 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
3,200 |
23.0014 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
3,224 |
22.8882 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
3,228 |
22.9949 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
3,582 |
22.9014 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
3,957 |
22.9722 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
4,180 |
22.9136 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
4,933 |
545.0889 ZAR |
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Ordinary NPV |
SWAP |
Opening Short |
5,054 |
545.6083 ZAR |
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Ordinary NPV |
SWAP |
Opening Short |
5,711 |
549.0801 ZAR |
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Ordinary NPV |
SWAP |
Opening Short |
6,080 |
22.9557 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
8,625 |
547.6196 ZAR |
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Ordinary NPV |
SWAP |
Opening Short |
9,466 |
22.8863 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
9,581 |
22.7769 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
10,196 |
550.0000 ZAR |
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Ordinary NPV |
SWAP |
Opening Short |
12,695 |
22.9407 GBP |
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Ordinary NPV |
CFD |
Opening Short |
15,901 |
23.1000 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
16,938 |
23.0420 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
19,274 |
22.9735 GBP |
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Ordinary NPV |
CFD |
Opening Short |
22,356 |
23.0132 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
23,328 |
546.8270 ZAR |
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Ordinary NPV |
SWAP |
Opening Short |
24,464 |
547.1246 ZAR |
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Ordinary NPV |
SWAP |
Opening Short |
32,326 |
23.0024 GBP |
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Ordinary NPV |
CFD |
Opening Short |
35,528 |
23.1384 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
39,774 |
23.0388 GBP |
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Ordinary NPV |
CFD |
Opening Short |
41,770 |
22.9470 GBP |
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Ordinary NPV |
CFD |
Opening Short |
42,557 |
23.0007 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
52,676 |
548.9233 ZAR |
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Ordinary NPV |
SWAP |
Opening Short |
52,904 |
23.0320 GBP |
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Ordinary NPV |
CFD |
Opening Short |
59,121 |
23.0248 GBP |
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Ordinary NPV |
CFD |
Opening Short |
62,852 |
23.0870 GBP |
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Ordinary NPV |
CFD |
Opening Short |
67,601 |
22.9941 GBP |
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Ordinary NPV |
CFD |
Opening Short |
69,267 |
22.9012 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
70,761 |
23.0100 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
71,370 |
546.4127 ZAR |
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Ordinary NPV |
SWAP |
Opening Short |
96,800 |
23.1100 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
102,649 |
23.1100 GBP |
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Ordinary NPV |
SWAP |
Opening Short |
108,303 |
546.9740 ZAR |
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Ordinary NPV |
CFD |
Opening Short |
173,629 |
22.9750 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
26 Apr 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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