Form 8.3 - DARKTRACE PLC
Source: RNS
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
DARKTRACE PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
10 May 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
1p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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4,199,697 |
0.60% |
1,327,577 |
0.19% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,220,144 |
0.17% |
4,074,359 |
0.58% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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5,419,841 |
0.77% |
5,401,936 |
0.77% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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1p ordinary |
Purchase |
1,017,823 |
5.9897 GBP |
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1p ordinary |
Purchase |
153,122 |
5.9860 GBP |
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1p ordinary |
Purchase |
33,295 |
5.9604 GBP |
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1p ordinary |
Purchase |
30,697 |
5.9835 GBP |
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1p ordinary |
Purchase |
27,434 |
5.9919 GBP |
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1p ordinary |
Purchase |
23,671 |
5.9642 GBP |
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1p ordinary |
Purchase |
22,610 |
5.9716 GBP |
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1p ordinary |
Purchase |
21,976 |
5.9654 GBP |
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1p ordinary |
Purchase |
20,593 |
5.9528 GBP |
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1p ordinary |
Purchase |
14,656 |
5.9659 GBP |
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1p ordinary |
Purchase |
14,494 |
5.9843 GBP |
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1p ordinary |
Purchase |
12,945 |
5.9765 GBP |
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1p ordinary |
Purchase |
10,088 |
5.9917 GBP |
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1p ordinary |
Purchase |
9,454 |
5.9748 GBP |
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1p ordinary |
Purchase |
6,407 |
5.9593 GBP |
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1p ordinary |
Purchase |
4,215 |
5.9571 GBP |
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1p ordinary |
Purchase |
3,971 |
5.9720 GBP |
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1p ordinary |
Purchase |
3,384 |
5.9567 GBP |
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1p ordinary |
Purchase |
3,293 |
5.9622 GBP |
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1p ordinary |
Purchase |
3,100 |
5.9723 GBP |
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1p ordinary |
Purchase |
1,995 |
5.9545 GBP |
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1p ordinary |
Purchase |
1,915 |
5.9597 GBP |
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1p ordinary |
Purchase |
1,822 |
5.9920 GBP |
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1p ordinary |
Purchase |
1,743 |
5.9558 GBP |
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1p ordinary |
Purchase |
1,400 |
5.9420 GBP |
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1p ordinary |
Purchase |
1,378 |
5.9430 GBP |
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1p ordinary |
Purchase |
1,329 |
5.9643 GBP |
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1p ordinary |
Purchase |
1,318 |
5.9520 GBP |
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1p ordinary |
Purchase |
924 |
5.9702 GBP |
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1p ordinary |
Purchase |
631 |
5.9714 GBP |
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1p ordinary |
Purchase |
623 |
5.9620 GBP |
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1p ordinary |
Purchase |
469 |
5.9540 GBP |
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1p ordinary |
Purchase |
462 |
5.9800 GBP |
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1p ordinary |
Purchase |
117 |
5.9700 GBP |
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1p ordinary |
Purchase |
86 |
5.9426 GBP |
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1p ordinary |
Purchase |
35 |
5.9443 GBP |
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1p ordinary |
Purchase |
21 |
5.9880 GBP |
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1p ordinary |
Purchase |
15 |
5.9480 GBP |
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1p ordinary |
Purchase |
11 |
5.9870 GBP |
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1p ordinary |
Purchase |
9 |
5.9885 GBP |
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1p ordinary |
Sale |
252,329 |
5.9500 GBP |
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1p ordinary |
Sale |
245,479 |
5.9775 GBP |
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1p ordinary |
Sale |
153,601 |
5.9860 GBP |
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1p ordinary |
Sale |
51,312 |
5.9920 GBP |
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1p ordinary |
Sale |
37,293 |
5.9891 GBP |
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1p ordinary |
Sale |
29,472 |
5.9614 GBP |
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1p ordinary |
Sale |
25,956 |
5.9925 GBP |
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1p ordinary |
Sale |
20,593 |
5.9528 GBP |
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1p ordinary |
Sale |
17,030 |
5.9820 GBP |
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1p ordinary |
Sale |
16,773 |
5.9747 GBP |
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1p ordinary |
Sale |
13,491 |
5.9701 GBP |
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1p ordinary |
Sale |
9,652 |
5.9825 GBP |
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1p ordinary |
Sale |
7,492 |
5.9626 GBP |
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1p ordinary |
Sale |
5,109 |
5.9673 GBP |
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1p ordinary |
Sale |
4,840 |
5.9679 GBP |
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1p ordinary |
Sale |
3,823 |
5.9526 GBP |
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1p ordinary |
Sale |
3,574 |
5.9827 GBP |
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1p ordinary |
Sale |
2,921 |
5.9630 GBP |
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1p ordinary |
Sale |
2,115 |
5.9635 GBP |
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1p ordinary |
Sale |
2,015 |
5.9583 GBP |
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1p ordinary |
Sale |
1,729 |
5.9511 GBP |
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1p ordinary |
Sale |
1,400 |
5.9420 GBP |
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1p ordinary |
Sale |
1,278 |
5.9600 GBP |
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1p ordinary |
Sale |
1,049 |
5.9700 GBP |
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1p ordinary |
Sale |
1,020 |
5.9612 GBP |
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1p ordinary |
Sale |
530 |
5.9900 GBP |
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1p ordinary |
Sale |
503 |
5.9570 GBP |
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1p ordinary |
Sale |
469 |
5.9540 GBP |
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1p ordinary |
Sale |
462 |
5.9521 GBP |
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1p ordinary |
Sale |
462 |
5.9520 GBP |
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1p ordinary |
Sale |
200 |
5.9460 GBP |
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1p ordinary |
Sale |
78 |
5.9620 GBP |
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1p ordinary |
Sale |
21 |
5.9880 GBP |
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1p ordinary |
Sale |
8 |
5.9885 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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1p ordinary |
SWAP |
Closing Long |
7,063 |
5.9747 GBP |
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1p ordinary |
SWAP |
Closing Long |
38,230 |
5.9920 GBP |
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1p ordinary |
SWAP |
Closing Long |
46,306 |
5.9890 GBP |
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1p ordinary |
SWAP |
Closing Short |
3,715 |
5.9835 GBP |
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1p ordinary |
SWAP |
Closing Short |
17,030 |
5.9820 GBP |
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1p ordinary |
SWAP |
Decreasing Long |
516 |
5.9620 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
18 |
5.9621 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
102 |
5.9460 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
207 |
5.9459 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
437 |
5.9635 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,049 |
5.9700 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
1,313 |
5.9625 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
2,115 |
5.9635 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
3,000 |
5.9494 GBP |
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1p ordinary |
SWAP |
Decreasing Short |
252,329 |
5.9500 GBP |
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1p ordinary |
SWAP |
Increasing Short |
9 |
5.9621 GBP |
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1p ordinary |
SWAP |
Increasing Short |
83 |
5.9815 GBP |
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1p ordinary |
SWAP |
Increasing Short |
207 |
5.9807 GBP |
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1p ordinary |
CFD |
Increasing Short |
209 |
5.9777 GBP |
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1p ordinary |
CFD |
Increasing Short |
746 |
5.9719 GBP |
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1p ordinary |
SWAP |
Increasing Short |
924 |
5.9702 GBP |
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1p ordinary |
SWAP |
Increasing Short |
14,656 |
5.9659 GBP |
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1p ordinary |
SWAP |
Increasing Short |
21,976 |
5.9654 GBP |
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1p ordinary |
CFD |
Increasing Short |
35,708 |
5.9620 GBP |
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1p ordinary |
CFD |
Increasing Short |
73,982 |
5.9631 GBP |
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1p ordinary |
SWAP |
Increasing Short |
438,676 |
5.9919 GBP |
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1p ordinary |
SWAP |
Increasing Short |
458,859 |
5.9920 GBP |
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1p ordinary |
SWAP |
Opening Long |
4,560 |
5.9665 GBP |
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1p ordinary |
SWAP |
Opening Short |
24,916 |
5.9786 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
13 May 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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