Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC
Source: RNS
FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
ANGLO AMERICAN PLC |
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(c) |
Name of the party to the offer with which exempt |
BHP GROUP LTD |
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(d) |
Date position held/dealing undertaken: |
13 May 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.54945 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
5,170,621 |
0.42% |
16,885,714 |
1.38% |
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(2) Cash-settled derivatives: |
16,978,698 |
1.39% |
5,048,489 |
0.41% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
22,149,319 |
1.81% |
21,934,203 |
1.79% |
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|
|
|
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
|
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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|
|
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|
Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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USD 0.54945 ordinary |
Purchase |
3833123 |
27.9950 GBP |
26.9800 GBP |
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USD 0.54945 ordinary |
Sale |
1963165 |
27.9950 GBP |
26.9800 GBP |
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USD 0.54945 ordinary |
Purchase |
1026 |
32.3847 EUR |
31.9235 EUR |
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USD 0.54945 ordinary |
Sale |
3849 |
32.3880 EUR |
31.6954 EUR |
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ADR |
Sale |
17265 |
17.2259 USD |
16.9415 USD |
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ADR |
Purchase |
17265 |
17.2259 USD |
16.9416 USD |
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|
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|
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
104 |
27.7585 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
150 |
27.8015 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
264 |
27.4878 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
272 |
27.7566 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
837 |
635.6046 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
922 |
27.7201 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
997 |
634.3617 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
1,343 |
639.6541 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
1,624 |
636.9345 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
2,338 |
27.7202 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
3,710 |
634.0933 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
8,466 |
635.3614 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
9,591 |
27.7345 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
10,906 |
634.8000 ZAR |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
12,764 |
27.2602 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
14,593 |
27.4410 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
18,185 |
27.5487 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
19,830 |
27.6042 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
21,147 |
27.7417 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
24,850 |
27.7048 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
26,457 |
27.7356 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
27,405 |
27.4407 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
28,409 |
27.5927 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
40,723 |
632.7332 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
45,591 |
27.6024 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
45,749 |
631.9441 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
72,241 |
27.1302 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
75,105 |
27.6995 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
103,942 |
27.0702 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
183,453 |
27.0700 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
195,072 |
27.5529 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Long |
206,434 |
27.0711 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Long |
1,900,000 |
27.7100 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
3 |
635.3338 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
135 |
27.6773 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
156 |
27.1511 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
823 |
633.6917 ZAR |
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USD 0.54945 ordinary |
CFD |
Decreasing Short |
1,343 |
639.3983 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
1,844 |
633.6910 ZAR |
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USD 0.54945 ordinary |
CFD |
Decreasing Short |
3,710 |
633.9189 ZAR |
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USD 0.54945 ordinary |
CFD |
Decreasing Short |
3,844 |
31.6920 EUR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
7,128 |
635.2573 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
8,963 |
27.1791 GBP |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
10,000 |
27.3724 GBP |
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USD 0.54945 ordinary |
CFD |
Decreasing Short |
26,261 |
636.8892 ZAR |
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USD 0.54945 ordinary |
SWAP |
Decreasing Short |
168,655 |
633.4169 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
2 |
27.2547 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
63 |
27.7400 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
92 |
27.5362 GBP |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
207 |
27.7650 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
208 |
27.4146 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
298 |
27.7478 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Long |
311 |
27.2237 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Long |
574 |
27.4167 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Long |
651 |
27.1698 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Long |
837 |
635.6046 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Increasing Long |
997 |
634.3617 ZAR |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
1,076 |
27.6612 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
1,624 |
636.9345 ZAR |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
1,705 |
27.7536 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
2,144 |
637.8722 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
5,303 |
27.4611 GBP |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
8,424 |
27.7154 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
8,466 |
635.3614 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
10,000 |
27.4715 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
10,906 |
634.8000 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
15,966 |
27.3670 GBP |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
19,778 |
27.0700 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
27,594 |
27.6758 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
28,306 |
27.6143 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
40,723 |
632.7332 ZAR |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
45,586 |
27.5382 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
45,749 |
631.9441 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Long |
52,300 |
27.6091 GBP |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
129,400 |
27.5689 GBP |
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USD 0.54945 ordinary |
CFD |
Increasing Long |
694,706 |
27.5664 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
1 |
27.0722 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
3 |
635.3338 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
823 |
633.6917 ZAR |
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USD 0.54945 ordinary |
CFD |
Increasing Short |
1,021 |
31.9270 EUR |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
1,844 |
633.6910 ZAR |
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USD 0.54945 ordinary |
CFD |
Increasing Short |
2,144 |
638.0476 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
4,174 |
27.5515 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
7,128 |
635.2573 ZAR |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
22,405 |
27.2265 GBP |
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USD 0.54945 ordinary |
SWAP |
Increasing Short |
26,261 |
637.0804 ZAR |
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USD 0.54945 ordinary |
CFD |
Increasing Short |
168,655 |
633.6069 ZAR |
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USD 0.54945 ordinary |
SWAP |
Opening Long |
1,109 |
27.0686 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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|
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
14 May 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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