Form 8.5 (EPT/NON-RI) BHP GROUP LTD

May 14 2024 17:41 BSTSource: RNS

RNS Number : 4224O

Barclays PLC

14 May 2024

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			13 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			YES: ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				9,467,241	0.19%	6,432,455	0.13%
(2) Cash-settled derivatives:				5,674,944	0.11%	6,766,910	0.13%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				15,142,185	0.30%	13,199,365	0.26%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchase	1138832	22.9300 GBP	22.7900 GBP
Ordinary NPV	Sale	303039	43.2500 AUD	43.0962 AUD
Ordinary NPV	Sale	352257	22.9700 GBP	22.7900 GBP
Ordinary NPV	Purchase	369374	43.2894 AUD	43.0962 AUD

(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
Ordinary NPV	CFD	Decreasing Long	1,731	526.3422 ZAR
Ordinary NPV	SWAP	Decreasing Long	3,274	527.6146 ZAR
Ordinary NPV	CFD	Decreasing Long	5,258	526.6188 ZAR
Ordinary NPV	SWAP	Decreasing Long	7,394	527.1972 ZAR
Ordinary NPV	SWAP	Decreasing Long	15,000	43.2304 AUD
Ordinary NPV	SWAP	Decreasing Long	15,564	527.4791 ZAR
Ordinary NPV	CFD	Decreasing Long	15,856	527.1156 ZAR
Ordinary NPV	CFD	Decreasing Long	20,263	43.1296 AUD
Ordinary NPV	CFD	Decreasing Long	53,180	43.2894 AUD
Ordinary NPV	SWAP	Decreasing Long	59,682	22.8574 GBP
Ordinary NPV	SWAP	Decreasing Short	11	22.8998 GBP
Ordinary NPV	SWAP	Decreasing Short	47	22.9096 GBP
Ordinary NPV	SWAP	Decreasing Short	70	22.8998 GBP
Ordinary NPV	SWAP	Decreasing Short	185	22.8844 GBP
Ordinary NPV	SWAP	Decreasing Short	329	22.9584 GBP
Ordinary NPV	SWAP	Decreasing Short	399	22.8803 GBP
Ordinary NPV	SWAP	Decreasing Short	415	22.9263 GBP
Ordinary NPV	SWAP	Decreasing Short	598	22.8801 GBP
Ordinary NPV	SWAP	Decreasing Short	605	22.8802 GBP
Ordinary NPV	CFD	Decreasing Short	768	22.8700 GBP
Ordinary NPV	SWAP	Decreasing Short	860	22.8877 GBP
Ordinary NPV	CFD	Decreasing Short	907	22.8469 GBP
Ordinary NPV	CFD	Decreasing Short	1,023	22.8900 GBP
Ordinary NPV	SWAP	Decreasing Short	3,274	527.6146 ZAR
Ordinary NPV	CFD	Decreasing Short	4,661	22.8630 GBP
Ordinary NPV	CFD	Decreasing Short	6,666	22.8686 GBP
Ordinary NPV	SWAP	Decreasing Short	8,399	22.8545 GBP
Ordinary NPV	SWAP	Decreasing Short	15,000	22.8654 GBP
Ordinary NPV	SWAP	Decreasing Short	15,856	526.9575 ZAR
Ordinary NPV	CFD	Decreasing Short	16,005	22.8200 GBP
Ordinary NPV	CFD	Decreasing Short	22,696	22.8718 GBP
Ordinary NPV	SWAP	Decreasing Short	80,555	22.9700 GBP
Ordinary NPV	CFD	Increasing Long	628	43.1191 AUD
Ordinary NPV	SWAP	Increasing Long	1,731	526.1975 ZAR
Ordinary NPV	SWAP	Increasing Long	5,258	526.4083 ZAR
Ordinary NPV	SWAP	Increasing Long	7,271	22.8839 GBP
Ordinary NPV	CFD	Increasing Long	7,394	527.0522 ZAR
Ordinary NPV	SWAP	Increasing Long	8,643	528.0100 ZAR
Ordinary NPV	SWAP	Increasing Long	12,383	526.7255 ZAR
Ordinary NPV	CFD	Increasing Long	15,564	527.3340 ZAR
Ordinary NPV	SWAP	Increasing Long	26,583	526.9372 ZAR
Ordinary NPV	SWAP	Increasing Long	40,528	526.9465 ZAR
Ordinary NPV	CFD	Increasing Long	58,009	43.2500 AUD
Ordinary NPV	CFD	Increasing Long	63,580	527.2816 ZAR
Ordinary NPV	SWAP	Increasing Short	35	22.8998 GBP
Ordinary NPV	SWAP	Increasing Short	98	22.8200 GBP
Ordinary NPV	SWAP	Increasing Short	272	22.8100 GBP
Ordinary NPV	CFD	Increasing Short	335	22.8944 GBP
Ordinary NPV	SWAP	Increasing Short	354	22.8183 GBP
Ordinary NPV	SWAP	Increasing Short	446	22.8655 GBP
Ordinary NPV	CFD	Increasing Short	522	22.8700 GBP
Ordinary NPV	SWAP	Increasing Short	1,700	22.8646 GBP
Ordinary NPV	SWAP	Increasing Short	1,775	22.8625 GBP
Ordinary NPV	SWAP	Increasing Short	1,871	22.8201 GBP
Ordinary NPV	SWAP	Increasing Short	1,904	22.8200 GBP
Ordinary NPV	CFD	Increasing Short	2,313	22.8371 GBP
Ordinary NPV	SWAP	Increasing Short	2,509	22.8617 GBP
Ordinary NPV	SWAP	Increasing Short	4,225	22.8672 GBP
Ordinary NPV	CFD	Increasing Short	7,833	22.8758 GBP
Ordinary NPV	SWAP	Increasing Short	7,881	22.8831 GBP
Ordinary NPV	SWAP	Increasing Short	8,643	528.0100 ZAR
Ordinary NPV	SWAP	Increasing Short	9,582	22.8612 GBP
Ordinary NPV	SWAP	Increasing Short	12,383	526.7255 ZAR
Ordinary NPV	SWAP	Increasing Short	17,027	22.8684 GBP
Ordinary NPV	SWAP	Increasing Short	20,615	22.8607 GBP
Ordinary NPV	CFD	Increasing Short	23,519	22.8472 GBP
Ordinary NPV	SWAP	Increasing Short	26,583	526.9372 ZAR
Ordinary NPV	SWAP	Increasing Short	40,528	526.9465 ZAR
Ordinary NPV	CFD	Increasing Short	41,071	22.8860 GBP
Ordinary NPV	SWAP	Increasing Short	63,580	527.4398 ZAR
Ordinary NPV	CFD	Increasing Short	93,450	22.8812 GBP
Ordinary NPV	CFD	Increasing Short	132,682	22.8848 GBP
Ordinary NPV	CFD	Increasing Short	520,000	22.8100 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				14 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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Form 8.5 (EPT/NON-RI) BHP GROUP LTD