TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0001765816
Issuer Name
BREWIN DOLPHIN HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
|
Name |
City of registered office |
Country of registered office |
|
J.P. Morgan Securities plc |
|
|
5. Date on which the threshold was crossed or reached
17-May-2022
6. Date on which Issuer notified
19-May-2022
7. Total positions of person(s) subject to the notification obligation
|
% of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|
|
Resulting situation on the date on which threshold was crossed or reached |
0.926050 |
7.034838 |
7.960888 |
24179683 |
|
Position of previous notification (if applicable) |
1.494873 |
5.580933 |
7.075806 |
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
|
Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
|
GB0001765816 |
|
2812671 |
|
0.926050 |
|
Sub Total 8.A |
2812671 |
0.926050% |
||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
|
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
|
|
Sub Total 8.B1 |
|
|
|
|
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
|
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
|
Cash-settled Equity Swap |
23/06/2022 |
23/06/2022 |
Cash |
1415000 |
0.465876 |
|
Cash-settled Equity Swap |
28/06/2022 |
28/06/2022 |
Cash |
1696000 |
0.558393 |
|
Cash-settled Equity Swap |
07/07/2022 |
07/07/2022 |
Cash |
4441440 |
1.462305 |
|
Cash-settled Equity Swap |
08/07/2022 |
08/07/2022 |
Cash |
1561000 |
0.513945 |
|
Cash-settled Equity Swap |
12/07/2022 |
12/07/2022 |
Cash |
1597000 |
0.525798 |
|
Cash-settled Equity Swap |
05/08/2022 |
05/08/2022 |
Cash |
396440 |
0.130524 |
|
Cash-settled Equity Swap |
08/08/2022 |
08/08/2022 |
Cash |
4272000 |
1.406519 |
|
Cash-settled Equity Swap |
02/09/2022 |
02/09/2022 |
Cash |
41 |
0.000013 |
|
Cash-settled Equity Swap |
06/09/2022 |
06/09/2022 |
Cash |
4192000 |
1.380179 |
|
Cash-settled Equity Swap |
24/10/2022 |
24/10/2022 |
Cash |
499000 |
0.164291 |
|
Cash-settled Equity Swap |
01/03/2023 |
01/03/2023 |
Cash |
14589 |
0.004796 |
|
Cash-settled Equity Swap |
09/03/2023 |
09/03/2023 |
Cash |
167610 |
0.055177 |
|
Cash-settled Equity Swap |
06/04/2023 |
06/04/2023 |
Cash |
37500 |
0.012344 |
|
Cash-settled Equity Swap |
13/04/2023 |
13/04/2023 |
Cash |
33840 |
0.011138 |
|
Cash-settled Equity Swap |
26/04/2023 |
26/04/2023 |
Cash |
71245 |
0.023453 |
|
Cash-settled Equity Swap |
28/04/2023 |
28/04/2023 |
Cash |
223379 |
0.073535 |
|
Cash-settled Equity Swap |
03/05/2023 |
03/05/2023 |
Cash |
392097 |
0.129075 |
|
Cash-settled Equity Swap |
05/07/2023 |
05/07/2023 |
Cash |
1768 |
0.000582 |
|
Cash-settled Equity Swap |
27/01/2027 |
27/01/2027 |
Cash |
304669 |
0.100306 |
|
Cash-settled Equity Swap |
07/04/2027 |
07/04/2027 |
Cash |
22688 |
0.007469 |
|
Cash-settled Equity Swap |
08/04/2027 |
08/04/2027 |
Cash |
27706 |
0.009120 |
|
Sub Total 8.B2 |
|
21367012 |
7.034838% |
||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
|
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
|
JPMorgan Chase & Co. |
J.P. Morgan Securities plc |
|
7.034838 |
7.960888% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
12. Date of Completion
19-May-2022
13. Place Of Completion
London
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