First Trust Special Finance and Financial Opportunities Fund


First Trust Special Finance and Financial Opportunities Fund

  • Price (USD)3.21
  • Today's Change-0.07 / -2.13%
  • Shares traded39.93k
  • 1 Year change-48.23%
  • Beta2.0378
Data delayed at least 15 minutes, as of Jul 02 2020 21:10 BST.
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Profile data is unavailable for this security.

About the company

First Trust Specialty Finance and Financial Opportunities Fund (the Fund) is a non-diversified, closed-end management investment company. The Fund's primary investment objective is to seek a high level of current income. The Fund seeks attractive total return as a secondary objective. Under normal market conditions, the Fund invests at least 80% of its Managed Assets in a portfolio of securities of specialty finance and other financial companies. The Fund will concentrate its investments in securities of companies within industries in the financial sector, including business development companies, real estate investment trusts and other mortgage related securities. The Fund may also invest in other financial companies, including banks, savings institutions, brokerage firms, investment management companies, insurance companies, holding companies of the foregoing, and companies that provide related services to such companies. First Trust Advisors L.P. is the advisor of the Fund.

  • Revenue in USD (TTM)--
  • Net income in USD--
  • Incorporated2007
  • Employees--
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Peer analysis

Key Information
CompanyRevenue (TTM)Net income (TTM)Market capEmployeesPrice/earnings (TTM)Price/book value (MRQ)Price/cash flow (TTM)Price/sales (TTM)EPS (excl. extraordinary items, TTM)EPS (incl. extraordinary items, TTM)Revenue per share (TTM)Book value per share (MRQ)Asset turnover (TTM)Inventory turnover (TTM)Receivables turnover (TTM)Revenues per employee (TTM)Return on avg assets (TTM)Return on avg assets (5 yr avg)Return on investment (TTM)Return on investment (5 yr avg)Gross margin (TTM)Gross margin
(5 yr avg)
Net profit margin (TTM)Net Profit margin
(5 yr avg)
Quick ratio (MRQ)Interest coverage (TTM)Total debt to capital (MRQ)Payout ratio
(5 yr avg)
(YOY change %)
(5 yr growth rate)
Net income
(YOY change %)
Net income
(5 yr growth rate)
Capital expenditure
(5 yr growth rate)
(5 yr growth rate)
Cross Timbers Royalty Trust6.64m5.98m42.78m0.007.155.44--6.440.99720.99721.111.310.6893--3,978.93--62.0662.6665.4066.55----90.0489.97----0.00100.00-34.90-18.38-38.58-19.90---19.46
High Income Securities Fund-100.00bn-100.00bn43.02m--------------------------------------------------------------
Invesco S&P MidCap Value with Mmntum ETF880.43k5.87m43.52m--7.910.9847--49.433.343.340.489126.780.0195--23.74--13.0318.1013.2518.2572.1562.85666.47910.08----0.008.55-0.8967-12.7028.56----7.17
Blackrock New York Municipal Bond Trust-100.00bn-100.00bn44.02m0.00------------------------------------------------------------
Longevity Acquisition Corp0.00-937.08k44.41m----1.38-----0.4985-0.49850.007.550.00-------0.6957---0.6983--------------0.0363-------144.40------
Manhattan Bridge Capital Inc.7.26m4.39m45.26m5.0010.241.3810.316.230.45920.45920.75193.410.1277--0.12871,452,528.007.728.277.809.70----60.4459.08--3.730.4264103.751.5920.386.9025.31--17.98
Sputnik Enterprises, Inc0.00-138.29k45.37m0.00---------0.059-0.0590.00-0.0290.00-------169.34-2,518.76---------------5.38---------323.97------
Great Elm Capital Corp27.15m-49.15m45.61m----0.8971--1.68-4.55-4.552.514.720.0963--7.98---17.44---27.23--50.02---181.02----0.18330.702---2.58--16.19------
MV Oil Trust11.60m10.64m45.77m0.004.303.83--3.950.9250.9251.011.040.8949------82.0660.8182.0660.81----91.7092.90----0.00100.00-24.24-20.11-26.06-20.92---20.92
First Trust Spclty Fin & Fncl Opptnts Fd-100.00bn-100.00bn46.10m--------------------------------------------------------------
iShares S&P NA Tec.-Mul. Net. Idx. (ETF)2.82m8.13m46.46m--45.771.40--16.471.071.070.306734.990.0106--239.85--3.052.753.503.0652.0549.47288.05290.74----0.0028.67-36.7937.97-47.23----16.08
Investcorp Credit Management Bdc Inc34.94m-27.41m47.90m----0.4233--1.37-1.99-1.992.558.150.1104--4.54---8.661.90-9.612.1850.5360.47-78.4617.21--0.33320.620888.68-15.6710.23-193.07------
Nuveen California Municipal Value Fund 22.14m6.37m48.06m--7.540.8613--22.481.931.930.647416.890.0397--8.55--11.814.4911.864.5283.3485.89297.8891.14----0.00112.91-16.48-7.63408.303.95---6.83
Portman Ridge Finance Corp28.45m-30.64m48.75m0.00--0.405--1.71-0.6934-0.69340.722.690.0988--12.48---10.64-2.11-11.94-2.2354.4871.09-107.68-23.45--0.25080.5212---2.18-8.45-31.39-----20.38
Income Opportunity Realty Investors Inc0.004.02m49.52m0.0012.350.4899----0.96220.96220.0024.250.00------4.053.864.053.87------------0.00-------49.5121.60----
Data as of Jul 02 2020. Currency figures normalised to First Trust Special Finance and Financial Opportunities Fund's reporting currency: US Dollar USD

Institutional shareholders

11.91%Per cent of shares held by top holders
HolderShares% Held
Raymond James Financial Services Advisors, Inc.as of 31 Mar 2020546.18k3.81%
Flagship Harbor Advisors LLCas of 31 Mar 2020221.02k1.54%
Securities America Advisors, Inc.as of 31 Mar 2020213.73k1.49%
Quad-Cities Investment Group LLCas of 31 Mar 2020182.57k1.27%
Morgan Stanley Smith Barney LLC (Invt Mgmt)as of 31 Mar 2020132.50k0.92%
Cetera Advisors LLCas of 31 Mar 2020121.13k0.84%
Commonwealth Equity Services, Inc.as of 31 Mar 202093.82k0.65%
Landscape Capital Management LLCas of 31 Mar 202086.56k0.60%
Wells Fargo Advisors Financial Network LLCas of 31 Mar 202060.90k0.42%
Good Life Advisors LLCas of 31 Mar 202051.67k0.36%
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Data from 31 Mar 2020 - 31 Mar 2020Source: FactSet Research Systems Inc.
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