Company Announcements

Form 8.5 (EPT/RI) Deutsche Borse AG Amendment

Source: RNS
RNS Number : 7612Y
Deutsche Bank AG
07 March 2017
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

AMENDMENT

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

 

Use a separate form for each offeror/offeree

Deutsche Boerse AG

(c) Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d) Date dealing undertaken:

02/03/2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

 

If it is a cash offer or possible cash offer, state "N/A"

Yes - London Stock Exchange Group Plc

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received EUR

Lowest price per unit paid/received EUR

Ordinary

Purchase

12,011

81.59

81

Ordinary

Sales

13,305

81.487422

81.193005

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received EUR

Lowest price per unit paid/received EUR

Tendered ordinary

Purchase

22,362

82.10

81.64

Tendered ordinary

Sales

49,327

82.23

81.64

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

SWAP

LONG

24

81.41

Ordinary

SWAP

LONG

33

81.41

Ordinary

SWAP

LONG

52

81.431144

Ordinary

SWAP

LONG

74

81.238378

Ordinary

SWAP

LONG

144

81.372226

Ordinary

SWAP

LONG

145

81.431217

Ordinary

SWAP

LONG

405

81.372221

Ordinary

SWAP

LONG

649

81.491772

Ordinary

SWAP

SHORT

127

81.4289

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Tendered ordinary

SWAP

LONG

30

81.878362

Tendered ordinary

SWAP

LONG

63

81.76796

Tendered ordinary

SWAP

LONG

610

81.83558

Tendered ordinary

SWAP

LONG

719

81.985634

Tendered ordinary

SWAP

LONG

1,627

81.86072

Tendered ordinary

SWAP

LONG

17,541

81.88

Tendered ordinary

SWAP

SHORT

1

82.025

Tendered ordinary

SWAP

SHORT

2

81.92982

Tendered ordinary

SWAP

SHORT

2

81.947997

Tendered ordinary

SWAP

SHORT

2

81.953195

Tendered ordinary

SWAP

SHORT

68

81.641633

Tendered ordinary

SWAP

SHORT

593

81.926023

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description

e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/received per unit









 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)





 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

Date of disclosure:

07/03/2017

Contact name:

Stacy Otieno

Telephone number:

00 44 207 547 6268

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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