Company Announcements

Form 8.5 (EPT/RI) London Stock Exchange

Source: RNS
RNS Number : 0370B
Deutsche Bank AG
30 March 2017
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

 

Use a separate form for each offeror/offeree

London Stock Exchange Group Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d) Date dealing undertaken:

29/03/2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

 

If it is a cash offer or possible cash offer, state "N/A"

Yes - Deutsche Boerse AG

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received GBP

Lowest price per unit paid/received GBP

6 79/86p ordinary

Purchase

59,343

31.39

30.21

6 79/86p ordinary

Sales

38,064

31.38

30.65

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

6 79/86p ordinary

SWAP

LONG

1

31.1

6 79/86p ordinary

SWAP

LONG

25

31.3164

6 79/86p ordinary

SWAP

LONG

1,027

30.7541

6 79/86p ordinary

SWAP

LONG

1,188

31.21126

6 79/86p ordinary

SWAP

LONG

1,250

30.92

6 79/86p ordinary

SWAP

LONG

2,621

31.04186

6 79/86p ordinary

SWAP

LONG

3,765

31.16526

6 79/86p ordinary

SWAP

SHORT

2

31.10467

6 79/86p ordinary

SWAP

SHORT

3

31.0131

6 79/86p ordinary

SWAP

SHORT

5

31.12938

6 79/86p ordinary

SWAP

SHORT

6

31.0381

6 79/86p ordinary

SWAP

SHORT

7

30.90632

6 79/86p ordinary

SWAP

SHORT

8

31.09453

6 79/86p ordinary

SWAP

SHORT

10

31.0651

6 79/86p ordinary

SWAP

SHORT

10

30.91175

6 79/86p ordinary

SWAP

SHORT

13

31.04541

6 79/86p ordinary

SWAP

SHORT

13

31.11291

6 79/86p ordinary

SWAP

SHORT

14

31.02751

6 79/86p ordinary

SWAP

SHORT

15

31.0381

6 79/86p ordinary

SWAP

SHORT

15

30.98777

6 79/86p ordinary

SWAP

SHORT

17

30.99965

6 79/86p ordinary

SWAP

SHORT

17

30.95192

6 79/86p ordinary

SWAP

SHORT

18

31.06966

6 79/86p ordinary

SWAP

SHORT

20

30.91175

6 79/86p ordinary

SWAP

SHORT

21

31.09157

6 79/86p ordinary

SWAP

SHORT

23

31.09142

6 79/86p ordinary

SWAP

SHORT

27

31.04466

6 79/86p ordinary

SWAP

SHORT

28

31.0381

6 79/86p ordinary

SWAP

SHORT

30

31.27211

6 79/86p ordinary

SWAP

SHORT

35

31.07975

6 79/86p ordinary

SWAP

SHORT

38

30.94022

6 79/86p ordinary

SWAP

SHORT

39

31.02258

6 79/86p ordinary

SWAP

SHORT

39

30.96694

6 79/86p ordinary

SWAP

SHORT

42

30.91147

6 79/86p ordinary

SWAP

SHORT

42

31.10331

6 79/86p ordinary

SWAP

SHORT

48

30.97841

6 79/86p ordinary

SWAP

SHORT

54

30.97932

6 79/86p ordinary

SWAP

SHORT

54

30.98286

6 79/86p ordinary

SWAP

SHORT

61

30.99104

6 79/86p ordinary

SWAP

SHORT

62

30.91156

6 79/86p ordinary

SWAP

SHORT

69

30.98236

6 79/86p ordinary

SWAP

SHORT

70

31.06866

6 79/86p ordinary

SWAP

SHORT

70

31.0245

6 79/86p ordinary

SWAP

SHORT

73

31.10002

6 79/86p ordinary

SWAP

SHORT

82

31.0381

6 79/86p ordinary

SWAP

SHORT

99

31.11158

6 79/86p ordinary

SWAP

SHORT

118

30.97584

6 79/86p ordinary

SWAP

SHORT

123

30.98998

6 79/86p ordinary

SWAP

SHORT

124

30.98342

6 79/86p ordinary

SWAP

SHORT

127

30.98286

6 79/86p ordinary

SWAP

SHORT

131

31.10144

6 79/86p ordinary

SWAP

SHORT

138

31.08703

6 79/86p ordinary

SWAP

SHORT

149

31.20045

6 79/86p ordinary

SWAP

SHORT

153

31.12451

6 79/86p ordinary

SWAP

SHORT

172

31.00996

6 79/86p ordinary

SWAP

SHORT

198

31.21522

6 79/86p ordinary

SWAP

SHORT

222

31.10685

6 79/86p ordinary

SWAP

SHORT

231

30.9472

6 79/86p ordinary

SWAP

SHORT

243

31.02285

6 79/86p ordinary

SWAP

SHORT

316

31.12212

6 79/86p ordinary

SWAP

SHORT

357

30.99083

6 79/86p ordinary

SWAP

SHORT

365

30.98382

6 79/86p ordinary

SWAP

SHORT

387

31.15466

6 79/86p ordinary

SWAP

SHORT

408

31.08523

6 79/86p ordinary

SWAP

SHORT

432

31.19854

6 79/86p ordinary

SWAP

SHORT

458

31.12212

6 79/86p ordinary

SWAP

SHORT

484

31.07277

6 79/86p ordinary

SWAP

SHORT

538

31.13468

6 79/86p ordinary

SWAP

SHORT

566

31.02238

6 79/86p ordinary

SWAP

SHORT

637

31.22168

6 79/86p ordinary

SWAP

SHORT

775

31.12212

6 79/86p ordinary

SWAP

SHORT

797

31.18601

6 79/86p ordinary

SWAP

SHORT

860

31.27

6 79/86p ordinary

SWAP

SHORT

1,002

31.26491

6 79/86p ordinary

SWAP

SHORT

1,229

31.12214

6 79/86p ordinary

SWAP

SHORT

1,303

31.03603

6 79/86p ordinary

SWAP

SHORT

1,814

31.12212

6 79/86p ordinary

SWAP

SHORT

2,224

31.25564

6 79/86p ordinary

SWAP

SHORT

2,309

31.07898

6 79/86p ordinary

SWAP

SHORT

2,761

31.0728

6 79/86p ordinary

SWAP

SHORT

3,391

31.21456

6 79/86p ordinary

SWAP

SHORT

3,587

31.17619

6 79/86p ordinary

SWAP

SHORT

3,969

31.06062

6 79/86p ordinary

SWAP

SHORT

7,568

31.04295

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description

e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/received per unit









 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)





 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

Date of disclosure:

30/03/2017

Contact name:

Daniel Banayo

Telephone number:

+44 20 754-57575

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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