Company Announcements

Form 8.5 (EPT/RI) - Replacement of SHIRE PLC

Source: RNS
RNS Number : 8556A
Morgan Stanley & Co. Int'l plc
14 September 2018
 

AMENDMENT                        Section (2a & 2b)

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

07 SEPTEMBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 461

 167.2172 USD

 166.5200 USD

 ADR

 SALES

 461

 167.2172 USD

 166.5200 USD

 5p ordinary

 PURCHASES

 495,323

 43.9931 GBP

 42.6750 GBP

 5p ordinary

 SALES

 410,653

 43.1200 GBP

 42.6500 GBP

 5p ordinary

 PURCHASES

 25,020

 55.7257 USD

 55.7257 USD

 5p ordinary

 SALES

 12,535

 55.7762 USD

 55.7124 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 313

 166.2900 USD

 ADR

 CFD

 LONG

 1,436

 166.2900 USD

 ADR

 CFD

 LONG

 800

 166.2900 USD

 ADR

 CFD

 LONG

 3

 166.2900 USD

 ADR

 CFD

 LONG

 14

 166.2900 USD

 ADR

 CFD

 LONG

 41

 166.2900 USD

 ADR

 CFD

 LONG

 313

 166.2900 USD

 ADR

 CFD

 SHORT

 200

 166.2800 USD

 ADR

 CFD

 SHORT

 58

 166.5200 USD

 ADR

 CFD

 SHORT

 533

 166.5200 USD

 ADR

 CFD

 SHORT

 534

 166.5200 USD

 5p ordinary

 CFD

 SHORT

 250

 42.9231 GBP

 5p ordinary

 CFD

 SHORT

 1,040

 42.9231 GBP

 5p ordinary

 CFD

 LONG

 9

 42.8450 GBP

 5p ordinary

 CFD

 LONG

 43,438

 42.9025 GBP

 5p ordinary

 CFD

 LONG

 20,176

 42.9065 GBP

 5p ordinary

 CFD

 LONG

 6,904

 42.9146 GBP

 5p ordinary

 CFD

 LONG

 2,010

 42.9146 GBP

 5p ordinary

 CFD

 LONG

 5,330

 42.9460 GBP

 5p ordinary

 CFD

 LONG

 80,183

 42.9467 GBP

 5p ordinary

 CFD

 LONG

 13,481

 42.9647 GBP

 5p ordinary

 CFD

 LONG

 8,668

 42.9728 GBP

 5p ordinary

 CFD

 LONG

 358

 42.9815 GBP

 5p ordinary

 CFD

 LONG

 3

 43.0300 GBP

 5p ordinary

 CFD

 LONG

 429

 43.0693 GBP

 5p ordinary

 CFD

 SHORT

 429

 42.6960 GBP

 5p ordinary

 CFD

 SHORT

 5,925

 42.8450 GBP

 5p ordinary

 CFD

 SHORT

 5,925

 42.8450 GBP

 5p ordinary

 CFD

 SHORT

 123,621

 42.8492 GBP

 5p ordinary

 CFD

 SHORT

 2,649

 42.8492 GBP

 5p ordinary

 CFD

 SHORT

 2,649

 42.8492 GBP

 5p ordinary

 CFD

 SHORT

 2,649

 42.8492 GBP

 5p ordinary

 CFD

 SHORT

 2,649

 42.8492 GBP

 5p ordinary

 CFD

 SHORT

 2,649

 42.8492 GBP

 5p ordinary

 CFD

 SHORT

 2,649

 42.8492 GBP

 5p ordinary

 CFD

 SHORT

 2,649

 42.8492 GBP

 5p ordinary

 CFD

 SHORT

 660

 42.8673 GBP

 5p ordinary

 CFD

 SHORT

 86

 42.9029 GBP

 5p ordinary

 CFD

 SHORT

 659

 42.9170 GBP

 5p ordinary

 CFD

 SHORT

 16

 42.9218 GBP

 5p ordinary

 CFD

 SHORT

 25

 42.9317 GBP

 5p ordinary

 CFD

 SHORT

 535

 42.9317 GBP

 5p ordinary

 CFD

 SHORT

 538

 42.9317 GBP

 5p ordinary

 CFD

 SHORT

 40

 42.9317 GBP

 5p ordinary

 CFD

 SHORT

 186

 42.9317 GBP

 5p ordinary

 CFD

 SHORT

 77

 42.9317 GBP

 5p ordinary

 CFD

 SHORT

 13

 42.9317 GBP

 5p ordinary

 CFD

 SHORT

 10,995

 42.9317 GBP

 5p ordinary

 CFD

 SHORT

 465

 42.9317 GBP

 5p ordinary

 CFD

 SHORT

 304

 42.9317 GBP

 5p ordinary

 CFD

 SHORT

 34

 42.9552 GBP

 5p ordinary

 CFD

 SHORT

 18,166

 42.9672 GBP

 5p ordinary

 CFD

 SHORT

 135

 42.9846 GBP

 5p ordinary

 CFD

 SHORT

 6,603

 42.9976 GBP

 5p ordinary

 CFD

 SHORT

 313

 43.0695 GBP

 5p ordinary

 CFD

 SHORT

 53

 43.9931 GBP

 5p ordinary

 CFD

 LONG

 332

 55.7124 USD

 5p ordinary

 CFD

 LONG

 2,033

 55.7124 USD

 5p ordinary

 CFD

 LONG

 774

 55.7124 USD

 5p ordinary

 CFD

 LONG

 1,039

 55.7124 USD

 5p ordinary

 CFD

 LONG

 2,079

 55.7762 USD

 5p ordinary

 CFD

 LONG

 1,548

 55.7762 USD

 5p ordinary

 CFD

 LONG

 4,066

 55.7762 USD

 5p ordinary

 CFD

 LONG

 664

 55.7762 USD

 5p ordinary

 CFD

 SHORT

 2,948

 42.7353 GBP

 5p ordinary

 CFD

 SHORT

 25,020

 55.7257 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

14 SEPTEMBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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