Company Announcements

Form 8.5 (EPT/RI) - Replacement of SHIRE PLC

Source: RNS
RNS Number : 8563A
Morgan Stanley & Co. Int'l plc
14 September 2018
 

AMENDMENT                    Section (2a & 2b)                            

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

11 SEPTEMBER 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 5p ordinary

 PURCHASES

 696,214

 43.6150 GBP

 43.0050 GBP

 5p ordinary

 SALES

 467,587

 43.6150 GBP

 43.0220 GBP

 5p ordinary

 SALES

 200,000

 56.5095 USD

 56.1410 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 1,100

 169.0000 USD

 ADR

 CFD

 LONG

 216

 170.2300 USD

 ADR

 CFD

 LONG

 232

 170.2300 USD

 ADR

 CFD

 LONG

 232

 170.2300 USD

 ADR

 CFD

 SHORT

 222

 169.0700 USD

 ADR

 CFD

 SHORT

 221

 169.0700 USD

 ADR

 CFD

 SHORT

 216

 169.0700 USD

 ADR

 CFD

 SHORT

 777

 170.2300 USD

 ADR

 CFD

 SHORT

 2

 170.2300 USD

 ADR

 CFD

 SHORT

 6

 170.2300 USD

 ADR

 CFD

 SHORT

 30

 170.2300 USD

 5p ordinary

 CFD

 LONG

 62

 43.0221 GBP

 5p ordinary

 CFD

 LONG

 483

 43.1825 GBP

 5p ordinary

 CFD

 LONG

 10

 43.2520 GBP

 5p ordinary

 CFD

 LONG

 15,403

 43.3060 GBP

 5p ordinary

 CFD

 LONG

 1,319

 43.3060 GBP

 5p ordinary

 CFD

 LONG

 5,760

 43.3135 GBP

 5p ordinary

 CFD

 LONG

 1,943

 43.4208 GBP

 5p ordinary

 CFD

 LONG

 914

 43.4457 GBP

 5p ordinary

 CFD

 LONG

 2,219

 43.4522 GBP

 5p ordinary

 CFD

 LONG

 3,093

 43.4608 GBP

 5p ordinary

 CFD

 LONG

 3,922

 43.4770 GBP

 5p ordinary

 CFD

 LONG

 27

 43.4942 GBP

 5p ordinary

 CFD

 SHORT

 18,442

 43.2171 GBP

 5p ordinary

 CFD

 SHORT

 53,558

 43.2171 GBP

 5p ordinary

 CFD

 SHORT

 5,400

 43.2229 GBP

 5p ordinary

 CFD

 SHORT

 3,600

 43.2229 GBP

 5p ordinary

 CFD

 SHORT

 4,794

 43.2403 GBP

 5p ordinary

 CFD

 SHORT

 10,740

 43.2666 GBP

 5p ordinary

 CFD

 SHORT

 5,982

 43.2666 GBP

 5p ordinary

 CFD

 SHORT

 8,585

 43.3690 GBP

 5p ordinary

 CFD

 SHORT

 39

 43.3695 GBP

 5p ordinary

 CFD

 SHORT

 16,881

 43.3838 GBP

 5p ordinary

 CFD

 SHORT

 41,494

 43.3838 GBP

 5p ordinary

 CFD

 SHORT

 3,149

 43.4250 GBP

 5p ordinary

 CFD

 SHORT

 3,148

 43.4250 GBP

 5p ordinary

 CFD

 SHORT

 13,687

 43.4250 GBP

 5p ordinary

 CFD

 SHORT

 219

 43.4323 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 ADR

 CALL

 PURCHASE

 100,000

 190.0000

 E

 18/01/2019

 2.4200 USD

 ADR

 CALL

 SALE

 100,000

 190.0000

 E

 18/01/2019

 2.4200 USD

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

14 SEPTEMBER 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
FERLLFLFATISLIT