Company Announcements

Form 8.5 (EPT/RI) - Provident Financial Plc

Source: RNS
RNS Number : 0284T
Deutsche Bank AG
15 March 2019
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

 

Use a separate form for each offeror/offeree

Provident Financial plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Non-Standard Finance plc

(d) Date dealing undertaken:

14/03/2019

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

 

If it is a cash offer or possible cash offer, state "N/A"

Yes- Non-Standard Finance plc

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received GBP

Lowest price per unit paid/received GBP

20 8/11p ordinary

Purchases

 191,312

6.0640

5.7420

20 8/11p ordinary

Sales

 116,729

6.0500

5.7714

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

GBP

20 8/11p ordinary

Swaps

Long

1,409

5.6080

20 8/11p ordinary

Swaps

Long

715

5.6100

20 8/11p ordinary

Swaps

Long

3,094

5.6200

20 8/11p ordinary

Swaps

Long

3,300

5.6770

20 8/11p ordinary

Swaps

Long

205

5.6080

20 8/11p ordinary

Swaps

Long

1,037

5.6100

20 8/11p ordinary

Swaps

Short

571

5.6000

20 8/11p ordinary

Swaps

Short

209

5.7088

20 8/11p ordinary

Swaps

Short

94

5.6080

20 8/11p ordinary

Swaps

Short

81

5.6694

20 8/11p ordinary

Swaps

Short

56

5.6558

20 8/11p ordinary

Swaps

Short

27

5.7089

20 8/11p ordinary

Swaps

Short

6

5.7046

20 8/11p ordinary

Swaps

Short

2

5.7143

20 8/11p ordinary

Swaps

Short

62,133

5.6128

20 8/11p ordinary

Swaps

Short

6,353

5.7083

20 8/11p ordinary

Swaps

Short

2,497

5.6560

20 8/11p ordinary

Swaps

Short

1,752

5.6100

20 8/11p ordinary

Swaps

Short

1,724

5.6718

20 8/11p ordinary

Swaps

Short

828

5.7089

20 8/11p ordinary

Swaps

Short

320

5.6961

20 8/11p ordinary

Swaps

Short

250

5.6724

20 8/11p ordinary

Swaps

Short

154

5.7046

20 8/11p ordinary

Swaps

Short

37

5.7169

20 8/11p ordinary

Swaps

Short

32

5.6019

20 8/11p ordinary

Swaps

Short

8,554

5.6000

20 8/11p ordinary

Swaps

Short

2,632

5.7082

20 8/11p ordinary

Swaps

Short

1,176

5.6080

20 8/11p ordinary

Swaps

Short

1,042

5.6692

20 8/11p ordinary

Swaps

Short

699

5.6572

20 8/11p ordinary

Swaps

Short

344

5.7089

20 8/11p ordinary

Swaps

Short

64

5.7046

20 8/11p ordinary

Swaps

Short

15

5.7143

20 8/11p ordinary

Swaps

Short

4

5.6744

20 8/11p ordinary

Swaps

Short

10,368

5.6086

20 8/11p ordinary

Swaps

Short

1,097

5.7085

20 8/11p ordinary

Swaps

Short

468

5.6707

20 8/11p ordinary

Swaps

Short

455

5.6561

20 8/11p ordinary

Swaps

Short

241

5.6735

20 8/11p ordinary

Swaps

Short

153

5.7172

20 8/11p ordinary

Swaps

Short

142

5.6080

20 8/11p ordinary

Swaps

Short

135

5.6986

20 8/11p ordinary

Swaps

Short

134

5.7089

20 8/11p ordinary

Swaps

Short

26

5.7046

20 8/11p ordinary

Swaps

Short

11

5.6091

20 8/11p ordinary

Swaps

Short

9,403

5.7082

20 8/11p ordinary

Swaps

Short

5,864

5.6818

20 8/11p ordinary

Swaps

Short

1,891

5.6818

20 8/11p ordinary

Swaps

Short

2,836

5.6236

20 8/11p ordinary

Swaps

Short

3,128

5.6867

20 8/11p ordinary

Swaps

Short

3,289

5.6867

20 8/11p ordinary

Swaps

Short

6,569

5.6867

20 8/11p ordinary

Swaps

Short

1,185

5.6000

20 8/11p ordinary

Swaps

Short

452

5.7084

20 8/11p ordinary

Swaps

Short

202

5.6080

20 8/11p ordinary

Swaps

Short

179

5.6692

20 8/11p ordinary

Swaps

Short

121

5.6572

20 8/11p ordinary

Swaps

Short

59

5.7089

20 8/11p ordinary

Swaps

Short

12

5.7046

20 8/11p ordinary

Swaps

Short

3

5.7115

20 8/11p ordinary

Swaps

Short

9,014

5.6140

20 8/11p ordinary

Swaps

Short

990

5.7083

20 8/11p ordinary

Swaps

Short

405

5.6561

20 8/11p ordinary

Swaps

Short

355

5.6718

20 8/11p ordinary

Swaps

Short

212

5.6720

20 8/11p ordinary

Swaps

Short

131

5.7177

20 8/11p ordinary

Swaps

Short

120

5.6960

20 8/11p ordinary

Swaps

Short

120

5.7089

20 8/11p ordinary

Swaps

Short

22

5.7046

20 8/11p ordinary

Swaps

Short

11

5.5951

20 8/11p ordinary

Swaps

Short

183

5.6818

20 8/11p ordinary

Swaps

Short

1,545

5.6961

20 8/11p ordinary

Swaps

Short

1,461

5.6818

20 8/11p ordinary

Swaps

Short

1,420

5.6818

20 8/11p ordinary

Swaps

Short

95

5.6961

20 8/11p ordinary

Swaps

Short

2,331

5.6818

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description

e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/received per unit









 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)





 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

Date of disclosure:

15/03/2019

Contact name:

Mihai Ardelean

Telephone number:

+44 20 754-53037

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


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