Form 8.5 (EPT/RI) - Replacement of London Stock Ex – Company Announcement

Morgan Stanley, London Stock Exchange Group PLC

Form 8.5 (EPT/RI) - Replacement of London Stock Ex

Sep 18 2019 15:20 BSTSource: RNS

RNS Number : 8415M

Morgan Stanley & Co. Int'l plc

18 September 2019

AMENDMENT Section 2(a) & 2(b)

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	London Stock Exchange Group plc
(c) Name of the party to the offer with which exempt principal trader is connected:	London Stock Exchange Group plc
(d) Date dealing undertaken:	16 SEPTEMBER 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	Yes- Hong Kong Exchanges and Clearing Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of

relevant

security

Purchases/

sales

Total number

of securities

Highest price

per unit paid/received

Lowest price

per unit paid/received

6 79/86 p ordinary

PURCHASES

279,437

74.7540 GBP

72.2108 GBP

6 79/86 p ordinary

SALES

672,890

74.3400 GBP

72.7600 GBP

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
6 79/86 p ordinary	CFD	LONG	1,000	72.8705 GBP
6 79/86 p ordinary	CFD	LONG	139	73.0778 GBP
6 79/86 p ordinary	CFD	LONG	245	73.2130 GBP
6 79/86 p ordinary	CFD	LONG	1,014	73.2936 GBP
6 79/86 p ordinary	CFD	LONG	5,293	73.3518 GBP
6 79/86 p ordinary	CFD	LONG	2,101	73.3550 GBP
6 79/86 p ordinary	CFD	LONG	297	73.3937 GBP
6 79/86 p ordinary	CFD	LONG	721	73.4063 GBP
6 79/86 p ordinary	CFD	LONG	932	73.4348 GBP
6 79/86 p ordinary	CFD	LONG	4,678	73.4748 GBP
6 79/86 p ordinary	CFD	LONG	1,834	73.4779 GBP
6 79/86 p ordinary	CFD	LONG	21,905	73.4788 GBP
6 79/86 p ordinary	CFD	LONG	3,146	73.5214 GBP
6 79/86 p ordinary	CFD	LONG	11,679	73.5337 GBP
6 79/86 p ordinary	CFD	LONG	1,700	73.5405 GBP
6 79/86 p ordinary	CFD	LONG	21,942	73.5600 GBP
6 79/86 p ordinary	CFD	LONG	21,907	73.5941 GBP
6 79/86 p ordinary	CFD	LONG	3,820	73.6202 GBP
6 79/86 p ordinary	CFD	LONG	524	73.6325 GBP
6 79/86 p ordinary	CFD	LONG	1,851	73.6338 GBP
6 79/86 p ordinary	CFD	LONG	100	73.6718 GBP
6 79/86 p ordinary	CFD	LONG	190	73.6796 GBP
6 79/86 p ordinary	CFD	LONG	734	73.6815 GBP
6 79/86 p ordinary	CFD	LONG	110	73.6978 GBP
6 79/86 p ordinary	CFD	LONG	949	73.722 GBP
6 79/86 p ordinary	CFD	LONG	14	73.7507 GBP
6 79/86 p ordinary	CFD	LONG	10	73.7526 GBP
6 79/86 p ordinary	CFD	LONG	601	73.7575 GBP
6 79/86 p ordinary	CFD	LONG	21,907	73.7796 GBP
6 79/86 p ordinary	CFD	LONG	244	73.7832 GBP
6 79/86 p ordinary	CFD	LONG	3	73.7926 GBP
6 79/86 p ordinary	CFD	LONG	1,902	74.0319 GBP
6 79/86 p ordinary	CFD	LONG	60	74.0393 GBP
6 79/86 p ordinary	CFD	LONG	13,206	74.0400 GBP
6 79/86 p ordinary	CFD	LONG	300	74.2729 GBP
6 79/86 p ordinary	CFD	LONG	426,468	74.3400 GBP
6 79/86 p ordinary	CFD	SHORT	3,000	72.2108 GBP
6 79/86 p ordinary	CFD	SHORT	109	72.9502 GBP
6 79/86 p ordinary	CFD	SHORT	975	73.0107 GBP
6 79/86 p ordinary	CFD	SHORT	578	73.1191 GBP
6 79/86 p ordinary	CFD	SHORT	337	73.1816 GBP
6 79/86 p ordinary	CFD	SHORT	919	73.3155 GBP
6 79/86 p ordinary	CFD	SHORT	25	73.3400 GBP
6 79/86 p ordinary	CFD	SHORT	299	73.3518 GBP
6 79/86 p ordinary	CFD	SHORT	1,067	73.3968 GBP
6 79/86 p ordinary	CFD	SHORT	1,016	73.4252 GBP
6 79/86 p ordinary	CFD	SHORT	12	73.4709 GBP
6 79/86 p ordinary	CFD	SHORT	113	73.5157 GBP
6 79/86 p ordinary	CFD	SHORT	212	73.5664 GBP
6 79/86 p ordinary	CFD	SHORT	1,250	73.6083 GBP
6 79/86 p ordinary	CFD	SHORT	178	73.6102 GBP
6 79/86 p ordinary	CFD	SHORT	1,237	73.6103 GBP
6 79/86 p ordinary	CFD	SHORT	6,520	73.6300 GBP
6 79/86 p ordinary	CFD	SHORT	101	73.6573 GBP
6 79/86 p ordinary	CFD	SHORT	2,939	73.6989 GBP
6 79/86 p ordinary	CFD	SHORT	3,515	73.7000 GBP
6 79/86 p ordinary	CFD	SHORT	1,266	73.7004 GBP
6 79/86 p ordinary	CFD	SHORT	14,259	73.7022 GBP
6 79/86 p ordinary	CFD	SHORT	12,924	73.7037 GBP
6 79/86 p ordinary	CFD	SHORT	10,419	73.7044 GBP
6 79/86 p ordinary	CFD	SHORT	2,856	73.7052 GBP
6 79/86 p ordinary	CFD	SHORT	73	73.7419 GBP
6 79/86 p ordinary	CFD	SHORT	4,300	74.0433 GBP
6 79/86 p ordinary	CFD	SHORT	5,719	74.0459 GBP
6 79/86 p ordinary	CFD	SHORT	324	74.0512 GBP
6 79/86 p ordinary	CFD	SHORT	136	74.0770 GBP
6 79/86 p ordinary	CFD	SHORT	75,000	74.7541 GBP

(i) Writing, selling, purchasing or varying

Class of

relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

(ii) Exercise

Class of

relevant

security

Product description

e.g. call option

Exercising/

exercised

against

Number of securities

Exercise price

per unit

N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:

18 SEPTEMBER 2019

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

FERLPMJTMBBBBPL

Company Announcements

Form 8.5 (EPT/RI) - Replacement of London Stock Ex