Form 8.5 (EPT/RI) - London Stock Exchange Group – Company Announcement

Morgan Stanley, London Stock Exchange Group PLC

Form 8.5 (EPT/RI) - London Stock Exchange Group

Sep 19 2019 12:07 BSTSource: RNS

RNS Number : 9741M

Morgan Stanley & Co. Int'l plc

19 September 2019

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	London Stock Exchange Group plc
(c) Name of the party to the offer with which exempt principal trader is connected:	London Stock Exchange Group plc
(d) Date dealing undertaken:	18 SEPTEMBER 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	Yes- Hong Kong Exchanges and Clearing Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of

relevant

security

Purchases/

sales

Total number

of securities

Highest price

per unit paid/received

Lowest price

per unit paid/received

6 79/86 p ordinary

PURCHASES

126,680

73.4200 GBP

72.5560 GBP

6 79/86 p ordinary

SALES

92,040

73.4100 GBP

72.5541 GBP

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
6 79/86 p ordinary	Constant Leverage (ISIN- DE000MC3FGE3)	LONG	1,400	2.7500 EUR
6 79/86 p ordinary	CFD	LONG	124	72.5528 GBP
6 79/86 p ordinary	CFD	LONG	6	72.5542 GBP
6 79/86 p ordinary	CFD	LONG	63	72.5910 GBP
6 79/86 p ordinary	CFD	LONG	176	72.7996 GBP
6 79/86 p ordinary	CFD	LONG	400	72.8437 GBP
6 79/86 p ordinary	CFD	LONG	9	72.8490 GBP
6 79/86 p ordinary	CFD	LONG	5	72.8593 GBP
6 79/86 p ordinary	CFD	LONG	8	72.8684 GBP
6 79/86 p ordinary	CFD	LONG	498	72.8796 GBP
6 79/86 p ordinary	CFD	LONG	4	72.8850 GBP
6 79/86 p ordinary	CFD	LONG	56	72.9342 GBP
6 79/86 p ordinary	CFD	LONG	1,000	73.0000 GBP
6 79/86 p ordinary	CFD	LONG	9	73.0022 GBP
6 79/86 p ordinary	CFD	LONG	155	73.0144 GBP
6 79/86 p ordinary	CFD	LONG	300	73.0400 GBP
6 79/86 p ordinary	CFD	LONG	281	73.0610 GBP
6 79/86 p ordinary	CFD	LONG	873	73.0930 GBP
6 79/86 p ordinary	CFD	LONG	50	73.1340 GBP
6 79/86 p ordinary	CFD	LONG	122	73.1500 GBP
6 79/86 p ordinary	CFD	LONG	500	73.2171 GBP
6 79/86 p ordinary	CFD	LONG	531	73.3960 GBP
6 79/86 p ordinary	CFD	LONG	1,000	73.4000 GBP
6 79/86 p ordinary	CFD	SHORT	6,778	72.5600 GBP
6 79/86 p ordinary	CFD	SHORT	434	72.5606 GBP
6 79/86 p ordinary	CFD	SHORT	2,778	72.5658 GBP
6 79/86 p ordinary	CFD	SHORT	122	72.5673 GBP
6 79/86 p ordinary	CFD	SHORT	10,408	72.5680 GBP
6 79/86 p ordinary	CFD	SHORT	1,202	72.5688 GBP
6 79/86 p ordinary	CFD	SHORT	5	72.5709 GBP
6 79/86 p ordinary	CFD	SHORT	3,241	72.5905 GBP
6 79/86 p ordinary	CFD	SHORT	428	72.6732 GBP
6 79/86 p ordinary	CFD	SHORT	12,635	72.7310 GBP
6 79/86 p ordinary	CFD	SHORT	98	72.7895 GBP
6 79/86 p ordinary	CFD	SHORT	4,444	72.8153 GBP
6 79/86 p ordinary	CFD	SHORT	3	72.8156 GBP
6 79/86 p ordinary	CFD	SHORT	1	72.8266 GBP
6 79/86 p ordinary	CFD	SHORT	9,317	72.8290 GBP
6 79/86 p ordinary	CFD	SHORT	2	72.8473 GBP
6 79/86 p ordinary	CFD	SHORT	176	72.8513 GBP
6 79/86 p ordinary	CFD	SHORT	1,853	72.9154 GBP
6 79/86 p ordinary	CFD	SHORT	141	72.9581 GBP
6 79/86 p ordinary	CFD	SHORT	406	72.9732 GBP
6 79/86 p ordinary	CFD	SHORT	1,883	73.0083 GBP
6 79/86 p ordinary	CFD	SHORT	300	73.0400 GBP
6 79/86 p ordinary	CFD	SHORT	400	73.0600 GBP
6 79/86 p ordinary	CFD	SHORT	300	73.1000 GBP
6 79/86 p ordinary	CFD	SHORT	98	73.1095 GBP
6 79/86 p ordinary	CFD	SHORT	41	73.1859 GBP
6 79/86 p ordinary	CFD	SHORT	98	73.3294 GBP

(i) Writing, selling, purchasing or varying

Class of

relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

(ii) Exercise

Class of

relevant

security

Product description

e.g. call option

Exercising/

exercised

against

Number of securities

Exercise price

per unit

N/A

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the

disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:

19 SEPTEMBER 2019

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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Company Announcements

Form 8.5 (EPT/RI) - London Stock Exchange Group