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Allergan plc

Form 38.5 (b) - Allergan Plc

Source: RNS
RNS Number : 3739W
Bank of America Merrill Lynch
10 December 2019
 

FORM 38.5(b)

 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

1.

KEY INFORMATION

Name of exempt principal trader

Bank of America, N.A., Proprietary

Company dealt in

Allergan PLC

Class of relevant security to which the
dealings being disclosed relate(Note 1)

Common - IE00BY9D5467

Date of dealing

09/12/2019

 

2.

INTERESTS AND SHORT POSITIONS

(a)

Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 2)

Class of relevant security: Common

IE00BY9D5467


Long

Short

Number

%

Number

%

(1)

Relevant securities

4,167,783

1.269%

0

0 %

(2)

Derivatives (other than options):

1,647,955

0.502%

5,767,665

1.756%

(3)

Options and agreements to purchase/sell:

108,000

0.033%

0

0%

Total

5,923,738

1.804%

5,767,665

1.756%

 

(b)

Interests and short positions in relevant securities of the company, other than the
class dealt in (Note 2)

Class of relevant security:



Long

Short

Number

%

Number

%

(1)

Relevant securities

0

0%

0

0%

(2)

Derivatives (other than options):

0

0%

0

0%

(3)

Options and agreements to purchase/sell:

0

0%

0

0%

Total

0

0%

0

0%

3.

DEALINGS (Note 3)

(a)

Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit (Note 4)

Purchase

                                        59

 186.37 USD         

 Purchase

                                        23

 186.18 USD         

 Purchase

                                        16

 186.21 USD         

 Purchase

                                        26

 186.17 USD         

 Purchase

                                        33

 186.36 USD         

 Purchase

                                        37

 186.57 USD         

 Purchase

                                          6

 186.5 USD         

 Purchase

                                          2

 186.49 USD         

 Purchase

                                          1

 186.47 USD         

 Purchase

                                          5

 186.48 USD         

 Purchase

                                          1

 186.45 USD         

 Purchase

                                        18

 186.41 USD         

 Purchase

                                          1

 186.42 USD         

 Purchase

                                          1

 186.4 USD         

 Purchase

                                          1

 186.39 USD         

 Purchase

                                          1

 186.3 USD         

 Purchase

                                          1

 186.26 USD         

 Purchase

                                          6

 186.27 USD         

 Purchase

                                          6

 186.12 USD         

 Purchase

                                          9

 186.11 USD         

 Purchase

                                        19

 186.22 USD         

 Purchase

                                          3

 186.24 USD         

 Purchase

                                        16

 186.23 USD         

 Purchase

                                          5

 186.09 USD         

 Purchase

                                          4

 186.01 USD         

 Purchase

                                          9

 185.96 USD         

 Purchase

                                          1

 186.04 USD         

 Purchase

                                          1

 186.03 USD         

 Purchase

                                        10

 186 USD         

 Purchase

                                        19

 185.98 USD         

 Purchase

                                        36

 185.95 USD         

 Purchase

                                          1

 185.97 USD         

 Purchase

                                        10

 186.06 USD         

 Purchase

                                          7

 186.05 USD         

 Purchase

                                          5

 186.2 USD         

 Purchase

                                          4

 186.19 USD         

 Purchase

                                          4

 186.1 USD         

 Purchase

                                          3

 186.15 USD         

 Purchase

                                        13

 186.08 USD         

 Purchase

                                        16

 185.945 USD         

 Purchase

                                        17

 185.72 USD         

 Purchase

                                        16

 185.47 USD         

 Purchase

                                        13

 185.55 USD         

 Purchase

                                          4

 185.46 USD         

 

Purchase/sale

Number of relevant securities

Price per unit (Note 4)

Sale

59

186.37 USD         

 

(b)

Derivatives transactions (other than options transactions)

Product name,
e.g. CFD

Nature of transaction
(Note 5)

Number of relevant securities
(Note 6)

Price per unit
(Note 4)

Swaps

Reducing a Short Position

34

186.37 USD

 

(c)

Options transactions in respect of existing relevant securities

(i)

Writing, selling, purchasing or varying

Product name, e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc

Expiry date

Option money paid/ received per unit (Note 4)

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercising

Product name,
e.g. call option

Number of securities

Exercise price per
unit (Note 4)

N/A

N/A

N/A

 

(d)

Other dealings (including transactions in respect of new securities) (Note 3)

Nature or transaction
(Note 7)

Details

Price per unit
(if applicable) (Note 4)

N/A

N/A

N/A

 

4.

OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting rights
or future acquisition or disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be stated.

None

 

Is a Supplemental Form 38.5(b) attached? (Note 8)

No

 

Date of disclosure

10/12/2019

Contact name

Tolu Tade

Telephone number

+44207 996 3410

Name of offeree/offeror with which connected

AbbVie Inc

Nature of connection (Note 9)

Advisor to - AbbVie Inc

 


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