Form 8.5 (EPT/RI) - Kaz Minerals amendment – Company Announcement

Form 8.5 (EPT/RI) - Kaz Minerals amendment

Jan 18 2021 12:04 GMTSource: RNS

RNS Number : 0401M

UBS AG (EPT)

18 January 2021

This announcement replaces the previous RNS announcement 8884L released at 11:51 on the 15^th January 2021. Amendment made to section 2b All other information remains unchanged

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Kaz Minerals plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Kaz Minerals plc
(d) Date dealing undertaken:	14 January 2021
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

20p ordinary

Buy

123587

7.29600 GBP

7.21907 GBP

20p ordinary

Sell

437756

7.29611 GBP

7.19984 GBP

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
20p ordinary	CFD	Long	1779	7.17650927487352 GBP
20p ordinary	CFD	Long	1281	7.25311475409836 GBP
20p ordinary	CFD	Long	143	7.28146853146853 GBP
20p ordinary	CFD	Long	96	7.27614583333333 GBP
20p ordinary	CFD	Long	50000	7.28480613 GBP
20p ordinary	CFD	Long	150000	7.27039 GBP
20p ordinary	CFD	Long	950	7.236295 GBP
20p ordinary	CFD	Long	9670	7.258982 GBP
20p ordinary	CFD	Long	16237	7.262 GBP
20p ordinary	CFD	Long	83	7.251251 GBP
20p ordinary	CFD	Long	631	6.79648177496038 GBP
20p ordinary	CFD	Long	279	6.78849462365591 GBP
20p ordinary	CFD	Long	1692	6.55794326241135 GBP
20p ordinary	CFD	Long	165	6.56818181818182 GBP
20p ordinary	CFD	Long	1046	6.5346845124283 GBP
20p ordinary	CFD	Long	754	6.4703050397878 GBP
20p ordinary	CFD	Long	3867	6.46985777088182 GBP
20p ordinary	CFD	Long	2623	6.46599313762867 GBP
20p ordinary	CFD	Long	1741	6.52008041355543 GBP
20p ordinary	CFD	Long	401	6.48493765586035 GBP
20p ordinary	CFD	Long	204	6.49323529411765 GBP
20p ordinary	CFD	Long	212220	6.458 GBP
20p ordinary	CFD	Long	766	6.52193211488251 GBP
20p ordinary	CFD	Long	423	6.80052009456265 GBP
20p ordinary	CFD	Long	1331	6.56675432006011 GBP
20p ordinary	CFD	Long	685	6.47572262773723 GBP
20p ordinary	CFD	Long	2071	6.46977305649445 GBP
20p ordinary	CFD	Long	259	6.50104247104247 GBP
20p ordinary	CFD	Long	783	6.48994891443167 GBP
20p ordinary	CFD	Long	67	6.48970149253731 GBP
20p ordinary	CFD	Long	2077	6.51489648531536 GBP
20p ordinary	CFD	Long	468	6.4942094017094 GBP
20p ordinary	CFD	Long	1130	6.9000796460177 GBP
20p ordinary	CFD	Long	81	6.89283950617284 GBP
20p ordinary	CFD	Long	1144	7.08041958041958 GBP
20p ordinary	CFD	Long	201	7.11517412935323 GBP
20p ordinary	CFD	Long	1120	7.17519642857143 GBP
20p ordinary	CFD	Long	701	6.8853209700428 GBP
20p ordinary	CFD	Long	88	6.89443181818182 GBP
20p ordinary	CFD	Long	1321	7.06134746404239 GBP
20p ordinary	CFD	Long	334	7.09760479041916 GBP
20p ordinary	CFD	Long	530	7.18171698113208 GBP
20p ordinary	CFD	Long	1500	7.18854 GBP
20p ordinary	CFD	Long	14	7.175 GBP
20p ordinary	CFD	Long	207	7.18048309178744 GBP
20p ordinary	CFD	Long	22	7.25363636363636 GBP
20p ordinary	CFD	Long	1458	7.2643621399177 GBP
20p ordinary	CFD	Long	1675	7.17050746268657 GBP
20p ordinary	CFD	Long	675	7.17754074074074 GBP
20p ordinary	CFD	Long	500	7.19364 GBP
20p ordinary	CFD	Long	45577	7.199839 GBP
20p ordinary	CFD	Long	52	7.229013 GBP
20p ordinary	CFD	Long	515	7.22353398058252 GBP
20p ordinary	CFD	Long	1352	7.21854289940828 GBP
20p ordinary	CFD	Long	1744	7.25079701834862 GBP
20p ordinary	CFD	Long	349	7.1765329512894 GBP
20p ordinary	CFD	Long	269	7.18052044609665 GBP
20p ordinary	CFD	Long	8397	7.18338335119686 GBP
20p ordinary	CFD	Long	3718	7.19655728886498 GBP
20p ordinary	CFD	Long	669	7.19440956651719 GBP
20p ordinary	CFD	Long	263	7.20015209125475 GBP
20p ordinary	CFD	Long	53	7.06660377358491 GBP
20p ordinary	CFD	Long	24	7.06333333333333 GBP
20p ordinary	CFD	Long	1176	7.07155612244898 GBP
20p ordinary	CFD	Long	667	6.79848575712144 GBP
20p ordinary	CFD	Long	1458	7.23015089163237 GBP
20p ordinary	CFD	Long	1013	7.24359328726555 GBP
20p ordinary	CFD	Long	3918	7.25314956610516 GBP
20p ordinary	CFD	Long	3382	7.19197811945594 GBP
20p ordinary	CFD	Long	1162	7.258372 GBP
20p ordinary	CFD	Long	96160	7.25476 GBP
20p ordinary	CFD	Long	2000	7.21754 GBP
20p ordinary	CFD	Long	9259	7.19099470785182 GBP
20p ordinary	CFD	Long	688	7.2143023255814 GBP
20p ordinary	CFD	Long	1938	7.19219298245614 GBP
20p ordinary	CFD	Long	539	7.19050092764378 GBP
20p ordinary	CFD	Long	2529	7.19151047844998 GBP
20p ordinary	CFD	Long	525	7.0587619047619 GBP
20p ordinary	CFD	Long	222	7.07454954954955 GBP
20p ordinary	CFD	Long	4766	3.5500000 GBP
20p ordinary	CFD	Short	4766	3.5500000 GBP
20p ordinary	CFD	Short	15823	7.258142 GBP
20p ordinary	CFD	Short	610	7.247541 GBP
20p ordinary	CFD	Short	1458	7.22960905349794 GBP
20p ordinary	CFD	Short	2704	7.21854289940828 GBP
20p ordinary	CFD	Short	2026	7.24359328726555 GBP
20p ordinary	CFD	Short	1030	7.22353398058252 GBP
20p ordinary	CFD	Short	7836	7.25314956610516 GBP
20p ordinary	CFD	Short	3488	7.25079701834862 GBP
20p ordinary	CFD	Short	1938	7.19219298245614 GBP
20p ordinary	CFD	Short	539	7.19050092764378 GBP
20p ordinary	CFD	Short	2529	7.19151047844998 GBP
20p ordinary	CFD	Short	525	7.0587619047619 GBP
20p ordinary	CFD	Short	222	7.07454954954955 GBP
20p ordinary	CFD	Short	631	6.79648177496038 GBP
20p ordinary	CFD	Short	279	6.78849462365591 GBP
20p ordinary	CFD	Short	1692	6.55794326241135 GBP
20p ordinary	CFD	Short	165	6.56818181818182 GBP
20p ordinary	CFD	Short	1046	6.5346845124283 GBP
20p ordinary	CFD	Short	754	6.4703050397878 GBP
20p ordinary	CFD	Short	3867	6.46985777088182 GBP
20p ordinary	CFD	Short	2623	6.46599313762867 GBP
20p ordinary	CFD	Short	1741	6.52008041355543 GBP
20p ordinary	CFD	Short	401	6.48493765586035 GBP
20p ordinary	CFD	Short	204	6.49323529411765 GBP
20p ordinary	CFD	Short	212220	6.458 GBP
20p ordinary	CFD	Short	423	6.80052009456265 GBP
20p ordinary	CFD	Short	1331	6.56675432006011 GBP
20p ordinary	CFD	Short	685	6.47572262773723 GBP
20p ordinary	CFD	Short	2071	6.46977305649445 GBP
20p ordinary	CFD	Short	259	6.50104247104247 GBP
20p ordinary	CFD	Short	783	6.48994891443167 GBP
20p ordinary	CFD	Short	67	6.48970149253731 GBP
20p ordinary	CFD	Short	2077	6.51489648531536 GBP
20p ordinary	CFD	Short	468	6.4942094017094 GBP
20p ordinary	CFD	Short	266	7.262 GBP
20p ordinary	CFD	Short	1130	6.9000796460177 GBP
20p ordinary	CFD	Short	81	6.89283950617284 GBP
20p ordinary	CFD	Short	1144	7.08041958041958 GBP
20p ordinary	CFD	Short	201	7.11517412935323 GBP
20p ordinary	CFD	Short	1120	7.17519642857143 GBP
20p ordinary	CFD	Short	701	6.8853209700428 GBP
20p ordinary	CFD	Short	88	6.89443181818182 GBP
20p ordinary	CFD	Short	1321	7.06134746404239 GBP
20p ordinary	CFD	Short	334	7.09760479041916 GBP
20p ordinary	CFD	Short	530	7.18171698113208 GBP
20p ordinary	CFD	Short	1500	7.18854 GBP
20p ordinary	CFD	Short	14	7.175 GBP
20p ordinary	CFD	Short	207	7.18048309178744 GBP
20p ordinary	CFD	Short	44	7.25363636363636 GBP
20p ordinary	CFD	Short	1458	7.2643621399177 GBP
20p ordinary	CFD	Short	1675	7.17050746268657 GBP
20p ordinary	CFD	Short	675	7.17754074074074 GBP
20p ordinary	CFD	Short	500	7.19364 GBP
20p ordinary	CFD	Short	1779	7.17650927487352 GBP
20p ordinary	CFD	Short	2562	7.25311475409836 GBP
20p ordinary	CFD	Short	286	7.28146853146853 GBP
20p ordinary	CFD	Short	192	7.27614583333333 GBP
20p ordinary	CFD	Short	1458	7.26382030178326 GBP
20p ordinary	CFD	Short	44	7.24636363636364 GBP
20p ordinary	CFD	Short	882	7.24743764172336 GBP
20p ordinary	CFD	Short	790	7.24820253164557 GBP
20p ordinary	CFD	Short	11804	7.25315062690613 GBP
20p ordinary	CFD	Short	480	7.2436875 GBP
20p ordinary	CFD	Short	349	7.1765329512894 GBP
20p ordinary	CFD	Short	269	7.18052044609665 GBP
20p ordinary	CFD	Short	8397	7.18338335119686 GBP
20p ordinary	CFD	Short	3718	7.19655728886498 GBP
20p ordinary	CFD	Short	669	7.19440956651719 GBP
20p ordinary	CFD	Short	263	7.20015209125475 GBP
20p ordinary	CFD	Short	53	7.06660377358491 GBP
20p ordinary	CFD	Short	24	7.06333333333333 GBP
20p ordinary	CFD	Short	1176	7.07155612244898 GBP
20p ordinary	CFD	Short	667	6.79848575712144 GBP
20p ordinary	CFD	Short	766	6.52193211488251 GBP
20p ordinary	CFD	Short	1458	7.23015089163237 GBP
20p ordinary	CFD	Short	3382	7.19197811945594 GBP
20p ordinary	CFD	Short	2000	7.21754 GBP
20p ordinary	CFD	Short	9259	7.19099470785182 GBP
20p ordinary	CFD	Short	688	7.2143023255814 GBP

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	18 January 2021
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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Company Announcements

Form 8.5 (EPT/RI) - Kaz Minerals amendment

Date of disclosure:

Contact name:

Telephone number: