Form 8.5 (EPT/RI) - Replacement of MGM Resorts
Source: RNS
AMENDMENT(2(a))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
|
(a) Name of exempt principal trader: |
Morgan Stanley & Co. LLC |
|
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
MGM Resorts International |
|
(c) Name of the party to the offer with which exempt principal trader is connected: |
Entain plc |
|
(d) Date dealing undertaken: |
14 January 2021 |
|
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
YES- Entain plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
|
USD 0.01 common |
PURCHASES |
813,462 |
30.4500 USD |
29.7200 USD |
|
USD 0.01 common |
SALES |
771,116 |
30.4700 USD |
29.7200 USD |
(b) Cash-settled derivative transactions
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
N/A |
N/A |
N/A |
N/A |
N/A |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
USD 0.01 common |
PUT |
WRITING |
200 |
27.000000 |
A |
29/01/2021 |
0.2900 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
31.000000 |
A |
29/01/2021 |
0.8900 USD |
|
USD 0.01 common |
CALL |
WRITING |
1,100 |
31.000000 |
A |
29/01/2021 |
0.9000 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
400 |
31.500000 |
A |
29/01/2021 |
0.7000 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
30.500000 |
A |
29/01/2021 |
1.0000 USD |
|
USD 0.01 common |
CALL |
WRITING |
2,500 |
32.000000 |
A |
22/01/2021 |
0.2600 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
200 |
33.500000 |
A |
22/01/2021 |
0.1300 USD |
|
USD 0.01 common |
PUT |
WRITING |
100 |
30.000000 |
A |
22/01/2021 |
0.8200 USD |
|
USD 0.01 common |
CALL |
WRITING |
900 |
30.000000 |
A |
22/01/2021 |
0.8800 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
30.500000 |
A |
22/01/2021 |
0.7100 USD |
|
USD 0.01 common |
CALL |
WRITING |
500 |
30.500000 |
A |
22/01/2021 |
0.7800 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
2,700 |
32.500000 |
A |
22/01/2021 |
0.2300 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
33.500000 |
A |
22/01/2021 |
0.1100 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
29.500000 |
A |
22/01/2021 |
1.3500 USD |
|
USD 0.01 common |
PUT |
PURCHASING |
300 |
29.000000 |
A |
22/01/2021 |
0.4400 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
31.000000 |
A |
22/01/2021 |
0.5100 USD |
|
USD 0.01 common |
CALL |
WRITING |
700 |
30.500000 |
A |
22/01/2021 |
0.7200 USD |
|
USD 0.01 common |
CALL |
WRITING |
300 |
32.000000 |
A |
22/01/2021 |
0.2700 USD |
|
USD 0.01 common |
CALL |
WRITING |
600 |
30.500000 |
A |
22/01/2021 |
0.7300 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
29.000000 |
A |
22/01/2021 |
1.6000 USD |
|
USD 0.01 common |
CALL |
WRITING |
5,900 |
30.000000 |
A |
22/01/2021 |
0.8900 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
1,100 |
33.000000 |
A |
22/01/2021 |
0.1500 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
1,100 |
32.500000 |
A |
22/01/2021 |
0.2100 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
700 |
32.000000 |
A |
22/01/2021 |
0.2500 USD |
|
USD 0.01 common |
PUT |
WRITING |
6,500 |
30.000000 |
A |
22/01/2021 |
0.8400 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
300 |
32.000000 |
A |
22/01/2021 |
0.2900 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
32.000000 |
A |
22/01/2021 |
0.2600 USD |
|
USD 0.01 common |
CALL |
WRITING |
300 |
34.000000 |
A |
22/01/2021 |
0.1200 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
31.000000 |
A |
22/01/2021 |
0.5200 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
300 |
32.000000 |
A |
22/01/2021 |
0.2700 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
30.500000 |
A |
22/01/2021 |
0.7100 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
31.500000 |
A |
22/01/2021 |
0.3600 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
31.500000 |
A |
22/01/2021 |
0.4000 USD |
|
USD 0.01 common |
PUT |
PURCHASING |
1,100 |
20.000000 |
A |
20/01/2023 |
3.0500 USD |
|
USD 0.01 common |
PUT |
PURCHASING |
2,000 |
22.000000 |
A |
20/01/2023 |
3.9500 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
45.000000 |
A |
20/01/2023 |
4.2100 USD |
|
USD 0.01 common |
PUT |
PURCHASING |
100 |
30.000000 |
A |
19/03/2021 |
2.6000 USD |
|
USD 0.01 common |
PUT |
WRITING |
100 |
26.000000 |
A |
19/03/2021 |
1.0600 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
34.000000 |
A |
19/03/2021 |
1.2900 USD |
|
USD 0.01 common |
CALL |
WRITING |
500 |
30.000000 |
A |
19/03/2021 |
2.6800 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
40.000000 |
A |
19/03/2021 |
0.4100 USD |
|
USD 0.01 common |
PUT |
PURCHASING |
400 |
21.000000 |
A |
19/03/2021 |
0.2800 USD |
|
USD 0.01 common |
CALL |
WRITING |
200 |
35.000000 |
A |
19/02/2021 |
0.5700 USD |
|
USD 0.01 common |
CALL |
WRITING |
1,700 |
34.000000 |
A |
19/02/2021 |
0.8000 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
28.000000 |
A |
19/02/2021 |
3.1700 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
1,000 |
36.000000 |
A |
19/02/2021 |
0.4700 USD |
|
USD 0.01 common |
CALL |
WRITING |
300 |
35.000000 |
A |
19/02/2021 |
0.6400 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
34.000000 |
A |
19/02/2021 |
0.7700 USD |
|
USD 0.01 common |
CALL |
WRITING |
200 |
27.000000 |
A |
19/02/2021 |
3.9500 USD |
|
USD 0.01 common |
CALL |
WRITING |
400 |
34.000000 |
A |
19/02/2021 |
0.7700 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
26.000000 |
A |
19/02/2021 |
4.5200 USD |
|
USD 0.01 common |
CALL |
WRITING |
2,400 |
31.000000 |
A |
19/02/2021 |
1.7600 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
300 |
40.000000 |
A |
19/02/2021 |
0.1600 USD |
|
USD 0.01 common |
PUT |
PURCHASING |
200 |
31.000000 |
A |
19/02/2021 |
2.5500 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
700 |
30.000000 |
A |
19/02/2021 |
2.1800 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
29.000000 |
A |
19/02/2021 |
2.7700 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
25.000000 |
A |
18/06/2021 |
7.1000 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
35.000000 |
A |
18/06/2021 |
2.3900 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
40.000000 |
A |
18/06/2021 |
1.2600 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
200 |
35.000000 |
A |
18/06/2021 |
2.3000 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
30.500000 |
A |
15/01/2021 |
0.1900 USD |
|
USD 0.01 common |
CALL |
WRITING |
400 |
30.500000 |
A |
15/01/2021 |
0.1500 USD |
|
USD 0.01 common |
PUT |
PURCHASING |
600 |
29.000000 |
A |
15/01/2021 |
0.0700 USD |
|
USD 0.01 common |
CALL |
WRITING |
400 |
31.500000 |
A |
15/01/2021 |
0.0700 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
200 |
31.500000 |
A |
15/01/2021 |
0.0500 USD |
|
USD 0.01 common |
CALL |
WRITING |
700 |
30.000000 |
A |
15/01/2021 |
0.3600 USD |
|
USD 0.01 common |
CALL |
WRITING |
900 |
30.500000 |
A |
15/01/2021 |
0.1800 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
1,700 |
31.000000 |
A |
15/01/2021 |
0.0900 USD |
|
USD 0.01 common |
CALL |
WRITING |
300 |
30.000000 |
A |
15/01/2021 |
0.4000 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
700 |
31.000000 |
A |
15/01/2021 |
0.1000 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
200 |
32.000000 |
A |
15/01/2021 |
0.0600 USD |
|
USD 0.01 common |
CALL |
WRITING |
500 |
34.000000 |
A |
15/01/2021 |
0.0300 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
400 |
30.500000 |
A |
15/01/2021 |
0.2000 USD |
|
USD 0.01 common |
CALL |
WRITING |
200 |
31.000000 |
A |
15/01/2021 |
0.0900 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
500 |
30.500000 |
A |
15/01/2021 |
0.1200 USD |
|
USD 0.01 common |
CALL |
WRITING |
200 |
31.000000 |
A |
15/01/2021 |
0.1600 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
31.500000 |
A |
15/01/2021 |
0.0700 USD |
|
USD 0.01 common |
PUT |
WRITING |
1,400 |
30.000000 |
A |
15/01/2021 |
0.3000 USD |
|
USD 0.01 common |
CALL |
WRITING |
1,100 |
31.000000 |
A |
15/01/2021 |
0.1500 USD |
|
USD 0.01 common |
PUT |
WRITING |
100 |
30.000000 |
A |
15/01/2021 |
0.2600 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
1,900 |
31.000000 |
A |
15/01/2021 |
0.1100 USD |
|
USD 0.01 common |
CALL |
WRITING |
300 |
33.000000 |
A |
15/01/2021 |
0.0400 USD |
|
USD 0.01 common |
PUT |
WRITING |
900 |
30.000000 |
A |
15/01/2021 |
0.3500 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
200 |
34.000000 |
A |
15/01/2021 |
0.0200 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
30.500000 |
A |
15/01/2021 |
0.2700 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
3,000 |
32.000000 |
A |
15/01/2021 |
0.0500 USD |
|
USD 0.01 common |
CALL |
WRITING |
2,900 |
31.000000 |
A |
15/01/2021 |
0.1000 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
31.500000 |
A |
15/01/2021 |
0.0900 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
2,000 |
31.000000 |
A |
15/01/2021 |
0.0800 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
1,000 |
31.000000 |
A |
15/01/2021 |
0.0700 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
200 |
30.500000 |
A |
15/01/2021 |
0.1800 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
30.000000 |
A |
15/01/2021 |
0.2800 USD |
|
USD 0.01 common |
PUT |
WRITING |
500 |
28.500000 |
A |
15/01/2021 |
0.0400 USD |
|
USD 0.01 common |
CALL |
WRITING |
200 |
31.000000 |
A |
15/01/2021 |
0.1100 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
100 |
35.000000 |
A |
15/01/2021 |
0.0200 USD |
|
USD 0.01 common |
CALL |
WRITING |
200 |
30.000000 |
A |
15/01/2021 |
0.3500 USD |
|
USD 0.01 common |
CALL |
PURCHASING |
6,800 |
31.000000 |
A |
15/01/2021 |
0.1200 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
30.500000 |
A |
15/01/2021 |
0.2400 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
30.500000 |
A |
15/01/2021 |
0.1600 USD |
|
USD 0.01 common |
CALL |
WRITING |
100 |
31.000000 |
A |
05/02/2021 |
1.1100 USD |
(ii) Exercise
|
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
|
N/A |
N/A |
N/A |
N/A |
N/A |
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
N/A |
N/A |
N/A |
N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: |
18 January 2021 |
Contact name: |
Craig Horsley |
Telephone number: |
+44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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