4
SEC Form 4
|
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
|
|||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
||||||||||
|
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol |
5. Relationship of Reporting Person(s) to Issuer
|
||||||||||||||||||||||||
|
3. Date of Earliest Transaction (Month/Day/Year) |
||||||||||||||||||||||||||
|
4. If Amendment, Date of Original Filed (Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
|||||||||||||||||||||||||
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
|
1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
|
Common Stock |
02/14/2021 |
|
M |
|
13,178 |
A |
$0 |
126,534 |
D |
|
|
Common Stock |
02/14/2021 |
|
F |
|
3,966 |
D |
$11.56 |
122,568 |
D |
|
|
Common Stock |
|
|
|
|
|
|
|
10,000 |
I |
By trust |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
||||||||
|
Restricted Stock Units |
(1) |
02/14/2021 |
|
M |
|
|
13,178 |
02/14/2021 |
02/14/2021 |
Common Stock |
13,178 |
$0 |
13,178 |
D |
|
|
Explanation of Responses: |
|
1. 1 for 1 |
|
Remarks: |
|
|
|
|
Julia L. Chen on behalf of Thomas S. Timko |
02/16/2021 |
|
|
** Signature of Reporting Person |
Date |
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||
|
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). |
||
|
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
||
|
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
||
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
||
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
