Anglo American plc ("the Company" or "Anglo American")
Registered office: 17 Charterhouse Street, London, EC1N 6RA
Registered number: 3564138 (incorporated in England and Wales)
LEI: 549300S9XF92D1X8ME43
Notification of transactions by Directors / PDMRs
Following the demerger of Anglo American's Thermal Coal operations in South Africa into a new standalone business listed on the Johannesburg and London stock exchanges, Thungela Resources Limited ("Thungela"), and as referred to in the Circular sent to Anglo American's shareholders in connection with the demerger, adjustments to existing awards of Anglo American ordinary shares ("Ordinary Shares") were made under the Company's Long Term Incentive Plan ("LTIP"), Bonus Share Plan ("BSP") and Non-Cyclical Awards ("NCA") (together, the "Existing Awards") at nil cost on 16 June 2021.
These adjustments have been made pursuant to the rules of these Anglo American share plans to account for those Existing Awards not receiving the Thungela shares in respect of the Ordinary Shares subject to these awards. The Anglo American and Thungela share prices used to calculate these adjustments were the average closing share prices for the first week of trading, the week commencing 7 June 2021.
The Existing Awards, now including the adjusted number of Ordinary Shares, will remain on their existing terms, and will therefore vest and be released on the original vesting dates and subject to the original terms and conditions, performance conditions and forfeiture provisions.
The adjustments to the Existing Awards have been made on the same terms for all participants in these Anglo American share plans. In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications in respect of the impact of these adjustments on awards held by Directors/PDMRs are set out below.
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Mark Cutifani |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
Chief Executive (Director/PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4. |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
2,428
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Stephen Pearce |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
Finance Director (Director/PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4. |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP. Subject to the conditions and vesting dates of those original awards |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
1,463
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Anthony Martin O'Neill |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
Technical Director (Director/PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4. |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
1,518
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Didier Charreton |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
Group Director - People & Organisation (PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4. |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
769
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Bruce Cleaver |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
CEO of De Beers (PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4. |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
1,117
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Nolitha Fakude |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
Group Director - South Africa (PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4.1 |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP and NCA. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
117
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
|
4.2 |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP and NCA. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
ZAR - South African Rand |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
431
ZAR 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
Johannesburg Stock Exchange - XJSE |
||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||||||
|
a) |
Name |
Ruben Fernandes |
||||||||||||
|
2. |
Reason for the notification |
|||||||||||||
|
a) |
Position / status |
CEO of Base Metals (PDMR) |
||||||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||||||
|
4. |
Details of the transaction(s) |
|||||||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2017, 2018, 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP and BSP. Subject to the conditions and vesting dates of those original awards. |
||||||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
1,127
GBP 0.00 |
||||||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Seamus French |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
CEO of Bulk Commodities and Other Minerals (PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4. |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
1,220
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Anik Michaud |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
Group Director - Corporate Relations and Sustainable Impact (PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4. |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
743
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Natascha Viljoen |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
CEO of Anglo American Platinum Ltd (PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4.1 |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019 and 2021 under the terms of the Anglo American plc LTIP and BSP. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
65
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Duncan Wanblad |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
Group Director - Strategy and Business Development (PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4. |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
1,156
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
|
1. |
Details of PDMR / person closely associated (PCA) |
|||||||||
|
a) |
Name |
Peter Whitcutt |
||||||||
|
2. |
Reason for the notification |
|||||||||
|
a) |
Position / status |
CEO of Marketing (PDMR) |
||||||||
|
b) |
Initial notification / amendment |
Initial notification |
||||||||
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||||
|
a) |
Full name of the entity |
Anglo American plc |
||||||||
|
b) |
LEI |
549300S9XF92D1X8ME43 |
||||||||
|
4. |
Details of the transaction(s) |
|||||||||
|
a) |
Description of the financial instrument
Identification Code |
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 |
||||||||
|
b) |
Nature of the transaction |
Following a demerger, adjustments to existing awards granted in 2019, 2020 and 2021 under the terms of the Anglo American plc LTIP. Subject to the conditions and vesting dates of those original awards. |
||||||||
|
c) |
Currency |
GBP - British Pound |
||||||||
|
d) |
Price(s) and volume(s) |
|
||||||||
|
e) |
Aggregated information
Aggregated volume
Price |
1,049
GBP 0.00 |
||||||||
|
f) |
Date of the transaction |
2021-06-16 |
||||||||
|
g) |
Place of the transaction |
London Stock Exchange - XLON |
||||||||
Ellie Klonarides
Deputy Company Secretary
18 June 2021
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