HSBC HOLDINGS PLC
24 September 2021
Notification of Transactions by Persons Discharging Managerial Responsibilities
Matching awards (the "Awards") of ordinary shares of US$0.50 each (the "Shares") in HSBC Holdings plc (the "Company") were granted under the HSBC International Employee Share Purchase Plan.
The Awards vested on 22 September 2021 and the following transactions took place in London and Hong Kong respectively:
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Name |
Total number of Shares vested1 |
Number of Shares sold on 22 September at £3.64892 per Share2 |
Net Shares vested |
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Nuno Matos |
154.0008 |
62.6679 |
91.3329 |
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Surendra Rosha |
130.2324 |
17.3970 |
112.8354 |
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Name |
Total number of Shares vested1 |
Number of Shares sold on 23 September at HKD39.3154 per Share2,3 |
Net Shares vested |
|
Surendra Rosha |
25.7682 |
3.44242 |
22.32578 |
1 The price for the Awards is based on the closing Share price on the London Stock Exchange and Hong Kong Stock Exchange on 21 September 2021.
2 Includes shares sold to cover withholding tax.
3 As it was a public holiday in Hong Kong on 22 September 2021 and the Hong Kong Stock Exchange was closed, shares to cover withholding tax were sold on 23 September 2021.
The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Nuno Matos |
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2 - Reason for the notification |
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Position/status |
Chief Executive, Wealth and Personal Banking |
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Initial notification/amendment
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Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-09-22 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Acquisition under the HSBC International Employee Share Purchase Plan |
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Price
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Volume |
Total
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£3.60 |
154.0008 |
£554.02 |
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Aggregated |
£3.598 |
154.0008 |
£554.02 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-09-22 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Disposal |
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Price
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Volume |
Total
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£3.65 |
62.6679 |
£228.67 |
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Aggregated |
£3.649 |
62.6679 |
£228.67 |
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1 - Details of the person discharging managerial responsibilities / person closely associated |
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Name of natural person |
Surendra Rosha |
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2 - Reason for the notification |
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Position/status |
Co-Chief Executive of Asia Pacific and The Hongkong and Shanghai Banking Corporation Limited |
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Initial notification/amendment
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Initial Notification
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3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Full name of the entity |
HSBC Holdings plc |
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Legal Entity Identifier code |
MLU0ZO3ML4LN2LL2TL39 |
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4 - Details of the transaction(s) |
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Transaction(s) summary table
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-09-22 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Acquisition under the HSBC International Employee Share Purchase Plan |
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Price
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Volume |
Total
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£3.60 |
130.2324 |
£468.51 |
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Aggregated |
£3.598 |
130.2324 |
£468.51 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-09-22 |
Ordinary shares of US$0.50 each |
GB0005405286 |
London Stock Exchange, Main Market (XLON) |
GBP - British Pound |
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Nature of Transaction:
Disposal |
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Price
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Volume |
Total
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£3.65 |
17.3970 |
£63.48 |
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Aggregated |
£3.649 |
17.3970 |
£63.48 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-09-22 |
Ordinary shares of US$0.50 each |
GB0005405286 |
Hong Kong Stock Exchange |
HKD - Hong Kong Dollar |
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Nature of Transaction:
Acquisition under the HSBC International Employee Share Purchase Plan |
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Price
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Volume |
Total
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HKD38.80 |
25.7682 |
HKD999.81 |
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Aggregated |
HKD38.80 |
25.7682 |
HKD999.81 |
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Date of Transaction |
Financial Instrument |
Identification Code |
Place of Transaction |
Currency |
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2021-09-23 |
Ordinary shares of US$0.50 each |
GB0005405286 |
Hong Kong Stock Exchange |
HKD - Hong Kong Dollar |
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Nature of Transaction:
Disposal |
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Price
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Volume |
Total
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HKD39.32 |
3.44242 |
HKD135.34 |
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Aggregated |
HKD39.315 |
3.44242 |
HKD135.34 |
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For any queries related to this notification, please contact:
Lee Davis
Shareholder Services
020 7991 3048
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