Form 8.3 - HomeServe plc Amendment
Source: RNS
FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
HOMESERVE PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
12 May 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
2 9/13p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
5,827,479 |
1.73% |
3,953,316 |
1.17% |
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(2) |
Cash-settled derivatives: |
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3,705,054 |
1.10% |
5,008,010 |
1.49% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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9,532,533 |
2.83% |
8,961,326 |
2.66% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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2 9/13p ordinary |
Purchase |
5 |
10.8750 GBP |
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2 9/13p ordinary |
Purchase |
170 |
10.9700 GBP |
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2 9/13p ordinary |
Purchase |
248 |
10.7900 GBP |
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2 9/13p ordinary |
Purchase |
255 |
10.7789 GBP |
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2 9/13p ordinary |
Purchase |
342 |
10.8212 GBP |
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2 9/13p ordinary |
Purchase |
372 |
10.7765 GBP |
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2 9/13p ordinary |
Purchase |
379 |
10.7950 GBP |
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2 9/13p ordinary |
Purchase |
402 |
10.8000 GBP |
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2 9/13p ordinary |
Purchase |
448 |
10.7948 GBP |
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2 9/13p ordinary |
Purchase |
460 |
10.7946 GBP |
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2 9/13p ordinary |
Purchase |
478 |
10.8753 GBP |
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2 9/13p ordinary |
Purchase |
509 |
10.7854 GBP |
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2 9/13p ordinary |
Purchase |
533 |
10.7887 GBP |
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2 9/13p ordinary |
Purchase |
581 |
10.7697 GBP |
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2 9/13p ordinary |
Purchase |
733 |
10.7945 GBP |
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2 9/13p ordinary |
Purchase |
936 |
10.8781 GBP |
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2 9/13p ordinary |
Purchase |
1,187 |
10.7855 GBP |
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2 9/13p ordinary |
Purchase |
1,367 |
10.7863 GBP |
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2 9/13p ordinary |
Purchase |
1,405 |
10.8146 GBP |
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2 9/13p ordinary |
Purchase |
2,048 |
10.8400 GBP |
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2 9/13p ordinary |
Purchase |
3,585 |
10.7939 GBP |
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2 9/13p ordinary |
Purchase |
4,660 |
10.8500 GBP |
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2 9/13p ordinary |
Purchase |
4,893 |
10.9008 GBP |
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2 9/13p ordinary |
Purchase |
5,829 |
10.7594 GBP |
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2 9/13p ordinary |
Purchase |
7,219 |
10.8122 GBP |
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2 9/13p ordinary |
Purchase |
9,541 |
10.7600 GBP |
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2 9/13p ordinary |
Purchase |
9,879 |
10.7552 GBP |
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2 9/13p ordinary |
Purchase |
9,950 |
10.7626 GBP |
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2 9/13p ordinary |
Purchase |
16,524 |
10.9240 GBP |
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2 9/13p ordinary |
Purchase |
26,510 |
10.8316 GBP |
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2 9/13p ordinary |
Purchase |
50,000 |
10.7616 GBP |
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2 9/13p ordinary |
Purchase |
77,956 |
10.7701 GBP |
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2 9/13p ordinary |
Purchase |
100,000 |
10.7724 GBP |
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2 9/13p ordinary |
Purchase |
127,505 |
10.7562 GBP |
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2 9/13p ordinary |
Sale |
5 |
10.8750 GBP |
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2 9/13p ordinary |
Sale |
46 |
10.9000 GBP |
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2 9/13p ordinary |
Sale |
52 |
10.8200 GBP |
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2 9/13p ordinary |
Sale |
97 |
10.9200 GBP |
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2 9/13p ordinary |
Sale |
160 |
10.8409 GBP |
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2 9/13p ordinary |
Sale |
254 |
10.8546 GBP |
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2 9/13p ordinary |
Sale |
328 |
10.8854 GBP |
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2 9/13p ordinary |
Sale |
379 |
10.7960 GBP |
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2 9/13p ordinary |
Sale |
400 |
10.7800 GBP |
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2 9/13p ordinary |
Sale |
417 |
10.8390 GBP |
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2 9/13p ordinary |
Sale |
462 |
10.7989 GBP |
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2 9/13p ordinary |
Sale |
479 |
10.7740 GBP |
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2 9/13p ordinary |
Sale |
679 |
10.8470 GBP |
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2 9/13p ordinary |
Sale |
711 |
10.8030 GBP |
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2 9/13p ordinary |
Sale |
1,144 |
10.7917 GBP |
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2 9/13p ordinary |
Sale |
1,377 |
10.8204 GBP |
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2 9/13p ordinary |
Sale |
2,048 |
10.8400 GBP |
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2 9/13p ordinary |
Sale |
2,309 |
10.8184 GBP |
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2 9/13p ordinary |
Sale |
2,569 |
10.8001 GBP |
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2 9/13p ordinary |
Sale |
3,436 |
10.7969 GBP |
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2 9/13p ordinary |
Sale |
3,867 |
10.8225 GBP |
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2 9/13p ordinary |
Sale |
3,870 |
10.7644 GBP |
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2 9/13p ordinary |
Sale |
4,198 |
10.7732 GBP |
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2 9/13p ordinary |
Sale |
6,044 |
10.8379 GBP |
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2 9/13p ordinary |
Sale |
7,557 |
10.8276 GBP |
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2 9/13p ordinary |
Sale |
14,101 |
10.8191 GBP |
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2 9/13p ordinary |
Sale |
21,100 |
10.8223 GBP |
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2 9/13p ordinary |
Sale |
21,708 |
10.8364 GBP |
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2 9/13p ordinary |
Sale |
33,257 |
10.7600 GBP |
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2 9/13p ordinary |
Sale |
36,984 |
10.7596 GBP |
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2 9/13p ordinary |
Sale |
37,596 |
10.8179 GBP |
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2 9/13p ordinary |
Sale |
38,672 |
10.7944 GBP |
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2 9/13p ordinary |
Sale |
40,000 |
10.8688 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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2 9/13p ordinary |
SWAP |
Long |
1 |
10.7789 GBP |
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2 9/13p ordinary |
SWAP |
Long |
4 |
10.8526 GBP |
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2 9/13p ordinary |
SWAP |
Long |
5 |
10.7809 GBP |
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2 9/13p ordinary |
SWAP |
Long |
5 |
10.8405 GBP |
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2 9/13p ordinary |
SWAP |
Long |
5 |
10.8630 GBP |
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2 9/13p ordinary |
SWAP |
Long |
6 |
10.8785 GBP |
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2 9/13p ordinary |
SWAP |
Long |
8 |
10.8433 GBP |
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2 9/13p ordinary |
SWAP |
Long |
11 |
10.7778 GBP |
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2 9/13p ordinary |
SWAP |
Long |
16 |
10.8099 GBP |
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2 9/13p ordinary |
SWAP |
Long |
16 |
10.8378 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
18 |
10.7682 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
19 |
10.7970 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
21 |
10.8299 GBP |
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2 9/13p ordinary |
SWAP |
Long |
24 |
10.8603 GBP |
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2 9/13p ordinary |
SWAP |
Long |
25 |
10.7965 GBP |
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2 9/13p ordinary |
SWAP |
Long |
27 |
10.8081 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
27 |
10.8886 GBP |
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2 9/13p ordinary |
SWAP |
Long |
29 |
10.8572 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
34 |
10.8432 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
41 |
10.7616 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
44 |
10.8493 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
45 |
10.8416 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
46 |
10.8418 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
48 |
10.7801 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
50 |
10.7915 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
52 |
10.7971 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
56 |
10.7866 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
56 |
10.8394 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
60 |
10.7603 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
62 |
10.8094 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
67 |
10.7584 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
67 |
10.7923 GBP |
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2 9/13p ordinary |
SWAP |
Long |
69 |
10.8587 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
80 |
10.7917 GBP |
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2 9/13p ordinary |
SWAP |
Long |
91 |
10.7800 GBP |
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2 9/13p ordinary |
SWAP |
Long |
92 |
10.8600 GBP |
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2 9/13p ordinary |
SWAP |
Long |
103 |
10.7592 GBP |
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2 9/13p ordinary |
SWAP |
Long |
109 |
10.7867 GBP |
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2 9/13p ordinary |
SWAP |
Long |
116 |
10.8023 GBP |
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2 9/13p ordinary |
SWAP |
Long |
123 |
10.7882 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
133 |
10.7597 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
138 |
10.8840 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
151 |
10.8342 GBP |
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2 9/13p ordinary |
SWAP |
Long |
163 |
10.8860 GBP |
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2 9/13p ordinary |
SWAP |
Long |
218 |
10.8134 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
278 |
10.8136 GBP |
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2 9/13p ordinary |
SWAP |
Long |
284 |
10.7671 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
339 |
10.8448 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
353 |
10.8048 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
381 |
10.7837 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
415 |
10.7835 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
436 |
10.7988 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
465 |
10.7933 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
475 |
10.7594 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
476 |
10.8012 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
623 |
10.7972 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
684 |
10.7870 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
685 |
10.8399 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
717 |
10.8214 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
1,178 |
10.8259 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
1,242 |
10.8011 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
1,337 |
10.7836 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
1,343 |
10.7598 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
1,395 |
10.8213 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
1,612 |
10.7602 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
1,886 |
10.8236 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
2,113 |
10.7670 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
2,177 |
10.7989 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
2,629 |
10.8137 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
2,863 |
10.7831 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
2,932 |
10.8580 GBP |
|||
2 9/13p ordinary |
CFD |
Long |
3,903 |
10.8250 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
4,630 |
10.7599 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
7,761 |
10.8189 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
11,558 |
10.7718 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
14,079 |
10.8476 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
14,119 |
10.8681 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
23,868 |
10.8162 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
34,042 |
10.7991 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
36,984 |
10.7596 GBP |
|||
2 9/13p ordinary |
SWAP |
Long |
40,000 |
10.8688 GBP |
|||
2 9/13p ordinary |
CFD |
Short |
2,263 |
10.7840 GBP |
|||
2 9/13p ordinary |
SWAP |
Short |
3,446 |
10.8176 GBP |
|||
2 9/13p ordinary |
SWAP |
Short |
4,893 |
10.9008 GBP |
|||
2 9/13p ordinary |
SWAP |
Short |
9,879 |
10.7552 GBP |
|||
2 9/13p ordinary |
SWAP |
Short |
16,524 |
10.9240 GBP |
|||
2 9/13p ordinary |
SWAP |
Short |
22,465 |
10.8053 GBP |
|||
2 9/13p ordinary |
SWAP |
Short |
26,510 |
10.8316 GBP |
|||
2 9/13p ordinary |
SWAP |
Short |
50,000 |
10.7616 GBP |
|||
2 9/13p ordinary |
SWAP |
Short |
64,783 |
10.7600 GBP |
|||
2 9/13p ordinary |
SWAP |
Short |
227,505 |
10.7633 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
|
selling, |
securities |
per unit |
|
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
20 May 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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