Form8.5(EPT/NON-RI)Capital&Counties Properties plc
Source: RNS
FORM 8.5 (EPT/NON-RI) |
|
|||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
|
|||||||||||||||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
|
|||||||||||||||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) |
|
|||||||||||||||||||
Rule 8.5 of the Takeover Code (the "Code") |
|
|||||||||||||||||||
1. |
KEY INFORMATION |
|||||||||||||||||||
(a) |
Name of exempt principal trader: |
|
BARCLAYS CAPITAL SECURITIES LTD |
|||||||||||||||||
(b) |
Name of offeror/offeree in relation to whose |
CAPITAL & COUNTIES PROPERTIES PLC |
||||||||||||||||||
|
relevant securities this form relates: |
|||||||||||||||||||
(c) |
Name of the party to the offer with which exempt |
Capital & Counties Properties plc |
||||||||||||||||||
|
principal trader is connected |
|
||||||||||||||||||
(d) |
Date position held/dealing undertaken: |
20 May 2022 |
||||||||||||||||||
(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
|
|
||||||||||||||||
|
trader making disclosures in respect of any other party to the offer? |
SHAFTESBURY PLC |
|
|||||||||||||||||
2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
|
||||||||||||||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
||||||||||||||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
|||||||||||||||||
Class of relevant security: |
25p ordinary |
|
|
|
||||||||||||||||
|
Interests |
Short Positions |
|
|||||||||||||||||
|
Number |
(%) |
Number |
(%) |
|
|||||||||||||||
(1) |
Relevant securities owned |
|
|
|
|
|
||||||||||||||
|
and/or controlled: |
4,409,328 |
0.52% |
5,879,442 |
0.69% |
|
||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
||||||||||||||
|
|
|
24,443,600 |
2.87% |
3,525,369 |
0.41% |
|
|||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
||||||||||||||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||
|
|
|
|
|
|
|
||||||||||||||
|
TOTAL: |
|
28,852,928 |
3.39% |
9,404,811 |
1.10% |
|
|||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
||||||||||||||||||
|
options) |
|
|
|
|
|
|
|
||||||||||||
Class of relevant security in relation to |
|
|
||||||||||||||||||
which subscription right exists |
|
|
||||||||||||||||||
Details, including nature of the rights |
|
|
||||||||||||||||||
concerned and relevant percentages: |
|
|||||||||||||||||||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
||
Class of relevant |
|
Purchase/sale |
|
Total number of |
|
Highest price per unit |
Lowest price per unit |
security |
|
|
|
securities |
|
paid/received |
paid/received |
25p ordinary |
Purchase |
185,787 |
1.5845 GBP |
1.552 GBP |
|||
25p ordinary |
Sale |
251,706 |
1.5847 GBP |
1.5555 GBP |
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
25p ordinary |
SWAP |
Decreasing Long |
365 |
30.8500 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
416 |
31.0500 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
1,455 |
31.1785 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Long |
3,857 |
1.5611 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
4,172 |
1.5650 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
13,094 |
1.5663 GBP |
|||
25p ordinary |
SWAP |
Decreasing Long |
17,202 |
1.5683 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
60 |
1.5690 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
86 |
1.5800 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
183 |
1.5590 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
219 |
1.5624 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
365 |
30.8500 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Short |
416 |
31.0500 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Short |
725 |
1.5725 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
1,455 |
31.1785 ZAR |
|||
25p ordinary |
SWAP |
Decreasing Short |
1,883 |
1.5596 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
3,046 |
1.5726 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
4,030 |
1.5759 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
6,916 |
1.5623 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
28,604 |
1.5640 GBP |
|||
25p ordinary |
SWAP |
Decreasing Short |
35,586 |
1.5590 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
296 |
30.8500 ZAR |
|||
25p ordinary |
CFD |
Increasing Long |
296 |
30.8500 ZAR |
|||
25p ordinary |
CFD |
Increasing Long |
788 |
1.5589 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
892 |
1.5589 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
3,532 |
1.5590 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
5,760 |
1.5590 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
7,208 |
31.1868 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
9,605 |
31.0222 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
11,793 |
31.0529 ZAR |
|||
25p ordinary |
CFD |
Increasing Long |
15,544 |
31.0198 ZAR |
|||
25p ordinary |
CFD |
Increasing Long |
21,480 |
31.2801 ZAR |
|||
25p ordinary |
SWAP |
Increasing Long |
22,014 |
30.9373 ZAR |
|||
25p ordinary |
CFD |
Increasing Long |
43,792 |
1.5697 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
47,172 |
31.0436 ZAR |
|||
25p ordinary |
CFD |
Increasing Long |
74,640 |
1.5588 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
84,620 |
1.5668 GBP |
|||
25p ordinary |
CFD |
Increasing Long |
88,056 |
30.9465 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
21 |
1.5670 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
296 |
30.8500 ZAR |
|||
25p ordinary |
CFD |
Increasing Short |
296 |
30.8500 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
723 |
1.5605 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
788 |
1.5589 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
892 |
1.5589 GBP |
|||
25p ordinary |
SWAP |
Increasing Short |
1,326 |
1.5634 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
3,532 |
1.5590 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
5,760 |
1.5590 GBP |
|||
25p ordinary |
SWAP |
Increasing Short |
6,376 |
1.5816 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
7,208 |
31.1868 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
9,605 |
31.0222 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
14,450 |
1.5795 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
15,544 |
31.0198 ZAR |
|||
25p ordinary |
SWAP |
Increasing Short |
18,000 |
1.5572 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
21,480 |
31.2801 ZAR |
|||
25p ordinary |
CFD |
Increasing Short |
43,792 |
1.5697 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
47,172 |
31.0436 ZAR |
|||
25p ordinary |
CFD |
Increasing Short |
74,640 |
1.5588 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
84,620 |
1.5668 GBP |
|||
25p ordinary |
CFD |
Increasing Short |
88,056 |
30.9465 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
296 |
30.8500 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
296 |
30.8500 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
788 |
1.5589 GBP |
|||
25p ordinary |
CFD |
Opening Long |
892 |
1.5589 GBP |
|||
25p ordinary |
CFD |
Opening Long |
3,532 |
1.5590 GBP |
|||
25p ordinary |
CFD |
Opening Long |
5,760 |
1.5590 GBP |
|||
25p ordinary |
CFD |
Opening Long |
7,208 |
31.1868 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
15,544 |
31.0198 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
21,480 |
31.2801 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
43,792 |
1.5697 GBP |
|||
25p ordinary |
CFD |
Opening Long |
47,172 |
31.0436 ZAR |
|||
25p ordinary |
CFD |
Opening Long |
74,640 |
1.5588 GBP |
|||
25p ordinary |
CFD |
Opening Long |
84,620 |
1.5668 GBP |
|||
25p ordinary |
CFD |
Opening Long |
88,056 |
30.9465 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
296 |
30.8500 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
296 |
30.8500 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
788 |
1.5589 GBP |
|||
25p ordinary |
CFD |
Opening Short |
892 |
1.5589 GBP |
|||
25p ordinary |
CFD |
Opening Short |
3,532 |
1.5590 GBP |
|||
25p ordinary |
CFD |
Opening Short |
5,760 |
1.5590 GBP |
|||
25p ordinary |
CFD |
Opening Short |
7,208 |
31.1868 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
15,544 |
31.0198 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
21,480 |
31.2801 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
43,792 |
1.5697 GBP |
|||
25p ordinary |
CFD |
Opening Short |
47,172 |
31.0436 ZAR |
|||
25p ordinary |
CFD |
Opening Short |
74,640 |
1.5588 GBP |
|||
25p ordinary |
CFD |
Opening Short |
84,620 |
1.5668 GBP |
|||
25p ordinary |
CFD |
Opening Short |
88,056 |
30.9465 ZAR |
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
||
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
|
Nature of Dealings |
|
Details |
Price per unit (if |
|
|
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the exempt principal trader making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
||||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
23 May 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|
|
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.