Form 8.5 (EPT/RI)-HomeServe plc amend
Source: RNS
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Name of exempt principal trader: |
J.P. Morgan Securities Plc |
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
HomeServe plc |
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(c) Name of the party to the offer with which exempt principal trader is connected: |
Corporate broker to HomeServe plc. |
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(d) Date dealing undertaken: |
16 May 2022 |
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
|
2 9/13p ordinary |
Purchase
Sale |
643,422
549,114 |
10.6600 GBP
10.6300 GBP |
10.4600 GBP
10.4600 GBP |
(b) Cash-settled derivative transactions
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
2 9/13p ordinary |
Equity Swap |
Decrease Long
Increase Long
Increase Short
Opening a long position
Opening a short position |
3,990 142 7,752 6 7,712 7,519 3,217 16,326 4,490 139 830 1 43
1,630 5,172 1,128 282 31 30
3 44,563 377
476 78,477 403 1,634 3,134 2,637 7,449 1,062
21,213 17,452 11,495 350 505 2,025 27,863 13,893 476 |
10.4700 GBP 10.4702 GBP 10.4778 GBP 10.4840 GBP 10.5043 GBP 10.5055 GBP 10.5148 GBP 10.5153 GBP 10.5163 GBP 10.5306 GBP 10.5468 GBP 10.6400 GBP 10.6608 GBP
10.4978 GBP 10.5069 GBP 10.5121 GBP 10.5122 GBP 10.5376 GBP 10.5545 GBP
10.4900 GBP 10.4907 GBP 10.5030 GBP
10.4700 GBP 10.4733 GBP 10.4995 GBP 10.5095 GBP 10.5130 GBP 10.5138 GBP 10.5181 GBP 10.5294 GBP
10.4700 GBP 10.4705 GBP 10.4903 GBP 10.5003 GBP 10.5026 GBP 10.5062 GBP 10.5066 GBP 10.5286 GBP 10.5301 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
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(ii) Exercise
|
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
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|
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|
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(d) Other dealings (including subscribing for new securities)
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Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
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None
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Date of disclosure: |
23 May 2022 |
Contact name: |
Alwyn Basch |
Telephone number: |
020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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