Form 8.5 (EPT/NON-RI)Shaftesbury plc

Barclays PLC, Shaftesbury PLC

May 27 2022 11:06 BSTSource: RNS

RNS Number : 0844N

Barclays PLC

27 May 2022

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

SHAFTESBURY PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Capital & Counties Properties plc

principal trader is connected

(d)

Date position held/dealing undertaken:

26 May 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

trader making disclosures in respect of any other party to the offer?

CAPITAL & COUNTIES PROPERTIES PLC

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

25p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

199,287

0.05%

2,437,289

0.63%

(2)

Cash-settled derivatives:

7,660,880

1.99%

68,494

0.02%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

456097.65

0.12%

0.00%

TOTAL:

8,316,265

2.16%

2,505,783

0.65%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.			DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale	Total number of	Highest price per unit	Lowest price per unit
security			securities	paid/received	paid/received
25p ordinary		Purchase	64,625	5.9000 GBP	5.84 GBP
25p ordinary		Sale	72,086	5.8924 GBP	5.819 GBP

(b)	Cash-settled derivative transactions
Class of		Product	Nature of dealing	Number of	Price per
relevant		description		reference	unit
security				securities
25p ordinary		CFD	Decreasing Long	135	5.8190 GBP
25p ordinary		SWAP	Decreasing Long	1,338	5.8497 GBP
25p ordinary		CFD	Decreasing Long	3,598	5.8597 GBP
25p ordinary		CFD	Decreasing Long	5,559	5.8550 GBP
25p ordinary		SWAP	Increasing Long	30	5.8250 GBP
25p ordinary		SWAP	Increasing Long	51	5.8600 GBP
25p ordinary		SWAP	Increasing Long	54	5.8650 GBP
25p ordinary		SWAP	Increasing Long	58	5.8099 GBP
25p ordinary		SWAP	Increasing Long	287	5.9000 GBP
25p ordinary		SWAP	Increasing Long	458	5.8686 GBP
25p ordinary		SWAP	Increasing Long	712	5.8609 GBP
25p ordinary		SWAP	Increasing Long	713	5.8881 GBP
25p ordinary		SWAP	Increasing Long	897	5.8573 GBP
25p ordinary		SWAP	Increasing Long	2,733	5.8709 GBP
25p ordinary		SWAP	Increasing Long	4,039	5.9000 GBP
25p ordinary		SWAP	Increasing Long	5,052	5.8426 GBP
25p ordinary		SWAP	Increasing Long	5,212	5.8808 GBP
25p ordinary		SWAP	Increasing Long	5,320	5.8330 GBP
25p ordinary		SWAP	Increasing Long	5,569	5.8999 GBP
25p ordinary		SWAP	Increasing Short	492	5.8532 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates


(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security				Exercising/ exercised against		securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security				Details		applicable)

4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				27 May 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.			KEY INFORMATION
Identity of the person whose positions/dealings			BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:			BARCLAYS CAPITAL SECURITIES LTD
Name of offeror/offeree in relation to whose			SHAFTESBURY PLC
relevant securities this from relates:			SHAFTESBURY PLC
2.			OPTIONS AND DERIVATIVES
Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
25p ordinary	Exchangeable Bond	Long	456097.65	n/a	n/a	30 Mar 2026
3.			AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

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Form 8.5 (EPT/NON-RI)Shaftesbury plc