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Company Announcements

Barclays PLC, Capricorn Energy PLC

Form 8.5 (EPT/NON-RI) CAPRICORN ENERGY PLC

Source: RNS
RNS Number : 8343Q
Barclays PLC
30 June 2022
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:


BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

CAPRICORN ENERGY PLC


relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

TULLOW OIL PLC


principal trader is connected


(d)

Date position held/dealing undertaken:

29 June 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 



trader making disclosures in respect of any other party to the offer?

TULLOW OIL PLC


2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

 


Class of relevant security:

21/13p ordinary




Interests

Short Positions


Number

(%)

Number

(%)

(1)

Relevant securities owned






and/or controlled:

8,704,431

2.76%

718,632

0.23%








(2)

Cash-settled derivatives:








500,764

0.16%

8,665,643

2.75%








(3)

Stock-settled derivatives (including options)






and agreements to purchase/sell:

0

0.00%

0

0.00%















TOTAL:


9,205,195

2.92%

9,384,275

2.98%








(b)

Rights to subscribe for new securities (including directors and other executive

 

options)

 






Class of relevant security in relation to


which subscription right exists

Details, including nature of the rights


concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales






Class of relevant


Purchase/sale


Total number of


Highest price per unit

Lowest price per unit

security




securities


paid/received

paid/received

21/13p ordinary

Purchase

50,989

2.1940 GBP

2.1794 GBP

21/13p ordinary

Sale

147,500

2.1862 GBP

2.176 GBP









(b)

Cash-settled derivative transactions




Class of


Product


Nature of dealing


Number of

Price per

relevant


description




reference

unit

security






securities


21/13p ordinary

 CFD

Decreasing Short

1,578

2.1942 GBP

21/13p ordinary

 CFD

Decreasing Short

4,232

2.1821 GBP

21/13p ordinary

 CFD

Decreasing Short

11,661

2.1821 GBP

21/13p ordinary

 CFD

Decreasing Short

25,355

2.1862 GBP

21/13p ordinary

 CFD

Decreasing Short

35,263

2.1818 GBP

21/13p ordinary

 SWAP

Increasing Short

27

2.1940 GBP

21/13p ordinary

 SWAP

Increasing Short

1,315

2.1853 GBP

21/13p ordinary

 SWAP

Increasing Short

1,751

2.1928 GBP

21/13p ordinary

 SWAP

Increasing Short

1,870

2.1902 GBP

21/13p ordinary

 SWAP

Increasing Short

2,574

2.1883 GBP

21/13p ordinary

 SWAP

Increasing Short

4,527

2.1820 GBP

21/13p ordinary

 SWAP

Increasing Short

4,584

2.1934 GBP

21/13p ordinary

 SWAP

Increasing Short

5,270

2.1914 GBP

21/13p ordinary

 SWAP

Increasing Short

9,128

2.1800 GBP









(c)

Stock-settled derivative transactions (including options)

 


(i)

Writing, selling, purchasing or varying

 



Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising

 






Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security




securities

unit














(d)

Other dealings (including subscribing for new securities)

 


Class of relevant


Nature of Dealings


Details

Price per unit (if


security




applicable)






4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 



Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:


NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)   the voting rights of any relevant securities under any option; or


(ii)   the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:





NONE

(c)

Attachments

 





Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

30 Jun 2022




Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213



 

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