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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
29 June 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,279,497 |
0.22% |
838,022 |
0.15% |
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(2) |
Cash-settled derivatives: |
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1,141,309 |
0.20% |
3,776,526 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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2,420,806 |
0.42% |
4,614,548 |
0.81% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
1 |
22.2200 USD |
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USD 0.01 common |
Purchase |
2 |
22.2450 USD |
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USD 0.01 common |
Purchase |
2 |
22.2950 USD |
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USD 0.01 common |
Purchase |
4 |
22.2875 USD |
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USD 0.01 common |
Purchase |
6 |
22.3433 USD |
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USD 0.01 common |
Purchase |
6 |
22.2550 USD |
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USD 0.01 common |
Purchase |
7 |
22.4450 USD |
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USD 0.01 common |
Purchase |
7 |
22.4250 USD |
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USD 0.01 common |
Purchase |
9 |
22.4233 USD |
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USD 0.01 common |
Purchase |
11 |
22.3900 USD |
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USD 0.01 common |
Purchase |
14 |
22.2750 USD |
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USD 0.01 common |
Purchase |
14 |
22.4350 USD |
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USD 0.01 common |
Purchase |
14 |
22.4200 USD |
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USD 0.01 common |
Purchase |
16 |
22.3015 USD |
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USD 0.01 common |
Purchase |
28 |
22.3153 USD |
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USD 0.01 common |
Purchase |
30 |
22.2960 USD |
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USD 0.01 common |
Purchase |
34 |
22.3300 USD |
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USD 0.01 common |
Purchase |
35 |
22.2825 USD |
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USD 0.01 common |
Purchase |
42 |
22.1950 USD |
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USD 0.01 common |
Purchase |
68 |
22.3200 USD |
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USD 0.01 common |
Purchase |
110 |
22.2990 USD |
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USD 0.01 common |
Purchase |
120 |
22.2931 USD |
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USD 0.01 common |
Purchase |
134 |
22.2986 USD |
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USD 0.01 common |
Purchase |
137 |
22.3265 USD |
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USD 0.01 common |
Purchase |
144 |
22.3240 USD |
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USD 0.01 common |
Purchase |
155 |
22.2898 USD |
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USD 0.01 common |
Purchase |
300 |
22.2800 USD |
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USD 0.01 common |
Purchase |
300 |
22.2466 USD |
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USD 0.01 common |
Purchase |
602 |
22.3162 USD |
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USD 0.01 common |
Purchase |
700 |
22.3078 USD |
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USD 0.01 common |
Purchase |
701 |
22.3099 USD |
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USD 0.01 common |
Purchase |
1,040 |
22.2925 USD |
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USD 0.01 common |
Purchase |
1,714 |
22.3400 USD |
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USD 0.01 common |
Purchase |
2,116 |
22.2996 USD |
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USD 0.01 common |
Purchase |
2,191 |
22.3363 USD |
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USD 0.01 common |
Purchase |
2,700 |
22.3411 USD |
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USD 0.01 common |
Purchase |
2,981 |
22.3197 USD |
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USD 0.01 common |
Purchase |
3,101 |
22.3707 USD |
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USD 0.01 common |
Purchase |
3,544 |
22.3316 USD |
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USD 0.01 common |
Purchase |
6,124 |
22.3425 USD |
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USD 0.01 common |
Purchase |
7,065 |
22.3000 USD |
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USD 0.01 common |
Purchase |
7,604 |
22.3003 USD |
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USD 0.01 common |
Purchase |
7,605 |
22.3005 USD |
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USD 0.01 common |
Purchase |
8,019 |
22.3187 USD |
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USD 0.01 common |
Purchase |
15,612 |
22.2607 USD |
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USD 0.01 common |
Purchase |
19,590 |
22.3010 USD |
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USD 0.01 common |
Purchase |
21,715 |
22.2913 USD |
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USD 0.01 common |
Purchase |
21,936 |
22.2926 USD |
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USD 0.01 common |
Purchase |
39,198 |
22.3398 USD |
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USD 0.01 common |
Purchase |
154,713 |
22.2975 USD |
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USD 0.01 common |
Sale |
3 |
22.2900 USD |
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USD 0.01 common |
Sale |
16 |
22.3015 USD |
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USD 0.01 common |
Sale |
20 |
22.2200 USD |
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USD 0.01 common |
Sale |
40 |
22.3300 USD |
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USD 0.01 common |
Sale |
43 |
22.2844 USD |
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USD 0.01 common |
Sale |
54 |
22.2500 USD |
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USD 0.01 common |
Sale |
80 |
22.3050 USD |
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USD 0.01 common |
Sale |
80 |
22.2700 USD |
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USD 0.01 common |
Sale |
98 |
22.4700 USD |
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USD 0.01 common |
Sale |
100 |
22.2980 USD |
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USD 0.01 common |
Sale |
102 |
22.3960 USD |
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USD 0.01 common |
Sale |
122 |
22.2638 USD |
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USD 0.01 common |
Sale |
140 |
22.2750 USD |
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USD 0.01 common |
Sale |
140 |
22.3100 USD |
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USD 0.01 common |
Sale |
207 |
22.4066 USD |
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USD 0.01 common |
Sale |
291 |
22.2607 USD |
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USD 0.01 common |
Sale |
320 |
22.2800 USD |
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USD 0.01 common |
Sale |
476 |
22.3152 USD |
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USD 0.01 common |
Sale |
900 |
22.3005 USD |
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USD 0.01 common |
Sale |
1,000 |
22.2910 USD |
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USD 0.01 common |
Sale |
1,183 |
22.2997 USD |
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USD 0.01 common |
Sale |
1,443 |
22.3051 USD |
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USD 0.01 common |
Sale |
1,525 |
22.2991 USD |
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USD 0.01 common |
Sale |
1,700 |
22.3055 USD |
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USD 0.01 common |
Sale |
1,800 |
22.3022 USD |
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USD 0.01 common |
Sale |
1,948 |
22.3288 USD |
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USD 0.01 common |
Sale |
1,974 |
22.3085 USD |
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USD 0.01 common |
Sale |
2,078 |
22.3298 USD |
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USD 0.01 common |
Sale |
2,834 |
22.3012 USD |
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USD 0.01 common |
Sale |
3,424 |
22.3458 USD |
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USD 0.01 common |
Sale |
4,230 |
22.3133 USD |
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USD 0.01 common |
Sale |
5,573 |
22.3095 USD |
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USD 0.01 common |
Sale |
6,208 |
22.2999 USD |
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USD 0.01 common |
Sale |
8,548 |
22.3163 USD |
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USD 0.01 common |
Sale |
13,389 |
22.2774 USD |
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USD 0.01 common |
Sale |
15,988 |
22.3000 USD |
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USD 0.01 common |
Sale |
16,398 |
22.2865 USD |
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USD 0.01 common |
Sale |
19,590 |
22.3010 USD |
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USD 0.01 common |
Sale |
32,246 |
22.3424 USD |
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USD 0.01 common |
Sale |
37,870 |
22.2918 USD |
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USD 0.01 common |
Sale |
175,386 |
22.3014 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
30 Jun 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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