Form 8.3 - NortonLifeLock Inc.
Source: RNS
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
08 Aug 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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1,295,273 |
0.23% |
1,352,684 |
0.24% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,534,373 |
0.27% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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73,200 |
0.01% |
150,000 |
0.03% |
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TOTAL: |
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2,902,846 |
0.51% |
5,259,806 |
0.92% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
84 |
24.2623 USD |
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USD 0.01 common |
Purchase |
90 |
24.4600 USD |
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USD 0.01 common |
Purchase |
100 |
24.2900 USD |
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USD 0.01 common |
Purchase |
138 |
24.1900 USD |
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USD 0.01 common |
Purchase |
200 |
24.1750 USD |
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USD 0.01 common |
Purchase |
200 |
24.4550 USD |
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USD 0.01 common |
Purchase |
200 |
24.3000 USD |
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USD 0.01 common |
Purchase |
210 |
24.1992 USD |
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USD 0.01 common |
Purchase |
393 |
24.1450 USD |
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USD 0.01 common |
Purchase |
400 |
24.3200 USD |
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USD 0.01 common |
Purchase |
550 |
24.4540 USD |
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USD 0.01 common |
Purchase |
600 |
24.4233 USD |
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USD 0.01 common |
Purchase |
725 |
24.2618 USD |
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USD 0.01 common |
Purchase |
800 |
24.2006 USD |
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USD 0.01 common |
Purchase |
900 |
24.3833 USD |
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USD 0.01 common |
Purchase |
1,069 |
24.1998 USD |
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USD 0.01 common |
Purchase |
1,300 |
24.3692 USD |
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USD 0.01 common |
Purchase |
1,400 |
24.3340 USD |
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USD 0.01 common |
Purchase |
1,400 |
24.1714 USD |
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USD 0.01 common |
Purchase |
2,196 |
24.2935 USD |
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USD 0.01 common |
Purchase |
2,493 |
24.4500 USD |
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USD 0.01 common |
Purchase |
2,532 |
24.2888 USD |
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USD 0.01 common |
Purchase |
2,600 |
24.1825 USD |
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USD 0.01 common |
Purchase |
2,950 |
24.3653 USD |
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USD 0.01 common |
Purchase |
3,000 |
24.1943 USD |
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USD 0.01 common |
Purchase |
3,531 |
24.2605 USD |
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USD 0.01 common |
Purchase |
8,138 |
24.2951 USD |
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USD 0.01 common |
Purchase |
9,246 |
24.1700 USD |
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USD 0.01 common |
Purchase |
9,283 |
24.2932 USD |
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USD 0.01 common |
Purchase |
12,300 |
24.2595 USD |
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USD 0.01 common |
Purchase |
15,540 |
24.3102 USD |
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USD 0.01 common |
Purchase |
16,409 |
24.2854 USD |
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USD 0.01 common |
Purchase |
17,374 |
24.1684 USD |
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USD 0.01 common |
Purchase |
25,000 |
24.4118 USD |
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USD 0.01 common |
Purchase |
49,359 |
24.3277 USD |
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USD 0.01 common |
Purchase |
58,062 |
24.3569 USD |
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USD 0.01 common |
Purchase |
63,278 |
24.1709 USD |
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USD 0.01 common |
Purchase |
91,901 |
24.3069 USD |
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USD 0.01 common |
Purchase |
609,584 |
24.2873 USD |
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USD 0.01 common |
Sale |
2 |
24.2850 USD |
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USD 0.01 common |
Sale |
2 |
24.1450 USD |
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USD 0.01 common |
Sale |
10 |
24.4000 USD |
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USD 0.01 common |
Sale |
11 |
24.1727 USD |
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USD 0.01 common |
Sale |
25 |
24.4040 USD |
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USD 0.01 common |
Sale |
25 |
24.2400 USD |
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USD 0.01 common |
Sale |
32 |
24.3593 USD |
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USD 0.01 common |
Sale |
48 |
24.2864 USD |
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USD 0.01 common |
Sale |
50 |
24.2490 USD |
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USD 0.01 common |
Sale |
61 |
24.3490 USD |
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USD 0.01 common |
Sale |
77 |
24.3200 USD |
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USD 0.01 common |
Sale |
100 |
24.2550 USD |
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USD 0.01 common |
Sale |
100 |
24.2650 USD |
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USD 0.01 common |
Sale |
106 |
24.1285 USD |
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USD 0.01 common |
Sale |
116 |
24.3049 USD |
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USD 0.01 common |
Sale |
130 |
24.3338 USD |
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USD 0.01 common |
Sale |
133 |
24.3948 USD |
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USD 0.01 common |
Sale |
140 |
24.3450 USD |
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USD 0.01 common |
Sale |
147 |
24.1596 USD |
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USD 0.01 common |
Sale |
200 |
24.2350 USD |
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USD 0.01 common |
Sale |
200 |
24.1375 USD |
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USD 0.01 common |
Sale |
200 |
24.1150 USD |
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USD 0.01 common |
Sale |
201 |
24.2160 USD |
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USD 0.01 common |
Sale |
201 |
24.1415 USD |
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USD 0.01 common |
Sale |
206 |
24.2287 USD |
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USD 0.01 common |
Sale |
206 |
24.1453 USD |
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USD 0.01 common |
Sale |
290 |
24.4566 USD |
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USD 0.01 common |
Sale |
300 |
24.2616 USD |
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USD 0.01 common |
Sale |
400 |
24.5200 USD |
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USD 0.01 common |
Sale |
421 |
24.2636 USD |
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USD 0.01 common |
Sale |
437 |
24.3253 USD |
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USD 0.01 common |
Sale |
501 |
24.2608 USD |
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USD 0.01 common |
Sale |
504 |
24.3378 USD |
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USD 0.01 common |
Sale |
584 |
24.3100 USD |
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USD 0.01 common |
Sale |
700 |
24.2835 USD |
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USD 0.01 common |
Sale |
800 |
24.3293 USD |
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USD 0.01 common |
Sale |
850 |
24.3552 USD |
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USD 0.01 common |
Sale |
995 |
24.2498 USD |
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USD 0.01 common |
Sale |
1,249 |
24.4500 USD |
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USD 0.01 common |
Sale |
1,637 |
24.3767 USD |
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USD 0.01 common |
Sale |
2,031 |
24.2600 USD |
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USD 0.01 common |
Sale |
2,040 |
24.2796 USD |
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USD 0.01 common |
Sale |
2,247 |
24.2086 USD |
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USD 0.01 common |
Sale |
2,294 |
24.1400 USD |
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USD 0.01 common |
Sale |
2,510 |
24.3467 USD |
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USD 0.01 common |
Sale |
2,532 |
24.2888 USD |
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USD 0.01 common |
Sale |
3,102 |
24.4602 USD |
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USD 0.01 common |
Sale |
3,314 |
24.4298 USD |
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USD 0.01 common |
Sale |
3,697 |
24.4480 USD |
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USD 0.01 common |
Sale |
3,766 |
24.5068 USD |
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USD 0.01 common |
Sale |
4,542 |
24.1996 USD |
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USD 0.01 common |
Sale |
6,067 |
24.2000 USD |
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USD 0.01 common |
Sale |
8,644 |
24.4457 USD |
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USD 0.01 common |
Sale |
8,655 |
24.2197 USD |
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USD 0.01 common |
Sale |
10,306 |
24.2349 USD |
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USD 0.01 common |
Sale |
12,566 |
24.1700 USD |
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USD 0.01 common |
Sale |
13,022 |
24.3396 USD |
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USD 0.01 common |
Sale |
15,562 |
24.3481 USD |
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USD 0.01 common |
Sale |
16,093 |
24.1697 USD |
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USD 0.01 common |
Sale |
17,400 |
24.3141 USD |
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USD 0.01 common |
Sale |
20,603 |
24.4228 USD |
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USD 0.01 common |
Sale |
20,838 |
24.1717 USD |
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USD 0.01 common |
Sale |
23,462 |
24.1878 USD |
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USD 0.01 common |
Sale |
29,678 |
24.3682 USD |
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USD 0.01 common |
Sale |
36,961 |
24.3234 USD |
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USD 0.01 common |
Sale |
63,290 |
24.1709 USD |
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USD 0.01 common |
Sale |
145,439 |
24.2978 USD |
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USD 0.01 common |
Sale |
526,179 |
24.2956 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
09 Aug 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
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of |
description |
purchasing, |
of |
price |
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date |
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relevant |
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selling, |
securities |
per unit |
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security |
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varying etc |
to which |
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option |
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relates |
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USD 0.01 common |
Call Options |
Purchased |
56,100 |
25.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-112,200 |
28.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-20,700 |
27.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-17,100 |
27.0000 |
American |
16 Sep 2022 |
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USD 0.01 common |
Put Options |
Written |
17,100 |
25.0000 |
American |
16 Sep 2022 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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