Form 8.3 - NortonLifeLock Inc.
Source: RNS
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
15 Aug 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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1,280,850 |
0.22% |
1,309,943 |
0.23% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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1,627,373 |
0.28% |
3,757,122 |
0.66% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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73,200 |
0.01% |
150,000 |
0.03% |
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TOTAL: |
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2,981,423 |
0.52% |
5,217,065 |
0.91% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
2 |
24.0200 USD |
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USD 0.01 common |
Purchase |
8 |
24.1650 USD |
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USD 0.01 common |
Purchase |
41 |
23.9450 USD |
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USD 0.01 common |
Purchase |
58 |
23.9924 USD |
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USD 0.01 common |
Purchase |
82 |
23.9487 USD |
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USD 0.01 common |
Purchase |
100 |
24.0900 USD |
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USD 0.01 common |
Purchase |
233 |
24.0058 USD |
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USD 0.01 common |
Purchase |
263 |
24.0227 USD |
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USD 0.01 common |
Purchase |
396 |
23.3250 EUR |
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USD 0.01 common |
Purchase |
407 |
24.0098 USD |
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USD 0.01 common |
Purchase |
674 |
24.0019 USD |
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USD 0.01 common |
Purchase |
700 |
24.0164 USD |
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USD 0.01 common |
Purchase |
724 |
24.0130 USD |
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USD 0.01 common |
Purchase |
829 |
24.0332 USD |
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USD 0.01 common |
Purchase |
836 |
24.0161 USD |
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USD 0.01 common |
Purchase |
900 |
24.0450 USD |
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USD 0.01 common |
Purchase |
1,066 |
24.0188 USD |
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USD 0.01 common |
Purchase |
1,218 |
24.0398 USD |
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USD 0.01 common |
Purchase |
1,269 |
24.0231 USD |
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USD 0.01 common |
Purchase |
1,400 |
23.9367 USD |
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USD 0.01 common |
Purchase |
1,428 |
24.0215 USD |
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USD 0.01 common |
Purchase |
1,488 |
24.0250 USD |
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USD 0.01 common |
Purchase |
1,700 |
23.9829 USD |
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USD 0.01 common |
Purchase |
1,996 |
23.9984 USD |
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USD 0.01 common |
Purchase |
2,100 |
23.9547 USD |
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USD 0.01 common |
Purchase |
2,754 |
24.0277 USD |
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USD 0.01 common |
Purchase |
2,819 |
23.9482 USD |
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USD 0.01 common |
Purchase |
2,957 |
24.0379 USD |
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USD 0.01 common |
Purchase |
3,056 |
24.0417 USD |
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USD 0.01 common |
Purchase |
3,493 |
23.9400 USD |
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USD 0.01 common |
Purchase |
3,695 |
24.0353 USD |
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USD 0.01 common |
Purchase |
4,180 |
23.9392 USD |
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USD 0.01 common |
Purchase |
8,081 |
24.0304 USD |
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USD 0.01 common |
Purchase |
9,599 |
23.9976 USD |
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USD 0.01 common |
Purchase |
9,652 |
24.0956 USD |
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USD 0.01 common |
Purchase |
10,357 |
23.9497 USD |
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USD 0.01 common |
Purchase |
11,376 |
24.0493 USD |
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USD 0.01 common |
Purchase |
11,627 |
24.0339 USD |
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USD 0.01 common |
Purchase |
16,424 |
24.0238 USD |
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USD 0.01 common |
Purchase |
22,997 |
24.0782 USD |
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USD 0.01 common |
Purchase |
27,461 |
24.0302 USD |
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USD 0.01 common |
Purchase |
36,290 |
24.0248 USD |
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USD 0.01 common |
Purchase |
36,757 |
24.0253 USD |
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USD 0.01 common |
Purchase |
36,812 |
24.0206 USD |
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USD 0.01 common |
Purchase |
41,193 |
24.0734 USD |
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USD 0.01 common |
Purchase |
44,434 |
24.0400 USD |
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USD 0.01 common |
Purchase |
79,185 |
24.0432 USD |
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USD 0.01 common |
Purchase |
185,052 |
24.0471 USD |
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USD 0.01 common |
Purchase |
245,066 |
23.9900 USD |
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USD 0.01 common |
Purchase |
269,723 |
24.0260 USD |
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USD 0.01 common |
Purchase |
500,643 |
24.0000 USD |
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USD 0.01 common |
Sale |
7 |
24.1650 USD |
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USD 0.01 common |
Sale |
8 |
23.9762 USD |
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USD 0.01 common |
Sale |
14 |
24.0050 USD |
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USD 0.01 common |
Sale |
15 |
24.0080 USD |
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USD 0.01 common |
Sale |
15 |
24.0013 USD |
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USD 0.01 common |
Sale |
22 |
23.9881 USD |
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USD 0.01 common |
Sale |
29 |
24.0075 USD |
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USD 0.01 common |
Sale |
36 |
24.0883 USD |
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USD 0.01 common |
Sale |
38 |
23.9959 USD |
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USD 0.01 common |
Sale |
48 |
24.0450 USD |
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USD 0.01 common |
Sale |
56 |
24.0300 USD |
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USD 0.01 common |
Sale |
56 |
24.1350 USD |
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USD 0.01 common |
Sale |
57 |
24.0145 USD |
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USD 0.01 common |
Sale |
90 |
24.1950 USD |
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USD 0.01 common |
Sale |
100 |
24.1200 USD |
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USD 0.01 common |
Sale |
100 |
24.1900 USD |
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USD 0.01 common |
Sale |
107 |
24.0100 USD |
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USD 0.01 common |
Sale |
112 |
24.0200 USD |
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USD 0.01 common |
Sale |
118 |
24.0645 USD |
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USD 0.01 common |
Sale |
146 |
24.2447 USD |
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USD 0.01 common |
Sale |
200 |
23.9800 USD |
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USD 0.01 common |
Sale |
204 |
24.0382 USD |
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USD 0.01 common |
Sale |
228 |
24.0589 USD |
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USD 0.01 common |
Sale |
240 |
24.0235 USD |
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USD 0.01 common |
Sale |
252 |
24.0380 USD |
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USD 0.01 common |
Sale |
263 |
24.0227 USD |
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USD 0.01 common |
Sale |
274 |
24.0587 USD |
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USD 0.01 common |
Sale |
300 |
24.0266 USD |
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USD 0.01 common |
Sale |
336 |
24.0317 USD |
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USD 0.01 common |
Sale |
384 |
24.0031 USD |
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USD 0.01 common |
Sale |
396 |
23.3250 EUR |
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USD 0.01 common |
Sale |
400 |
24.1000 USD |
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USD 0.01 common |
Sale |
406 |
24.0403 USD |
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USD 0.01 common |
Sale |
432 |
24.0336 USD |
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USD 0.01 common |
Sale |
540 |
24.0277 USD |
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USD 0.01 common |
Sale |
564 |
24.0551 USD |
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USD 0.01 common |
Sale |
585 |
24.0413 USD |
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USD 0.01 common |
Sale |
600 |
24.0175 USD |
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USD 0.01 common |
Sale |
600 |
24.0083 USD |
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USD 0.01 common |
Sale |
709 |
24.1733 USD |
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USD 0.01 common |
Sale |
800 |
24.0562 USD |
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USD 0.01 common |
Sale |
887 |
24.0351 USD |
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USD 0.01 common |
Sale |
900 |
24.0433 USD |
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USD 0.01 common |
Sale |
1,036 |
24.0299 USD |
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USD 0.01 common |
Sale |
1,067 |
24.0552 USD |
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USD 0.01 common |
Sale |
1,168 |
24.0024 USD |
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USD 0.01 common |
Sale |
1,200 |
24.0304 USD |
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USD 0.01 common |
Sale |
1,214 |
24.0250 USD |
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USD 0.01 common |
Sale |
1,600 |
24.0321 USD |
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USD 0.01 common |
Sale |
1,974 |
24.0465 USD |
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USD 0.01 common |
Sale |
2,210 |
24.0416 USD |
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USD 0.01 common |
Sale |
3,515 |
24.0324 USD |
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USD 0.01 common |
Sale |
4,874 |
24.0497 USD |
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USD 0.01 common |
Sale |
5,043 |
24.0468 USD |
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USD 0.01 common |
Sale |
6,357 |
24.0620 USD |
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USD 0.01 common |
Sale |
8,404 |
24.0687 USD |
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USD 0.01 common |
Sale |
9,264 |
24.0491 USD |
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USD 0.01 common |
Sale |
9,360 |
24.0152 USD |
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USD 0.01 common |
Sale |
9,406 |
24.0275 USD |
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USD 0.01 common |
Sale |
11,565 |
24.1167 USD |
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USD 0.01 common |
Sale |
12,554 |
24.0376 USD |
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USD 0.01 common |
Sale |
13,962 |
24.0370 USD |
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USD 0.01 common |
Sale |
15,685 |
24.0400 USD |
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USD 0.01 common |
Sale |
18,244 |
24.0390 USD |
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USD 0.01 common |
Sale |
20,793 |
24.0377 USD |
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USD 0.01 common |
Sale |
23,271 |
24.0071 USD |
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USD 0.01 common |
Sale |
24,700 |
24.1258 USD |
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USD 0.01 common |
Sale |
27,362 |
24.0127 USD |
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USD 0.01 common |
Sale |
42,111 |
24.0395 USD |
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USD 0.01 common |
Sale |
54,052 |
24.0364 USD |
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USD 0.01 common |
Sale |
78,443 |
24.0419 USD |
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USD 0.01 common |
Sale |
95,498 |
24.0139 USD |
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USD 0.01 common |
Sale |
159,107 |
24.0283 USD |
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USD 0.01 common |
Sale |
186,162 |
24.0448 USD |
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USD 0.01 common |
Sale |
245,406 |
23.9900 USD |
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USD 0.01 common |
Sale |
269,400 |
23.9860 USD |
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USD 0.01 common |
Sale |
272,076 |
24.0000 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
16 Aug 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 0.01 common |
Call Options |
Purchased |
56,100 |
25.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-112,200 |
28.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-20,700 |
27.0000 |
American |
19 Aug 2022 |
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USD 0.01 common |
Call Options |
Written |
-17,100 |
27.0000 |
American |
16 Sep 2022 |
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USD 0.01 common |
Put Options |
Written |
17,100 |
25.0000 |
American |
16 Sep 2022 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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