Company Announcements

Director/PDMR Shareholding

Source: RNS
RNS Number : 5821X
South32 Limited
30 August 2022
 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Graham Kerr

2

Reason for the notification  

a)

Position/status

Chief Executive Officer and Managing Director

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

280,988
(shares following vesting of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  280,988

Aggregated price: 0.00

Total Aggregated Price:  0.00

b)

Nature of the transaction

Sale of shares

c)

Price(s) and volume(s)

Price(s)

Volume(s)

$4.26

132,065

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  132,065

Aggregated price: 4.262

Total Aggregated Price:  562,903.95

e)

Date of the transaction

26 August 2022

f)

Place of the transaction

XASX



 

Notification of dealing forms

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Jason Economidis

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

62,305
(shares following vesting of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  62305

Aggregated price: 0.00

Total Aggregated Price:  0.00

b)

Nature of the transaction

Sale of shares

c)

Price(s) and volume(s)

Price(s)

Volume(s)

$4.26

29,284

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  29,284

Aggregated price: 4.262

Total Aggregated Price:  124,817.93

e)

Date of the transaction

26 August 2022

f)

Place of the transaction

XASX

 



 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Kumaran Perumal Pillay

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

54,283
(shares following vesting of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  54,283

Aggregated price: 0.00

Total Aggregated Price:  0.00

b)

Nature of the transaction

Sale of shares

c)

Price(s) and volume(s)

Price(s)

Volume(s)

$4.35

8,127

$4.26

16,285

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  24,412

Aggregated price: 4.292

Total Aggregated Price:  104,764.41

e)

Date of the transaction

26 August 2022

f)

Place of the transaction

XASX

 



 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Katherine Tovich

2

Reason for the notification  

a)

Position/status

Chief Financial Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Vesting of Rights under South32 Equity Incentive Plan (EIP) and sale of shares

AU000000S320

b)

Nature of the transaction

Vesting of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

199,124
(shares following vesting of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  199,124

Aggregated price: 0.00

Total Aggregated Price:  0.00

b)

Nature of the transaction

Sale of shares

c)

Price(s) and volume(s)

Price(s)

Volume(s)

$4.26

73,335

$4.26

20,255

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  93,590

Aggregated price: 4.262

Total Aggregated Price:  398,911.00

e)

Date of the transaction

26 August 2022

f)

Place of the transaction

XASX

 

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