Form 8.3 - AVEVA GROUP PLC
Source: RNS
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AVEVA GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
03 Oct 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
3 5/9p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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1,870,341 |
0.62% |
2,563,798 |
0.85% |
(2) |
Cash-settled derivatives: |
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and/or controlled: |
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2,558,076 |
0.85% |
1,065,786 |
0.35% |
(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,428,417 |
1.47% |
3,629,584 |
1.20% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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3 5/9p ordinary |
Purchase |
19 |
31.2863 GBP |
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3 5/9p ordinary |
Purchase |
55 |
31.6201 GBP |
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3 5/9p ordinary |
Purchase |
72 |
31.4100 GBP |
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3 5/9p ordinary |
Purchase |
92 |
31.4600 GBP |
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3 5/9p ordinary |
Purchase |
100 |
31.5596 GBP |
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3 5/9p ordinary |
Purchase |
103 |
31.3573 GBP |
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3 5/9p ordinary |
Purchase |
105 |
31.5752 GBP |
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3 5/9p ordinary |
Purchase |
107 |
31.3803 GBP |
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3 5/9p ordinary |
Purchase |
110 |
31.4800 GBP |
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3 5/9p ordinary |
Purchase |
160 |
31.5117 GBP |
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3 5/9p ordinary |
Purchase |
175 |
31.3400 GBP |
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3 5/9p ordinary |
Purchase |
184 |
31.4000 GBP |
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3 5/9p ordinary |
Purchase |
220 |
31.3700 GBP |
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3 5/9p ordinary |
Purchase |
350 |
31.4500 GBP |
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3 5/9p ordinary |
Purchase |
369 |
31.5400 GBP |
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3 5/9p ordinary |
Purchase |
377 |
31.4965 GBP |
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3 5/9p ordinary |
Purchase |
429 |
31.3800 GBP |
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3 5/9p ordinary |
Purchase |
651 |
31.5111 GBP |
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3 5/9p ordinary |
Purchase |
777 |
31.3500 GBP |
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3 5/9p ordinary |
Purchase |
945 |
31.4095 GBP |
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3 5/9p ordinary |
Purchase |
971 |
31.4306 GBP |
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3 5/9p ordinary |
Purchase |
1,474 |
31.4718 GBP |
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3 5/9p ordinary |
Purchase |
1,550 |
31.7908 GBP |
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3 5/9p ordinary |
Purchase |
1,598 |
31.4372 GBP |
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3 5/9p ordinary |
Purchase |
2,105 |
31.6895 GBP |
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3 5/9p ordinary |
Purchase |
2,148 |
31.4460 GBP |
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3 5/9p ordinary |
Purchase |
2,506 |
31.7737 GBP |
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3 5/9p ordinary |
Purchase |
3,610 |
31.4447 GBP |
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3 5/9p ordinary |
Purchase |
4,000 |
31.3831 GBP |
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3 5/9p ordinary |
Purchase |
4,670 |
31.3600 GBP |
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3 5/9p ordinary |
Purchase |
5,050 |
31.3900 GBP |
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3 5/9p ordinary |
Purchase |
6,538 |
31.4374 GBP |
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3 5/9p ordinary |
Purchase |
9,184 |
31.3481 GBP |
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3 5/9p ordinary |
Purchase |
9,658 |
31.4363 GBP |
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3 5/9p ordinary |
Purchase |
10,845 |
31.7884 GBP |
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3 5/9p ordinary |
Purchase |
30,000 |
31.5031 GBP |
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3 5/9p ordinary |
Purchase |
106,603 |
31.7900 GBP |
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3 5/9p ordinary |
Sale |
13 |
31.5900 GBP |
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3 5/9p ordinary |
Sale |
20 |
31.4600 GBP |
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3 5/9p ordinary |
Sale |
72 |
31.4100 GBP |
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3 5/9p ordinary |
Sale |
78 |
31.3600 GBP |
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3 5/9p ordinary |
Sale |
101 |
31.4800 GBP |
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3 5/9p ordinary |
Sale |
114 |
31.3300 GBP |
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3 5/9p ordinary |
Sale |
159 |
31.4875 GBP |
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3 5/9p ordinary |
Sale |
187 |
31.3706 GBP |
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3 5/9p ordinary |
Sale |
198 |
31.3500 GBP |
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3 5/9p ordinary |
Sale |
216 |
31.3700 GBP |
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3 5/9p ordinary |
Sale |
239 |
31.3681 GBP |
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3 5/9p ordinary |
Sale |
240 |
31.4204 GBP |
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3 5/9p ordinary |
Sale |
369 |
31.5400 GBP |
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3 5/9p ordinary |
Sale |
410 |
31.3966 GBP |
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3 5/9p ordinary |
Sale |
429 |
31.3800 GBP |
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3 5/9p ordinary |
Sale |
442 |
31.3768 GBP |
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3 5/9p ordinary |
Sale |
458 |
31.3900 GBP |
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3 5/9p ordinary |
Sale |
542 |
31.4930 GBP |
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3 5/9p ordinary |
Sale |
698 |
31.4280 GBP |
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3 5/9p ordinary |
Sale |
851 |
31.4492 GBP |
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3 5/9p ordinary |
Sale |
900 |
31.5214 GBP |
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3 5/9p ordinary |
Sale |
1,044 |
31.4672 GBP |
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3 5/9p ordinary |
Sale |
1,177 |
31.4498 GBP |
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3 5/9p ordinary |
Sale |
1,517 |
31.4137 GBP |
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3 5/9p ordinary |
Sale |
1,746 |
31.4596 GBP |
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3 5/9p ordinary |
Sale |
2,580 |
31.4232 GBP |
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3 5/9p ordinary |
Sale |
3,062 |
31.4495 GBP |
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3 5/9p ordinary |
Sale |
5,130 |
31.4303 GBP |
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3 5/9p ordinary |
Sale |
5,221 |
31.4557 GBP |
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3 5/9p ordinary |
Sale |
11,050 |
31.4373 GBP |
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3 5/9p ordinary |
Sale |
21,321 |
31.7095 GBP |
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3 5/9p ordinary |
Sale |
100,173 |
31.7900 GBP |
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3 5/9p ordinary |
Sale |
104,502 |
31.7115 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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3 5/9p ordinary |
SWAP |
Long |
8 |
31.6200 GBP |
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3 5/9p ordinary |
SWAP |
Long |
58 |
31.4589 GBP |
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3 5/9p ordinary |
SWAP |
Long |
66 |
31.4921 GBP |
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3 5/9p ordinary |
SWAP |
Long |
242 |
31.3774 GBP |
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3 5/9p ordinary |
SWAP |
Long |
768 |
31.3881 GBP |
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3 5/9p ordinary |
SWAP |
Long |
1,044 |
31.4672 GBP |
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3 5/9p ordinary |
SWAP |
Long |
1,212 |
31.5616 GBP |
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3 5/9p ordinary |
SWAP |
Long |
7,223 |
31.5949 GBP |
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3 5/9p ordinary |
SWAP |
Long |
44,441 |
31.7094 GBP |
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3 5/9p ordinary |
SWAP |
Long |
64,055 |
31.6790 GBP |
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3 5/9p ordinary |
SWAP |
Long |
100,146 |
31.7900 GBP |
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3 5/9p ordinary |
SWAP |
Short |
1 |
31.5100 GBP |
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3 5/9p ordinary |
SWAP |
Short |
4 |
31.3700 GBP |
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3 5/9p ordinary |
SWAP |
Short |
5 |
31.3699 GBP |
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3 5/9p ordinary |
SWAP |
Short |
5 |
31.4400 GBP |
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3 5/9p ordinary |
SWAP |
Short |
6 |
31.4899 GBP |
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3 5/9p ordinary |
SWAP |
Short |
7 |
31.4214 GBP |
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3 5/9p ordinary |
SWAP |
Short |
9 |
31.7477 GBP |
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3 5/9p ordinary |
SWAP |
Short |
9 |
31.4886 GBP |
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3 5/9p ordinary |
SWAP |
Short |
12 |
31.3706 GBP |
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3 5/9p ordinary |
SWAP |
Short |
13 |
31.4596 GBP |
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3 5/9p ordinary |
SWAP |
Short |
13 |
31.5031 GBP |
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3 5/9p ordinary |
SWAP |
Short |
19 |
31.2862 GBP |
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3 5/9p ordinary |
SWAP |
Short |
29 |
31.5209 GBP |
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3 5/9p ordinary |
SWAP |
Short |
39 |
31.4749 GBP |
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3 5/9p ordinary |
SWAP |
Short |
47 |
31.5126 GBP |
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3 5/9p ordinary |
SWAP |
Short |
65 |
31.5193 GBP |
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3 5/9p ordinary |
SWAP |
Short |
75 |
31.4666 GBP |
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3 5/9p ordinary |
SWAP |
Short |
82 |
31.4328 GBP |
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3 5/9p ordinary |
SWAP |
Short |
82 |
31.4000 GBP |
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3 5/9p ordinary |
SWAP |
Short |
89 |
31.4337 GBP |
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3 5/9p ordinary |
SWAP |
Short |
97 |
31.4314 GBP |
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3 5/9p ordinary |
SWAP |
Short |
103 |
31.3573 GBP |
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3 5/9p ordinary |
CFD |
Short |
105 |
31.5752 GBP |
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3 5/9p ordinary |
SWAP |
Short |
130 |
31.4557 GBP |
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3 5/9p ordinary |
SWAP |
Short |
165 |
31.4968 GBP |
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3 5/9p ordinary |
SWAP |
Short |
190 |
31.4962 GBP |
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3 5/9p ordinary |
SWAP |
Short |
192 |
31.3708 GBP |
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3 5/9p ordinary |
SWAP |
Short |
248 |
31.4347 GBP |
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3 5/9p ordinary |
SWAP |
Short |
270 |
31.4728 GBP |
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3 5/9p ordinary |
SWAP |
Short |
273 |
31.4357 GBP |
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3 5/9p ordinary |
SWAP |
Short |
312 |
31.3923 GBP |
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3 5/9p ordinary |
SWAP |
Short |
394 |
31.4479 GBP |
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3 5/9p ordinary |
SWAP |
Short |
479 |
31.4711 GBP |
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3 5/9p ordinary |
SWAP |
Short |
496 |
31.4351 GBP |
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3 5/9p ordinary |
SWAP |
Short |
611 |
31.4724 GBP |
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3 5/9p ordinary |
SWAP |
Short |
615 |
31.4364 GBP |
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3 5/9p ordinary |
SWAP |
Short |
617 |
31.4363 GBP |
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3 5/9p ordinary |
SWAP |
Short |
681 |
31.4455 GBP |
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3 5/9p ordinary |
SWAP |
Short |
887 |
31.4483 GBP |
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3 5/9p ordinary |
SWAP |
Short |
1,550 |
31.7908 GBP |
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3 5/9p ordinary |
SWAP |
Short |
1,875 |
31.7915 GBP |
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3 5/9p ordinary |
SWAP |
Short |
2,000 |
31.4480 GBP |
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3 5/9p ordinary |
SWAP |
Short |
2,222 |
31.5250 GBP |
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3 5/9p ordinary |
SWAP |
Short |
3,000 |
31.3720 GBP |
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3 5/9p ordinary |
SWAP |
Short |
3,381 |
31.4120 GBP |
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3 5/9p ordinary |
SWAP |
Short |
3,596 |
31.4498 GBP |
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3 5/9p ordinary |
CFD |
Short |
3,717 |
31.5475 GBP |
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3 5/9p ordinary |
SWAP |
Short |
5,195 |
31.4128 GBP |
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3 5/9p ordinary |
SWAP |
Short |
106,612 |
31.7900 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
04 Oct 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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