Form 8.5 (EPT/RI)-AVEVA Group plc
Source: RNS
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Name of exempt principal trader: |
J.P. Morgan Securities Plc |
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
AVEVA Group plc |
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(c) Name of the party to the offer with which exempt principal trader is connected: |
Corporate Broker to AVEVA Group plc |
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(d) Date dealing undertaken: |
5 October 2022 |
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant security |
Purchases/ sales
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Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
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3 5/9p ordinary |
Purchase
Sale |
409,323
289,955 |
31.5900 GBP
31.6700 GBP |
31.4400 GBP
31.4450 GBP |
(b) Cash-settled derivative transactions
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Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
3 5/9p ordinary |
Equity Swap |
Decrease Long
Decrease Short
Increase Short
|
12,966 740 9,736 93,892 2,731 786 2,100 36,362 300
42 1,194 4 117 198 8,179 339 34,365 735 131 22,607
523 1,104 1,123 2,522 4,079 10,358 309 2,384 2,212 523 4,936 996 80 17,369 190 1,002 19 |
31.4933 GBP 31.4946 GBP 31.4949 GBP 31.5000 GBP 31.5028 GBP 31.5078 GBP 31.5144 GBP 31.5376 GBP 31.5572 GBP
31.4594 GBP 31.4694 GBP 31.4900 GBP 31.4950 GBP 31.5005 GBP 31.5184 GBP 31.5198 GBP 31.5200 GBP 31.5294 GBP 31.5598 GBP 31.6700 GBP
31.4615 GBP 31.4704 GBP 31.4823 GBP 31.4858 GBP 31.4883 GBP 31.4902 GBP 31.4921 GBP 31.4938 GBP 31.4940 GBP 31.4986 GBP 31.4988 GBP 31.5132 GBP 31.5152 GBP 31.5200 GBP 31.5210 GBP 31.5247 GBP 31.5616 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
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Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
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(ii) Exercise
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Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
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Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
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None
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Date of disclosure: |
6 October 2022 |
Contact name: |
Alwyn Basch |
Telephone number: |
020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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