Company Announcements

Notification of Dealing Form

Source: RNS
RNS Number : 3702J
South32 Limited
12 December 2022
 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Graham Kerr

2

Reason for the notification  

a)

Position/status

Chief Executive Officer and Managing Director

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan (EIP)

AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

1,217,602
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  1217602

Aggregated price: 0.00

Total Aggregated Price:  0.00

e)

Date of the transaction

8 December 2022

f)

Place of the transaction

XASX

 

 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Katherine Tovich

2

Reason for the notification  

a)

Position/status

Chief Financial Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan (EIP)

AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

459,198
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  459198

Aggregated price: 0.00

Total Aggregated Price:  0.00

e)

Date of the transaction

8 December 2022

f)

Place of the transaction

XASX

 



 

Notification of dealing form

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Jason Economidis

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan (EIP)

AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

379,481
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  379481

Aggregated price: 0.00

Total Aggregated Price:  0.00

e)

Date of the transaction

8 December 2022

f)

Place of the transaction

XASX

 

Notification of dealing forms

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

(Noel) Kumaran Perumal Pillay

2

Reason for the notification  

a)

Position/status

Chief Operating Officer

b)

Initial notification/Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  

a)

Name

South32 Limited

b)

LEI

213800LAZNPXSBKVHR17

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

 Identification code

Rights under South32 Equity Incentive Plan (EIP)

AU000000S320

b)

Nature of the transaction

Allocation of rights under the South32 EIP

c)

Price(s) and volume(s)

Price(s)

Volume(s)

0

301,582
(allocation of rights under EIP)

d)

Aggregated information

- Aggregated volume

- Price

Aggregated volume:  301582

Aggregated price: 0.00

Total Aggregated Price:  0.00

e)

Date of the transaction

8 December 2022

f)

Place of the transaction

XASX

 

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