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Company Announcements

Barclays PLC, Shaftesbury Capital PLC

Form8.5(EPT/NON-RI)CAPITAL&COUNTIES PROPERTIES PLC

Source: RNS
RNS Number : 4085O
Barclays PLC
31 January 2023
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

CAPITAL & COUNTIES PROPERTIES PLC


relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Energy Capital Partners, LLC


principal trader is connected

(d)

Date position held/dealing undertaken:

30 January 2023

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 



trader making disclosures in respect of any other party to the offer?

SHAFTESBURY PLC


2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

25p ordinary




Interests

Short Positions


Number

(%)

Number

(%)

(1)

Relevant securities owned






and/or controlled:

9,371,236

1.10%

7,336,603

0.86%








(2)

Cash-settled derivatives:








7,491,044

0.88%

7,984,898

0.94%








(3)

Stock-settled derivatives (including options)






and agreements to purchase/sell:

0

0.00%

0

0.00%















TOTAL:


16,862,280

1.98%

15,321,501

1.80%








(b)

Rights to subscribe for new securities (including directors and other executive

 

options)

 






Class of relevant security in relation to


which subscription right exists

Details, including nature of the rights


concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales





Class of relevant


Purchase/sale


Total number of


Highest price per unit

Lowest price per unit

security




securities


paid/received

paid/received

25p ordinary

Purchase

180,458

1.1450 GBP

1.1319 GBP

25p ordinary

Sale

210,835

1.1458 GBP

1.13 GBP









(b)

Cash-settled derivative transactions




Class of


Product


Nature of dealing


Number of

Price per

relevant


description




reference

unit

security






securities


25p ordinary

 SWAP

Decreasing Long

1,336

1.1450 GBP

25p ordinary

 SWAP

Decreasing Long

9,229

1.1407 GBP

25p ordinary

 SWAP

Decreasing Long

10,553

1.1413 GBP

25p ordinary

 SWAP

Decreasing Long

13,592

1.1425 GBP

25p ordinary

 SWAP

Decreasing Long

14,114

24.3770 ZAR

25p ordinary

 SWAP

Decreasing Long

32,719

1.1444 GBP

25p ordinary

 SWAP

Decreasing Short

18

1.1398 GBP

25p ordinary

 SWAP

Decreasing Short

289

1.1410 GBP

25p ordinary

 SWAP

Decreasing Short

972

1.1389 GBP

25p ordinary

 SWAP

Decreasing Short

1,110

1.1458 GBP

25p ordinary

 CFD

Decreasing Short

1,328

24.3502 ZAR

25p ordinary

 SWAP

Decreasing Short

1,981

1.1376 GBP

25p ordinary

 CFD

Decreasing Short

2,184

24.2602 ZAR

25p ordinary

 SWAP

Decreasing Short

2,292

1.1423 GBP

25p ordinary

 SWAP

Decreasing Short

3,449

1.1369 GBP

25p ordinary

 SWAP

Decreasing Short

5,304

1.1380 GBP

25p ordinary

 CFD

Decreasing Short

5,528

24.4367 ZAR

25p ordinary

 CFD

Decreasing Short

7,208

23.9124 ZAR

25p ordinary

 CFD

Decreasing Short

7,784

1.1381 GBP

25p ordinary

 SWAP

Decreasing Short

13,261

1.1449 GBP

25p ordinary

 SWAP

Decreasing Short

14,000

1.1371 GBP

25p ordinary

 SWAP

Decreasing Short

29,693

1.1397 GBP

25p ordinary

 CFD

Decreasing Short

38,932

1.1327 GBP

25p ordinary

 CFD

Decreasing Short

38,932

1.1450 GBP

25p ordinary

 CFD

Decreasing Short

56,456

24.3697 ZAR

25p ordinary

 CFD

Decreasing Short

56,456

1.1390 GBP

25p ordinary

 CFD

Decreasing Short

64,300

1.1449 GBP

25p ordinary

 CFD

Decreasing Short

143,496

1.1343 GBP

25p ordinary

 CFD

Increasing Long

1,328

24.3502 ZAR

25p ordinary

 SWAP

Increasing Long

1,382

24.4300 ZAR

25p ordinary

 SWAP

Increasing Long

1,802

23.9059 ZAR

25p ordinary

 CFD

Increasing Long

2,184

24.2602 ZAR

25p ordinary

 CFD

Increasing Long

5,528

24.4367 ZAR

25p ordinary

 CFD

Increasing Long

7,208

23.9124 ZAR

25p ordinary

 CFD

Increasing Long

7,784

1.1381 GBP

25p ordinary

 CFD

Increasing Long

38,932

1.1327 GBP

25p ordinary

 CFD

Increasing Long

38,932

1.1450 GBP

25p ordinary

 CFD

Increasing Long

56,456

24.3697 ZAR

25p ordinary

 CFD

Increasing Long

56,456

1.1390 GBP

25p ordinary

 CFD

Increasing Long

64,300

1.1449 GBP

25p ordinary

 CFD

Increasing Long

143,496

1.1343 GBP

25p ordinary

 SWAP

Increasing Short

11,329

1.1384 GBP

25p ordinary

 SWAP

Increasing Short

20,400

1.1348 GBP

25p ordinary

 CFD

Opening Long

1,328

24.3502 ZAR

25p ordinary

 CFD

Opening Long

2,184

24.2602 ZAR

25p ordinary

 CFD

Opening Long

5,528

24.4367 ZAR

25p ordinary

 CFD

Opening Long

7,208

23.9124 ZAR

25p ordinary

 CFD

Opening Long

7,784

1.1381 GBP

25p ordinary

 CFD

Opening Long

38,932

1.1327 GBP

25p ordinary

 CFD

Opening Long

38,932

1.1450 GBP

25p ordinary

 CFD

Opening Long

56,456

24.3697 ZAR

25p ordinary

 CFD

Opening Long

56,456

1.1390 GBP

25p ordinary

 CFD

Opening Long

64,300

1.1449 GBP

25p ordinary

 CFD

Opening Long

143,496

1.1343 GBP

25p ordinary

 CFD

Opening Short

1,328

24.3502 ZAR

25p ordinary

 CFD

Opening Short

2,184

24.2602 ZAR

25p ordinary

 CFD

Opening Short

5,528

24.4367 ZAR

25p ordinary

 CFD

Opening Short

7,208

23.9124 ZAR

25p ordinary

 CFD

Opening Short

7,784

1.1381 GBP

25p ordinary

 CFD

Opening Short

38,932

1.1327 GBP

25p ordinary

 CFD

Opening Short

38,932

1.1450 GBP

25p ordinary

 CFD

Opening Short

56,456

24.3697 ZAR

25p ordinary

 CFD

Opening Short

56,456

1.1390 GBP

25p ordinary

 CFD

Opening Short

64,300

1.1449 GBP

25p ordinary

 CFD

Opening Short

143,496

1.1343 GBP









(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 



Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising

 





Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security




securities

unit














(d)

Other dealings (including subscribing for new securities)

 

Class of relevant


Nature of Dealings


Details

Price per unit (if


security




applicable)






4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 


Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:


NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)   the voting rights of any relevant securities under any option; or


(ii)   the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:





NONE

(c)

Attachments

 





Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

31 Jan 2023




Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213











 

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